Theoretically Principled Federated Learning for Balancing Privacy and Utility
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Abstract (arXiv)
We propose a general learning framework for the protection mechanisms that protects privacy via distorting model parameters, which facilitates the trade-off between privacy and utility. The algorithm is applicable to arbitrary privacy measurements that maps from the distortion to a real value. It can achieve personalized utility-privacy trade-off for each model parameter, on each client, at each communication round in federated learning. Such adaptive and fine-grained protection can improve the effectiveness of privacy-preserved federated learning. Theoretically, we show that gap between the utility loss of the protection hyperparameter output by our algorithm and that of the optimal protection hyperparameter is sub-linear in the total number of iterations. The sublinearity of our algorithm indicates that the average gap between the performance of our algorithm and that of the optimal performance goes to zero when the number of iterations goes to infinity. Further, we provide the convergence rate of our proposed algorithm. We conduct empirical results on benchmark datasets to verify that our method achieves better utility than the baseline methods under the same privacy budget.
Key facts. Cited by 6 papers in the map (data through 14 Oct 2026). Builds on 28 of its 56 references that are in the map. First posted on arXiv 24 May 2023.
Builds on
28 of 56 references.
References · 28
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,669
- 2016Deep Learning with Differential Privacycited by 2,728
- 2016Federated Learning: Strategies for Improving Communication Efficiencycited by 1,475
- 2016Optimization Methods for Large-Scale Machine Learningcited by 1,150
- 2019Deep Leakage from Gradientscited by 1,021
- 2020Inverting Gradients -- How easy is it to break privacy in federated learning?cited by 712
- 2016Federated Optimization: Distributed Machine Learning for On-Device Intelligencecited by 564
- 2019Introduction to Multi-Armed Banditscited by 481
- 2017Deep Gradient Compression: Reducing the Communication Bandwidth for Distributed Trainingcited by 478
- 2017Differentially Private Federated Learning: A Client Level Perspectivecited by 459
- 2020iDLG: Improved Deep Leakage from Gradientscited by 382
- 2021See through Gradients: Image Batch Recovery via GradInversioncited by 326
16 more
- 2017Private federated learning on vertically partitioned data via entity resolution and additively homomorphic encryptioncited by 176
- 2020LDP-Fed: Federated Learning with Local Differential Privacycited by 132
- 2015Asynchronous Parallel Stochastic Gradient for Nonconvex Optimizationcited by 116
- 2018Cooperative SGD: A unified Framework for the Design and Analysis of Communication-Efficient SGD Algorithmscited by 106
- 2021Differentially Private Federated Learning on Heterogeneous Datacited by 74
- 2021Gradient Disaggregation: Breaking Privacy in Federated Learning by Reconstructing the User Participant Matrixcited by 43
- 2016On Nonconvex Decentralized Gradient Descentcited by 42
- 2021Gradient-Leakage Resilient Federated Learningcited by 40
- 2021FedCG: Leverage Conditional GAN for Protecting Privacy and Maintaining Competitive Performance in Federated Learningcited by 39
- 2022No Free Lunch Theorem for Security and Utility in Federated Learningcited by 39
- 2022Trading Off Privacy, Utility and Efficiency in Federated Learningcited by 33
- 2020Rethinking Privacy Preserving Deep Learning: How to Evaluate and Thwart Privacy Attackscited by 32
- 2021Private Federated Learning Without a Trusted Server: Optimal Algorithms for Convex Lossescited by 30
- 2013Local Privacy and Minimax Bounds: Sharp Rates for Probability Estimationcited by 19
- 2021Fast Federated Learning by Balancing Communication Trade-Offscited by 18
- 2023Towards Achieving Near-optimal Utility for Privacy-Preserving Federated Learning via Data Generation and Parameter Distortioncited by 6
Built on by
Citing papers per year: 2023: 1; 2024: 3; 2025: 2.
6 papers.
- 2023A Meta-learning Framework for Tuning Parameters of Protection Mechanisms in Trustworthy Federated Learningcited by 6
- 2024Theoretical Analysis of Privacy Leakage in Trustworthy Federated Learning: A Perspective from Linear Algebra and Optimization Theorycited by 2
- 2024Bridging Privacy and Robustness for Trustworthy Machine Learningcited by 1
- 2024A Unified Learn-to-Distort-Data Framework for Privacy-Utility Trade-off in Trustworthy Federated Learningcited by 0
- 2025FedEM: A Privacy-Preserving Framework for Concurrent Utility Preservation in Federated Learningcited by 0
- 2025Deciphering the Interplay between Attack and Protection Complexity in Privacy-Preserving Federated Learningcited by 0
- 2025Deciphering the Interplay between Attack and Protection Complexity in Privacy-Preserving Federated Learning16 Aug 2025
- 2025FedEM: A Privacy-Preserving Framework for Concurrent Utility Preservation in Federated Learning8 Mar 2025
- 2024Theoretical Analysis of Privacy Leakage in Trustworthy Federated Learning: A Perspective from Linear Algebra and Optimization Theory23 Jul 2024
- 2024A Unified Learn-to-Distort-Data Framework for Privacy-Utility Trade-off in Trustworthy Federated Learning5 Jul 2024
- 2024Bridging Privacy and Robustness for Trustworthy Machine Learning25 Mar 2024
- 2023A Meta-learning Framework for Tuning Parameters of Protection Mechanisms in Trustworthy Federated Learning28 May 2023