mlsanityData to 7 Oct 2026

Risk and Response in Large Language Models: Evaluating Key Threat Categories

arXiv 2403.14988 ↗First posted 22 Mar 2024cs.CLcited by 10

On the map: LLM safety and security → Safety alignment, refusal and guardrails

Abstract (arXiv)

This paper explores the pressing issue of risk assessment in Large Language Models (LLMs) as they become increasingly prevalent in various applications. Focusing on how reward models, which are designed to fine-tune pretrained LLMs to align with human values, perceive and categorize different types of risks, we delve into the challenges posed by the subjective nature of preference-based training data. By utilizing the Anthropic Red-team dataset, we analyze major risk categories, including Information Hazards, Malicious Uses, and Discrimination/Hateful content. Our findings indicate that LLMs tend to consider Information Hazards less harmful, a finding confirmed by a specially developed regression model. Additionally, our analysis shows that LLMs respond less stringently to Information Hazards compared to other risks. The study further reveals a significant vulnerability of LLMs to jailbreaking attacks in Information Hazard scenarios, highlighting a critical security concern in LLM risk assessment and emphasizing the need for improved AI safety measures.

Key facts. Cited by 10 papers in the map (data through 7 Oct 2026). Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security. Builds on 24 of its 38 references that are in the map. First posted on arXiv 22 Mar 2024.

Builds on

24 of 38 references.

Closest ancestors · 1

Same direction, newest first

  1. 2023Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!5 Oct

Other references · 23

  1. 2017Attention Is All You Needcited by 59,932
  2. 2020Language Models are Few-Shot Learnerscited by 32,199
  3. 2022Training language models to follow instructions with human feedbackcited by 15,712
  4. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 12,865
  5. 2020Scaling Laws for Neural Language Modelscited by 6,411
  6. 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,634
  7. 2020Longformer: The Long-Document Transformercited by 3,362
  8. 2020Learning to summarize from human feedbackcited by 2,562
  9. 2019Fine-Tuning Language Models from Human Preferencescited by 2,124
  10. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
  11. 2020RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Modelscited by 1,235
  12. 2022LaMDA: Language Models for Dialog Applicationscited by 1,218
11 more
  1. 2021GLM: General Language Model Pretraining with Autoregressive Blank Infillingcited by 1,026
  2. 2021Ethical and social risks of harm from Language Modelscited by 957
  3. 2022BERTopic: Neural topic modeling with a class-based TF-IDF procedurecited by 779
  4. 2022Ignore Previous Prompt: Attack Techniques For Language Modelscited by 760
  5. 2019Release Strategies and the Social Impacts of Language Modelscited by 505
  6. 2023Jailbreaking ChatGPT via Prompt Engineering: An Empirical Studycited by 478
  7. 2023Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignmentcited by 394
  8. 2023Multi-step Jailbreaking Privacy Attacks on ChatGPTcited by 320
  9. 2023Survey of Vulnerabilities in Large Language Models Revealed by Adversarial Attackscited by 189
  10. 2023Do-Not-Answer: A Dataset for Evaluating Safeguards in LLMscited by 176
  11. 2023Beyond the Safeguards: Exploring the Security Risks of ChatGPTcited by 36

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2024: 4; 2025: 4; 2026: 2.

10 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2025Data Security in Large Language Models: Risks, Defense, and Directions
  2. 2025LLM-Safety Evaluations Lack Robustness
  3. 2024Large Language Model Safety: A Holistic Survey
  4. 2024Unique Security and Privacy Threats of Large Language Models: A Comprehensive Survey
  5. 2025Exploring the Secondary Risks of Large Language Models
  6. 2025A Survey of Attacks on Large Language Models
  7. 2024The Language Barrier: Dissecting Safety Challenges of LLMs in Multilingual Contexts
  8. 2024Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents