Learning Generalized Gumbel-max Causal Mechanisms
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Abstract (arXiv)
To perform counterfactual reasoning in Structural Causal Models (SCMs), one needs to know the causal mechanisms, which provide factorizations of conditional distributions into noise sources and deterministic functions mapping realizations of noise to samples. Unfortunately, the causal mechanism is not uniquely identified by data that can be gathered by observing and interacting with the world, so there remains the question of how to choose causal mechanisms. In recent work, Oberst & Sontag (2019) propose Gumbel-max SCMs, which use Gumbel-max reparameterizations as the causal mechanism due to an intuitively appealing counterfactual stability property. In this work, we instead argue for choosing a causal mechanism that is best under a quantitative criteria such as minimizing variance when estimating counterfactual treatment effects. We propose a parameterized family of causal mechanisms that generalize Gumbel-max. We show that they can be trained to minimize counterfactual effect variance and other losses on a distribution of queries of interest, yielding lower variance estimates of counterfactual treatment effect than fixed alternatives, also generalizing to queries not seen at training time.
Key facts. Cited by 16 papers in the map (data through 14 Oct 2026). Builds on 18 of its 35 references that are in the map. First posted on arXiv 11 Nov 2021.
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18 of 35 references.
References · 18
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- 2019Counterfactual Off-Policy Evaluation with Gumbel-Max Structural Causal Modelscited by 117
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6 more
- 2017Smooth and Sparse Optimal Transportcited by 83
- 2018Woulda, Coulda, Shoulda: Counterfactually-Guided Policy Searchcited by 82
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Citing papers per year: 2022: 4; 2023: 4; 2024: 5; 2025: 2; 2026: 1.
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- 2023Counterfactual Identifiability of Bijective Causal Modelscited by 43
- 2023Counterfactual (Non-)identifiability of Learned Structural Causal Modelscited by 17
- 2022Counterfactual Inference of Second Opinionscited by 14
- 2024Counterfactual Token Generation in Large Language Modelscited by 14
- 2024Gumbel Counterfactual Generation From Language Modelscited by 14
- 2022Counterfactual Analysis in Dynamic Latent State Modelscited by 10
- 2025Evaluation of Large Language Models via Coupled Token Generationcited by 8
- 2022Deep Counterfactual Estimation with Categorical Background Variablescited by 5
- 2024Understanding What Affects the Generalization Gap in Visual Reinforcement Learning: Theory and Empirical Evidencecited by 5
- 2024Counterfactual Influence in Markov Decision Processescited by 5
- 2022Curiosity in Hindsight: Intrinsic Exploration in Stochastic Environmentscited by 4
- 2023Towards Computationally Efficient Responsibility Attribution in Decentralized Partially Observable MDPscited by 3
4 more
- 2025Robust Counterfactual Inference in Markov Decision Processescited by 3
- 2023Causal Graph Discovery from Self and Mutually Exciting Time Seriescited by 1
- 2024Off-Policy Selection for Initiating Human-Centric Experimental Designcited by 0
- 2026Learning to Control Coupled-Dynamics Environments with Joint Markov Decision Processescited by 0
- 2026Learning to Control Coupled-Dynamics Environments with Joint Markov Decision Processes24 Aug 2026
- 2025Robust Counterfactual Inference in Markov Decision Processes19 Feb 2025
- 2025Evaluation of Large Language Models via Coupled Token Generation3 Feb 2025
- 2024Gumbel Counterfactual Generation From Language Models11 Nov 2024
- 2024Off-Policy Selection for Initiating Human-Centric Experimental Design26 Oct 2024
- 2024Counterfactual Token Generation in Large Language Models25 Sep 2024
- 2024Counterfactual Influence in Markov Decision Processes13 Feb 2024
- 2024Understanding What Affects the Generalization Gap in Visual Reinforcement Learning: Theory and Empirical Evidence5 Feb 2024
- 2023Towards Computationally Efficient Responsibility Attribution in Decentralized Partially Observable MDPs24 Feb 2023
- 2023Counterfactual Identifiability of Bijective Causal Models4 Feb 2023
- 2023Causal Graph Discovery from Self and Mutually Exciting Time Series26 Jan 2023
- 2023Counterfactual (Non-)identifiability of Learned Structural Causal Models22 Jan 2023
4 more
- 2022Curiosity in Hindsight: Intrinsic Exploration in Stochastic Environments18 Nov 2022
- 2022Deep Counterfactual Estimation with Categorical Background Variables11 Oct 2022
- 2022Counterfactual Analysis in Dynamic Latent State Models27 May 2022
- 2022Counterfactual Inference of Second Opinions16 Mar 2022
- 2023Counterfactual Identifiability of Bijective Causal Modelscited by 43
- 2023Counterfactual (Non-)identifiability of Learned Structural Causal Modelscited by 17
- 2022Counterfactual Inference of Second Opinionscited by 14
- 2024Counterfactual Token Generation in Large Language Modelscited by 14
- 2024Gumbel Counterfactual Generation From Language Modelscited by 14
- 2022Counterfactual Analysis in Dynamic Latent State Modelscited by 10
- 2025Evaluation of Large Language Models via Coupled Token Generationcited by 8
- 2022Deep Counterfactual Estimation with Categorical Background Variablescited by 5
- 2024Counterfactual Influence in Markov Decision Processescited by 5
- 2022Curiosity in Hindsight: Intrinsic Exploration in Stochastic Environmentscited by 4
- 2023Towards Computationally Efficient Responsibility Attribution in Decentralized Partially Observable MDPscited by 3
- 2025Robust Counterfactual Inference in Markov Decision Processescited by 3
12 most cited of 15 All 15 (JSON)
- 2026Learning to Control Coupled-Dynamics Environments with Joint Markov Decision Processes24 Aug 2026
- 2025Robust Counterfactual Inference in Markov Decision Processes19 Feb 2025
- 2025Evaluation of Large Language Models via Coupled Token Generation3 Feb 2025
- 2024Gumbel Counterfactual Generation From Language Models11 Nov 2024
- 2024Off-Policy Selection for Initiating Human-Centric Experimental Design26 Oct 2024
- 2024Counterfactual Token Generation in Large Language Models25 Sep 2024
- 2024Counterfactual Influence in Markov Decision Processes13 Feb 2024
- 2023Towards Computationally Efficient Responsibility Attribution in Decentralized Partially Observable MDPs24 Feb 2023
- 2023Counterfactual Identifiability of Bijective Causal Models4 Feb 2023
- 2023Causal Graph Discovery from Self and Mutually Exciting Time Series26 Jan 2023
- 2023Counterfactual (Non-)identifiability of Learned Structural Causal Models22 Jan 2023
- 2022Curiosity in Hindsight: Intrinsic Exploration in Stochastic Environments18 Nov 2022
12 newest of 15 All 15 (JSON)