On the Surrogate Gap between Contrastive and Supervised Losses
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Abstract (arXiv)
Contrastive representation learning encourages data representation to make semantically similar pairs closer than randomly drawn negative samples, which has been successful in various domains such as vision, language, and graphs. Recent theoretical studies have attempted to explain the benefit of the large negative sample size by upper-bounding the downstream classification loss with the contrastive loss. However, the previous surrogate bounds have two drawbacks: they are only legitimate for a limited range of negative sample sizes and prohibitively large even within that range. Due to these drawbacks, there still does not exist a consensus on how negative sample size theoretically correlates with downstream classification performance. Following the simplified setting where positive pairs are drawn from the true distribution (not generated by data augmentation; as supposed in previous studies), this study establishes surrogate upper and lower bounds for the downstream classification loss for all negative sample sizes that best explain the empirical observations on the negative sample size in the earlier studies. Our bounds suggest that the contrastive loss can be viewed as a surrogate objective of the downstream loss and larger negative sample sizes improve downstream classification because the surrogate gap between contrastive and supervised losses decays. We verify that our theory is consistent with experiments on synthetic, vision, and language datasets.
Key facts. Cited by 25 papers in the map (data through 7 Oct 2026). Builds on 38 of its 70 references that are in the map. First posted on arXiv 6 Oct 2021.
Builds on
38 of 70 references.
References · 38
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26 more
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Citing papers per year: 2022: 1; 2023: 11; 2024: 4; 2025: 7; 2026: 2.
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- 2023InfoNCE Loss Provably Learns Cluster-Preserving Representationscited by 37
- 2023Towards a Unified Theoretical Understanding of Non-contrastive Learning via Rank Differential Mechanismcited by 32
- 2023Generalization Analysis for Contrastive Representation Learningcited by 25
- 2023Rethinking Weak Supervision in Helping Contrastive Learningcited by 18
- 2023ArCL: Enhancing Contrastive Learning with Augmentation-Robust Representationscited by 10
- 2024Collapse-Proof Non-Contrastive Self-Supervised Learningcited by 7
- 2022GEDI: GEnerative and DIscriminative Training for Self-Supervised Learningcited by 6
- 2023Towards Understanding the Mechanism of Contrastive Learning via Similarity Structure: A Theoretical Analysiscited by 6
- 2023CAME: Contrastive Automated Model Evaluationcited by 6
- 2024Tight PAC-Bayesian Risk Certificates for Contrastive Learningcited by 6
- 2025Self-Supervised Contrastive Learning is Approximately Supervised Contrastive Learningcited by 5
- 2025An Augmentation Overlap Theory of Contrastive Learningcited by 5
13 more
- 2023Representation Learning Dynamics of Self-Supervised Modelscited by 3
- 2025Generalization Analysis for Supervised Contrastive Representation Learning under Non-IID Settingscited by 3
- 2025An Augmentation-Aware Theory for Self-Supervised Contrastive Learningcited by 3
- 2026Directional Neural Collapse Explains Few-Shot Transfer in Self-Supervised Learningcited by 3
- 2023Towards a Rigorous Analysis of Mutual Information in Contrastive Learningcited by 2
- 2023Feature Normalization Prevents Collapse of Non-contrastive Learning Dynamicscited by 2
- 2023Unifying Self-Supervised Clustering and Energy-Based Modelscited by 2
- 2024PhiNets: Brain-inspired Non-contrastive Learning Based on Temporal Prediction Hypothesiscited by 2
- 2025Difficult Examples Hurt Unsupervised Contrastive Learning: A Theoretical Perspectivecited by 2
- 2025On the Alignment Between Supervised and Self-Supervised Contrastive Learningcited by 2
- 2024When can we Approximate Wide Contrastive Models with Neural Tangent Kernels and Principal Component Analysis?cited by 1
- 2025Theoretical Foundations of Representation Learning using Unlabeled Data: Statistics and Optimizationcited by 0
- 2026Expressivity In Multimodal Contrastive Learningcited by 0
- 2026Expressivity In Multimodal Contrastive Learning17 Aug 2026
- 2026Directional Neural Collapse Explains Few-Shot Transfer in Self-Supervised Learning3 Mar 2026
- 2025An Augmentation Overlap Theory of Contrastive Learning5 Nov 2025
- 2025On the Alignment Between Supervised and Self-Supervised Contrastive Learning9 Oct 2025
- 2025Theoretical Foundations of Representation Learning using Unlabeled Data: Statistics and Optimization23 Sep 2025
- 2025Self-Supervised Contrastive Learning is Approximately Supervised Contrastive Learning4 Jun 2025
- 2025An Augmentation-Aware Theory for Self-Supervised Contrastive Learning28 May 2025
- 2025Generalization Analysis for Supervised Contrastive Representation Learning under Non-IID Settings8 May 2025
- 2025Difficult Examples Hurt Unsupervised Contrastive Learning: A Theoretical Perspective2 Jan 2025
- 2024Tight PAC-Bayesian Risk Certificates for Contrastive Learning4 Dec 2024
- 2024Collapse-Proof Non-Contrastive Self-Supervised Learning7 Oct 2024
- 2024PhiNets: Brain-inspired Non-contrastive Learning Based on Temporal Prediction Hypothesis23 May 2024
13 more
- 2024When can we Approximate Wide Contrastive Models with Neural Tangent Kernels and Principal Component Analysis?13 Mar 2024
- 2023Unifying Self-Supervised Clustering and Energy-Based Models30 Dec 2023
- 2023Feature Normalization Prevents Collapse of Non-contrastive Learning Dynamics28 Sep 2023
- 2023Representation Learning Dynamics of Self-Supervised Models5 Sep 2023
- 2023Towards a Rigorous Analysis of Mutual Information in Contrastive Learning30 Aug 2023
- 2023CAME: Contrastive Automated Model Evaluation22 Aug 2023
- 2023Rethinking Weak Supervision in Helping Contrastive Learning7 Jun 2023
- 2023Towards Understanding the Mechanism of Contrastive Learning via Similarity Structure: A Theoretical Analysis1 Apr 2023
- 2023Towards a Unified Theoretical Understanding of Non-contrastive Learning via Rank Differential Mechanism4 Mar 2023
- 2023ArCL: Enhancing Contrastive Learning with Augmentation-Robust Representations2 Mar 2023
- 2023Generalization Analysis for Contrastive Representation Learning24 Feb 2023
- 2023InfoNCE Loss Provably Learns Cluster-Preserving Representations15 Feb 2023
- 2022GEDI: GEnerative and DIscriminative Training for Self-Supervised Learning27 Dec 2022
- 2026Expressivity In Multimodal Contrastive Learningcited by 0
- 2026Expressivity In Multimodal Contrastive Learning17 Aug 2026
- 2023InfoNCE Loss Provably Learns Cluster-Preserving Representationscited by 37
- 2023Towards a Unified Theoretical Understanding of Non-contrastive Learning via Rank Differential Mechanismcited by 32
- 2023Generalization Analysis for Contrastive Representation Learningcited by 25
- 2023Rethinking Weak Supervision in Helping Contrastive Learningcited by 18
- 2023ArCL: Enhancing Contrastive Learning with Augmentation-Robust Representationscited by 10
- 2024Collapse-Proof Non-Contrastive Self-Supervised Learningcited by 7
- 2022GEDI: GEnerative and DIscriminative Training for Self-Supervised Learningcited by 6
- 2023Towards Understanding the Mechanism of Contrastive Learning via Similarity Structure: A Theoretical Analysiscited by 6
- 2023CAME: Contrastive Automated Model Evaluationcited by 6
- 2024Tight PAC-Bayesian Risk Certificates for Contrastive Learningcited by 6
- 2025Self-Supervised Contrastive Learning is Approximately Supervised Contrastive Learningcited by 5
- 2025An Augmentation Overlap Theory of Contrastive Learningcited by 5
12 most cited of 24 All 24 (JSON)
- 2026Directional Neural Collapse Explains Few-Shot Transfer in Self-Supervised Learning3 Mar 2026
- 2025An Augmentation Overlap Theory of Contrastive Learning5 Nov 2025
- 2025On the Alignment Between Supervised and Self-Supervised Contrastive Learning9 Oct 2025
- 2025Theoretical Foundations of Representation Learning using Unlabeled Data: Statistics and Optimization23 Sep 2025
- 2025Self-Supervised Contrastive Learning is Approximately Supervised Contrastive Learning4 Jun 2025
- 2025An Augmentation-Aware Theory for Self-Supervised Contrastive Learning28 May 2025
- 2025Generalization Analysis for Supervised Contrastive Representation Learning under Non-IID Settings8 May 2025
- 2025Difficult Examples Hurt Unsupervised Contrastive Learning: A Theoretical Perspective2 Jan 2025
- 2024Tight PAC-Bayesian Risk Certificates for Contrastive Learning4 Dec 2024
- 2024Collapse-Proof Non-Contrastive Self-Supervised Learning7 Oct 2024
- 2024PhiNets: Brain-inspired Non-contrastive Learning Based on Temporal Prediction Hypothesis23 May 2024
- 2024When can we Approximate Wide Contrastive Models with Neural Tangent Kernels and Principal Component Analysis?13 Mar 2024
12 newest of 24 All 24 (JSON)