mlsanityData to 14 Oct 2026

Average gradient outer product as a mechanism for deep neural collapse

arXiv 2402.13728 ↗First posted 21 Feb 2024cs.LG stat.MLcited by 22

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Abstract (arXiv)

Deep Neural Collapse (DNC) refers to the surprisingly rigid structure of the data representations in the final layers of Deep Neural Networks (DNNs). Though the phenomenon has been measured in a variety of settings, its emergence is typically explained via data-agnostic approaches, such as the unconstrained features model. In this work, we introduce a data-dependent setting where DNC forms due to feature learning through the average gradient outer product (AGOP). The AGOP is defined with respect to a learned predictor and is equal to the uncentered covariance matrix of its input-output gradients averaged over the training dataset. The Deep Recursive Feature Machine (Deep RFM) is a method that constructs a neural network by iteratively mapping the data with the AGOP and applying an untrained random feature map. We demonstrate empirically that DNC occurs in Deep RFM across standard settings as a consequence of the projection with the AGOP matrix computed at each layer. Further, we theoretically explain DNC in Deep RFM in an asymptotic setting and as a result of kernel learning. We then provide evidence that this mechanism holds for neural networks more generally. In particular, we show that the right singular vectors and values of the weights can be responsible for the majority of within-class variability collapse for DNNs trained in the feature learning regime. As observed in recent work, this singular structure is highly correlated with that of the AGOP.

Key facts. Cited by 22 papers in the map (data through 14 Oct 2026). Builds on 33 of its 54 references that are in the map. First posted on arXiv 21 Feb 2024.

Builds on

33 of 54 references.

References · 33

  1. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,621
  2. 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 719
  3. 2021Exploring Deep Neural Networks via Layer-Peeled Model: Minority Collapse in Imbalanced Trainingcited by 166
  4. 2021Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Pathcited by 158
  5. 2020Towards Resolving the Implicit Bias of Gradient Descent for Matrix Factorization: Greedy Low-Rank Learningcited by 150
  6. 2020Neural collapse with unconstrained featurescited by 142
  7. 2022Extended Unconstrained Features Model for Exploring Deep Neural Collapsecited by 102
  8. 2020The Neural Tangent Kernel in High Dimensions: Triple Descent and a Multi-Scale Theory of Generalizationcited by 101
  9. 2022On the Optimization Landscape of Neural Collapse under MSE Loss: Global Optimality with Unconstrained Featurescited by 97
  10. 2022Neural Collapse: A Review on Modelling Principles and Generalizationcited by 95
  11. 2021An Unconstrained Layer-Peeled Perspective on Neural Collapsecited by 87
  12. 2022Imbalance Trouble: Revisiting Neural-Collapse Geometrycited by 80
21 more
  1. 2022Limitations of Neural Collapse for Understanding Generalization in Deep Learningcited by 63
  2. 2020On the emergence of simplex symmetry in the final and penultimate layers of neural network classifierscited by 52
  3. 2023Deep Neural Collapse Is Provably Optimal for the Deep Unconstrained Features Modelcited by 43
  4. 2023Neural Collapse in Deep Linear Networks: From Balanced to Imbalanced Datacited by 40
  5. 2023Neural Collapse for Unconstrained Feature Model under Cross-entropy Loss with Imbalanced Datacited by 38
  6. 2020Explicit regularization and implicit bias in deep network classifiers trained with the square losscited by 37
  7. 2022A Law of Data Separation in Deep Learningcited by 36
  8. 2022Perturbation Analysis of Neural Collapsecited by 35
  9. 2023Catapults in SGD: spikes in the training loss and their impact on generalization through feature learningcited by 31
  10. 2022The Asymmetric Maximum Margin Bias of Quasi-Homogeneous Neural Networkscited by 25
  11. 2022Linking Neural Collapse and L2 Normalization with Improved Out-of-Distribution Detection in Deep Neural Networkscited by 23
  12. 2023Neural Collapse in the Intermediate Hidden Layers of Classification Neural Networkscited by 21
  13. 2023Neural (Tangent Kernel) Collapsecited by 18
  14. 2023Mechanism of feature learning in convolutional neural networkscited by 17
  15. 2024Linear Recursive Feature Machines provably recover low-rank matricescited by 16
  16. 2015Convex Learning of Multiple Tasks and their Structurecited by 13
  17. 2023On the Robustness of Neural Collapse and the Neural Collapse of Robustnesscited by 9
  18. 2023Efficient Estimation of the Central Mean Subspace via Smoothed Gradient Outer Productscited by 7
  19. 2018Beyond Worst-Case Analysiscited by 6
  20. 2023Better NTK Conditioning: A Free Lunch from (ReLU) Nonlinear Activation in Wide Neural Networkscited by 6
  21. 2023A Theory of Feature Learning in Kernel Modelscited by 3

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2024: 8; 2025: 7; 2026: 7.

22 papers.

Sort:

  1. 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 38
  2. 2024Emergence in non-neural models: grokking modular arithmetic via average gradient outer productcited by 28
  3. 2024Compressible Dynamics in Deep Overparameterized Low-Rank Learning & Adaptationcited by 26
  4. 2024Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?cited by 17
  5. 2024Wide Neural Networks Trained with Weight Decay Provably Exhibit Neural Collapsecited by 16
  6. 2025xRFM: Accurate, scalable, and interpretable feature learning models for tabular datacited by 16
  7. 2024The Persistence of Neural Collapse Despite Low-Rank Biascited by 13
  8. 2025Neural Collapse is Globally Optimal in Deep Regularized ResNets and Transformerscited by 10
  9. 2024The fast committor machine: Interpretable prediction with kernelscited by 5
  10. 2024Theoretical characterisation of the Gauss-Newton conditioning in Neural Networkscited by 5
  11. 2026The Weight Gram Matrix Captures Sequential Feature Linearization in Deep Networkscited by 5
  12. 2025Bilevel optimization for learning hyperparameters: Application to solving PDEs and inverse problems with Gaussian processescited by 3
10 more
  1. 2025On the Neural Feature Ansatz for Deep Neural Networkscited by 2
  2. 2025Diagonalizing the Softmax: Hadamard Initialization for Tractable Cross-Entropy Dynamicscited by 2
  3. 2026Beyond Neural Collapse: Task-Intrinsic Geometry Governs Neural Representations in Modular Arithmeticcited by 2
  4. 2025Feature maps for the Laplacian kernel and its generalizationscited by 1
  5. 2025From Coefficients to Directions: Rethinking Model Merging with Directional Alignmentcited by 1
  6. 2026Breaking Data Symmetry is Needed For Generalization in Feature Learning Kernelscited by 1
  7. 2026The Implicit Bias of Depth: From Neural Collapse to Softmax Codescited by 0
  8. 2026K-Inverse-RFM: A Modified RFM that Bridges the Gap to Neural Networks for Data-Corrupted Mathematical Taskscited by 0
  9. 2026Gradland: On Phenomenal Experience, Differentiated Across Many Dimensionscited by 0
  10. 2026Specific Algorithmic Interpretability of Neural Networks: A Case Study on Texturescited by 0