Computationally Efficient Safe Reinforcement Learning for Power Systems
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Abstract (arXiv)
We propose a computationally efficient approach to safe reinforcement learning (RL) for frequency regulation in power systems with high levels of variable renewable energy resources. The approach draws on set-theoretic control techniques to craft a neural network-based control policy that is guaranteed to satisfy safety-critical state constraints, without needing to solve a model predictive control or projection problem in real time. By exploiting the properties of robust controlled-invariant polytopes, we construct a novel, closed-form "safety-filter" that enables end-to-end safe learning using any policy gradient-based RL algorithm. We then apply the safety filter in conjunction with the deep deterministic policy gradient (DDPG) algorithm to regulate frequency in a modified 9-bus power system, and show that the learned policy is more cost-effective than robust linear feedback control techniques while maintaining the same safety guarantee. We also show that the proposed paradigm outperforms DDPG augmented with constraint violation penalties.
Key facts. Cited by 20 papers in the map (data through 14 Oct 2026). First posted on arXiv 20 Oct 2021.
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Citing papers per year: 2022: 3; 2023: 5; 2024: 7; 2025: 4; 2026: 1.
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- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarkingcited by 34
- 2024Excluding the Irrelevant: Focusing Reinforcement Learning through Continuous Action Maskingcited by 19
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systemscited by 11
- 2025Enforcing Hard Linear Constraints in Deep Learning Models with Decision Rulescited by 10
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulationcited by 9
- 2022Differentiable Safe Controller Design through Control Barrier Functionscited by 8
- 2024GLinSAT: The General Linear Satisfiability Neural Network Layer By Accelerated Gradient Descentcited by 7
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?cited by 5
- 2024CommonPower: A Framework for Safe Data-Driven Smart Grid Controlcited by 4
- 2023Control invariant set enhanced safe reinforcement learning: improved sampling efficiency, guaranteed stability and robustnesscited by 2
- 2023Self-supervised Equality Embedded Deep Lagrange Dual for Approximate Constrained Optimizationcited by 2
- 2024Provable Traffic Rule Compliance in Safe Reinforcement Learning on the Open Seacited by 2
8 more
- 2023An Efficient Learning-Based Solver for Two-Stage DC Optimal Power Flow with Feasibility Guaranteescited by 1
- 2023Control invariant set enhanced reinforcement learning for process control: improved sampling efficiency and guaranteed stabilitycited by 1
- 2024A Critical Review of Safe Reinforcement Learning Techniques in Smart Grid Applicationscited by 1
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learningcited by 1
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometrycited by 1
- 2022Interpreting Primal-Dual Algorithms for Constrained Multiagent Reinforcement Learningcited by 0
- 2023Toward Rapid, Optimal, and Feasible Power Dispatch through Generalized Neural Mappingcited by 0
- 2025Safe Reinforcement Learning-based Automatic Generation Controlcited by 0
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometry2 Aug 2026
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?16 Sep 2025
- 2025Safe Reinforcement Learning-based Automatic Generation Control23 Jul 2025
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learning2 Jun 2025
- 2025Enforcing Hard Linear Constraints in Deep Learning Models with Decision Rules20 May 2025
- 2024GLinSAT: The General Linear Satisfiability Neural Network Layer By Accelerated Gradient Descent26 Sep 2024
- 2024A Critical Review of Safe Reinforcement Learning Techniques in Smart Grid Applications24 Sep 2024
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systems29 Jun 2024
- 2024Excluding the Irrelevant: Focusing Reinforcement Learning through Continuous Action Masking6 Jun 2024
- 2024CommonPower: A Framework for Safe Data-Driven Smart Grid Control5 Jun 2024
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulation31 May 2024
- 2024Provable Traffic Rule Compliance in Safe Reinforcement Learning on the Open Sea13 Feb 2024
8 more
- 2023Toward Rapid, Optimal, and Feasible Power Dispatch through Generalized Neural Mapping8 Nov 2023
- 2023Self-supervised Equality Embedded Deep Lagrange Dual for Approximate Constrained Optimization11 Jun 2023
- 2023Control invariant set enhanced safe reinforcement learning: improved sampling efficiency, guaranteed stability and robustness24 May 2023
- 2023Control invariant set enhanced reinforcement learning for process control: improved sampling efficiency and guaranteed stability11 Apr 2023
- 2023An Efficient Learning-Based Solver for Two-Stage DC Optimal Power Flow with Feasibility Guarantees3 Apr 2023
- 2022Interpreting Primal-Dual Algorithms for Constrained Multiagent Reinforcement Learning29 Nov 2022
- 2022Differentiable Safe Controller Design through Control Barrier Functions20 Sep 2022
- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarking13 May 2022
- 2024Excluding the Irrelevant: Focusing Reinforcement Learning through Continuous Action Maskingcited by 19
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systemscited by 11
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulationcited by 9
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?cited by 5
- 2024CommonPower: A Framework for Safe Data-Driven Smart Grid Controlcited by 4
- 2024Provable Traffic Rule Compliance in Safe Reinforcement Learning on the Open Seacited by 2
- 2024A Critical Review of Safe Reinforcement Learning Techniques in Smart Grid Applicationscited by 1
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learningcited by 1
- 2025Safe Reinforcement Learning-based Automatic Generation Controlcited by 0
- 2025Safe Reinforcement Learning using Action Projection: Safeguard the Policy or the Environment?16 Sep 2025
- 2025Safe Reinforcement Learning-based Automatic Generation Control23 Jul 2025
- 2025Leveraging Analytic Gradients in Provably Safe Reinforcement Learning2 Jun 2025
- 2024A Critical Review of Safe Reinforcement Learning Techniques in Smart Grid Applications24 Sep 2024
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systems29 Jun 2024
- 2024Excluding the Irrelevant: Focusing Reinforcement Learning through Continuous Action Masking6 Jun 2024
- 2024CommonPower: A Framework for Safe Data-Driven Smart Grid Control5 Jun 2024
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulation31 May 2024
- 2024Provable Traffic Rule Compliance in Safe Reinforcement Learning on the Open Sea13 Feb 2024
- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarkingcited by 34
- 2025Enforcing Hard Linear Constraints in Deep Learning Models with Decision Rulescited by 10
- 2022Differentiable Safe Controller Design through Control Barrier Functionscited by 8
- 2024GLinSAT: The General Linear Satisfiability Neural Network Layer By Accelerated Gradient Descentcited by 7
- 2023Control invariant set enhanced safe reinforcement learning: improved sampling efficiency, guaranteed stability and robustnesscited by 2
- 2023Self-supervised Equality Embedded Deep Lagrange Dual for Approximate Constrained Optimizationcited by 2
- 2023An Efficient Learning-Based Solver for Two-Stage DC Optimal Power Flow with Feasibility Guaranteescited by 1
- 2023Control invariant set enhanced reinforcement learning for process control: improved sampling efficiency and guaranteed stabilitycited by 1
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometrycited by 1
- 2022Interpreting Primal-Dual Algorithms for Constrained Multiagent Reinforcement Learningcited by 0
- 2023Toward Rapid, Optimal, and Feasible Power Dispatch through Generalized Neural Mappingcited by 0
- 2026Differentiable Policy Transport over Multi-Layer Network Feasibility Geometry2 Aug 2026
- 2025Enforcing Hard Linear Constraints in Deep Learning Models with Decision Rules20 May 2025
- 2024GLinSAT: The General Linear Satisfiability Neural Network Layer By Accelerated Gradient Descent26 Sep 2024
- 2023Toward Rapid, Optimal, and Feasible Power Dispatch through Generalized Neural Mapping8 Nov 2023
- 2023Self-supervised Equality Embedded Deep Lagrange Dual for Approximate Constrained Optimization11 Jun 2023
- 2023Control invariant set enhanced safe reinforcement learning: improved sampling efficiency, guaranteed stability and robustness24 May 2023
- 2023Control invariant set enhanced reinforcement learning for process control: improved sampling efficiency and guaranteed stability11 Apr 2023
- 2023An Efficient Learning-Based Solver for Two-Stage DC Optimal Power Flow with Feasibility Guarantees3 Apr 2023
- 2022Interpreting Primal-Dual Algorithms for Constrained Multiagent Reinforcement Learning29 Nov 2022
- 2022Differentiable Safe Controller Design through Control Barrier Functions20 Sep 2022
- 2022Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarking13 May 2022