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Generation of Synthetic Electronic Health Records Using a Federated GAN

arXiv 2109.02543 ↗First posted 6 Sep 2021cs.LGcited by 5

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Abstract (arXiv)

Sensitive medical data is often subject to strict usage constraints. In this paper, we trained a generative adversarial network (GAN) on real-world electronic health records (EHR). It was then used to create a data-set of "fake" patients through synthetic data generation (SDG) to circumvent usage constraints. This real-world data was tabular, binary, intensive care unit (ICU) patient diagnosis data. The entire data-set was split into separate data silos to mimic real-world scenarios where multiple ICU units across different hospitals may have similarly structured data-sets within their own organisations but do not have access to each other's data-sets. We implemented federated learning (FL) to train separate GANs locally at each organisation, using their unique data silo and then combining the GANs into a single central GAN, without any siloed data ever being exposed. This global, central GAN was then used to generate the synthetic patients data-set. We performed an evaluation of these synthetic patients with statistical measures and through a structured review by a group of medical professionals. It was shown that there was no significant reduction in the quality of the synthetic EHR when we moved between training a single central model and training on separate data silos with individual models before combining them into a central model. This was true for both the statistical evaluation (Root Mean Square Error (RMSE) of 0.0154 for single-source vs. RMSE of 0.0169 for dual-source federated) and also for the medical professionals' evaluation (no quality difference between EHR generated from a single source and EHR generated from multiple sources).

Key facts. Cited by 5 papers in the map (data through 7 Oct 2026). Builds on 12 of its 18 references that are in the map. First posted on arXiv 6 Sep 2021.

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12 of 18 references.

References · 12

  1. 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
  2. 2017Improved Training of Wasserstein GANscited by 2,223
  3. 2018Multimodal Unsupervised Image-to-Image Translationcited by 795
  4. 2019A Survey of Autonomous Driving: Common Practices and Emerging Technologiescited by 373
  5. 2021Membership Inference Attacks on Machine Learning: A Surveycited by 306
  6. 2017Generating Multi-label Discrete Patient Records using Generative Adversarial Networkscited by 197
  7. 2016Mode Regularized Generative Adversarial Networkscited by 123
  8. 2019BrainTorrent: A Peer-to-Peer Environment for Decentralized Federated Learningcited by 115
  9. 2020FedGAN: Federated Generative Adversarial Networks for Distributed Datacited by 89
  10. 2020CorGAN: Correlation-Capturing Convolutional Generative Adversarial Networks for Generating Synthetic Healthcare Recordscited by 37
  11. 2020Locally Masked Convolution for Autoregressive Modelscited by 22
  12. 2021Estimation of Continuous Blood Pressure from PPG via a Federated Learning Approachcited by 12

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Citing papers per year: 2022: 2; 2023: 2; 2024: 0; 2025: 1.

5 papers.