Achieving Dimension-Free Communication in Federated Learning via Zeroth-Order Optimization
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Abstract (arXiv)
Federated Learning (FL) offers a promising framework for collaborative and privacy-preserving machine learning across distributed data sources. However, the substantial communication costs associated with FL significantly challenge its efficiency. Specifically, in each communication round, the communication costs scale linearly with the model's dimension, which presents a formidable obstacle, especially in large model scenarios. Despite various communication-efficient strategies, the intrinsic dimension-dependent communication cost remains a major bottleneck for current FL implementations. This paper proposes a novel dimension-free communication algorithm - DeComFL, which leverages the zeroth-order optimization techniques and reduces the communication cost from mathscrO(d) to mathscrO(1) by transmitting only a constant number of scalar values between clients and the server in each round, regardless of the dimension d of the model parameters. Theoretically, in non-convex functions, we prove that our algorithm achieves state-of-the-art rates, which show a linear speedup of the number of clients and local steps under standard assumptions. With additional low effective rank assumption, we can further show the convergence rate is independent of the model dimension d as well. Empirical evaluations, encompassing both classic deep learning training and large language model fine-tuning, demonstrate significant reductions in communication overhead. Notably, DeComFL achieves this by transmitting only around 1MB of data in total between the server and a client to fine-tune a model with billions of parameters. Our code is available at https://github.com/ZidongLiu/DeComFL.
Key facts. Cited by 13 papers in the map (data through 14 Oct 2026). Builds on 57 of its 81 references that are in the map. First posted on arXiv 24 May 2024.
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57 of 81 references.
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Citing papers per year: 2025: 4; 2026: 9.
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- 2025Towards Straggler-Resilient Split Federated Learning: An Unbalanced Update Approachcited by 7
- 2025Converge Faster, Talk Less: Hessian-Informed Federated Zeroth-Order Optimizationcited by 3
- 2026HOSL: Hybrid-Order Split Learning for Memory-Constrained Edge Trainingcited by 3
- 2026Lean Clients, Full Accuracy: Hybrid Zeroth- and First-Order Split Federated Learningcited by 2
- 2026SeedFlood: A Step Toward Scalable Decentralized Fine-Tuning of LLMscited by 1
- 2026HO-SFL: Hybrid-Order Split Federated Learning with Backprop-Free Clients and Dimension-Free Aggregationcited by 1
- 2026Learning Dynamics of Zeroth-Order Optimization: A Kernel Perspectivecited by 1
- 2026Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpoweredcited by 1
- 2025Efficient Zeroth-Order Federated Finetuning of Language Models on Resource-Constrained Devicescited by 0
- 2025FedSGT: Exact Federated Unlearning via Sequential Group-based Trainingcited by 0
- 2026ZorBA: Zeroth-order Federated Fine-tuning of LLMs with Heterogeneous Block Activationcited by 0
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- 2026HO-FL: Hybrid-Order Federated Learning for Heterogeneous Edge Devices30 Sep 2026
- 2026SPADE-DFL: Communication-Efficient Decentralized Federated Learning via Derivative-Free Linearized ADMM24 Sep 2026
- 2026Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpowered15 May 2026
- 2026Learning Dynamics of Zeroth-Order Optimization: A Kernel Perspective5 May 2026
- 2026HO-SFL: Hybrid-Order Split Federated Learning with Backprop-Free Clients and Dimension-Free Aggregation16 Mar 2026
- 2026SeedFlood: A Step Toward Scalable Decentralized Fine-Tuning of LLMs20 Feb 2026
- 2026ZorBA: Zeroth-order Federated Fine-tuning of LLMs with Heterogeneous Block Activation19 Feb 2026
- 2026HOSL: Hybrid-Order Split Learning for Memory-Constrained Edge Training16 Jan 2026
- 2026Lean Clients, Full Accuracy: Hybrid Zeroth- and First-Order Split Federated Learning14 Jan 2026
- 2025FedSGT: Exact Federated Unlearning via Sequential Group-based Training28 Nov 2025
- 2025Towards Straggler-Resilient Split Federated Learning: An Unbalanced Update Approach24 Oct 2025
- 2025Converge Faster, Talk Less: Hessian-Informed Federated Zeroth-Order Optimization3 Jun 2025
- 2025Towards Straggler-Resilient Split Federated Learning: An Unbalanced Update Approachcited by 7
- 2025Converge Faster, Talk Less: Hessian-Informed Federated Zeroth-Order Optimizationcited by 3
- 2026HOSL: Hybrid-Order Split Learning for Memory-Constrained Edge Trainingcited by 3
- 2026Lean Clients, Full Accuracy: Hybrid Zeroth- and First-Order Split Federated Learningcited by 2
- 2026SeedFlood: A Step Toward Scalable Decentralized Fine-Tuning of LLMscited by 1
- 2026HO-SFL: Hybrid-Order Split Federated Learning with Backprop-Free Clients and Dimension-Free Aggregationcited by 1
- 2026Learning Dynamics of Zeroth-Order Optimization: A Kernel Perspectivecited by 1
- 2026Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpoweredcited by 1
- 2025Efficient Zeroth-Order Federated Finetuning of Language Models on Resource-Constrained Devicescited by 0
- 2026ZorBA: Zeroth-order Federated Fine-tuning of LLMs with Heterogeneous Block Activationcited by 0
- 2026SPADE-DFL: Communication-Efficient Decentralized Federated Learning via Derivative-Free Linearized ADMMcited by 0
- 2026HO-FL: Hybrid-Order Federated Learning for Heterogeneous Edge Devicescited by 0
- 2026HO-FL: Hybrid-Order Federated Learning for Heterogeneous Edge Devices30 Sep 2026
- 2026SPADE-DFL: Communication-Efficient Decentralized Federated Learning via Derivative-Free Linearized ADMM24 Sep 2026
- 2026Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpowered15 May 2026
- 2026Learning Dynamics of Zeroth-Order Optimization: A Kernel Perspective5 May 2026
- 2026HO-SFL: Hybrid-Order Split Federated Learning with Backprop-Free Clients and Dimension-Free Aggregation16 Mar 2026
- 2026SeedFlood: A Step Toward Scalable Decentralized Fine-Tuning of LLMs20 Feb 2026
- 2026ZorBA: Zeroth-order Federated Fine-tuning of LLMs with Heterogeneous Block Activation19 Feb 2026
- 2026HOSL: Hybrid-Order Split Learning for Memory-Constrained Edge Training16 Jan 2026
- 2026Lean Clients, Full Accuracy: Hybrid Zeroth- and First-Order Split Federated Learning14 Jan 2026
- 2025Towards Straggler-Resilient Split Federated Learning: An Unbalanced Update Approach24 Oct 2025
- 2025Converge Faster, Talk Less: Hessian-Informed Federated Zeroth-Order Optimization3 Jun 2025
- 2025Efficient Zeroth-Order Federated Finetuning of Language Models on Resource-Constrained Devices14 Feb 2025