mlsanityData to 7 Oct 2026

Analytic Study of Families of Spurious Minima in Two-Layer ReLU Neural Networks: A Tale of Symmetry II

arXiv 2107.10370 ↗First posted 21 Jul 2021cs.LG math.DS math.OCcited by 16

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Abstract (arXiv)

We study the optimization problem associated with fitting two-layer ReLU neural networks with respect to the squared loss, where labels are generated by a target network. We make use of the rich symmetry structure to develop a novel set of tools for studying families of spurious minima. In contrast to existing approaches which operate in limiting regimes, our technique directly addresses the nonconvex loss landscape for a finite number of inputs d and neurons k, and provides analytic, rather than heuristic, information. In particular, we derive analytic estimates for the loss at different minima, and prove that modulo O(d-1/2)-terms the Hessian spectrum concentrates near small positive constants, with the exception of Theta(d) eigenvalues which grow linearly with~d. We further show that the Hessian spectrum at global and spurious minima coincide to O(d-1/2)-order, thus challenging our ability to argue about statistical generalization through local curvature. Lastly, our technique provides the exact fractional dimensionality at which families of critical points turn from saddles into spurious minima. This makes possible the study of the creation and the annihilation of spurious minima using powerful tools from equivariant bifurcation theory.

Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). Builds on 37 of its 70 references that are in the map. First posted on arXiv 21 Jul 2021.

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37 of 70 references.

References · 37

  1. 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,337
  2. 2018A Mean Field View of the Landscape of Two-Layers Neural Networkscited by 463
  3. 2017Sharp Minima Can Generalize For Deep Netscited by 462
  4. 2018On the Global Convergence of Gradient Descent for Over-parameterized Models using Optimal Transportcited by 422
  5. 2018Measuring the Intrinsic Dimension of Objective Landscapescited by 364
  6. 2016Entropy-SGD: Biasing Gradient Descent Into Wide Valleyscited by 357
  7. 2019An Investigation into Neural Net Optimization via Hessian Eigenvalue Densitycited by 289
  8. 2017Empirical Analysis of the Hessian of Over-Parametrized Neural Networkscited by 283
  9. 2017Three Factors Influencing Minima in SGDcited by 270
  10. 2018Gradient Descent Happens in a Tiny Subspacecited by 208
  11. 2016Eigenvalues of the Hessian in Deep Learning: Singularity and Beyondcited by 156
  12. 2020When Do Neural Networks Outperform Kernel Methods?cited by 150
25 more
  1. 2016Toward Deeper Understanding of Neural Networks: The Power of Initialization and a Dual View on Expressivitycited by 138
  2. 2017Convergence Analysis of Two-layer Neural Networks with ReLU Activationcited by 137
  3. 2019Dynamics of stochastic gradient descent for two-layer neural networks in the teacher-student setupcited by 112
  4. 2017Spurious Local Minima are Common in Two-Layer ReLU Neural Networkscited by 104
  5. 2019On the Power and Limitations of Random Features for Understanding Neural Networkscited by 103
  6. 2018Universal Statistics of Fisher Information in Deep Neural Networks: Mean Field Approachcited by 89
  7. 2018Hessian-based Analysis of Large Batch Training and Robustness to Adversariescited by 87
  8. 2017Towards Understanding Generalization of Deep Learning: Perspective of Loss Landscapescited by 84
  9. 2017A Random Matrix Approach to Neural Networkscited by 80
  10. 2017Learning One-hidden-layer Neural Networks with Landscape Designcited by 79
  11. 2017Globally Optimal Gradient Descent for a ConvNet with Gaussian Inputscited by 61
  12. 2018The committee machine: Computational to statistical gaps in learning a two-layers neural networkcited by 58
  13. 2017An Analytical Formula of Population Gradient for two-layered ReLU network and its Applications in Convergence and Critical Point Analysiscited by 52
  14. 2020Optimization and Generalization of Shallow Neural Networks with Quadratic Activation Functionscited by 50
  15. 2017Gradient Descent Learns One-hidden-layer CNN: Don't be Afraid of Spurious Local Minimacited by 40
  16. 2016Distribution-Specific Hardness of Learning Neural Networkscited by 27
  17. 2020Analytic Characterization of the Hessian in Shallow ReLU Models: A Tale of Symmetrycited by 17
  18. 2021On Learnability via Gradient Method for Two-Layer ReLU Neural Networks in Teacher-Student Settingcited by 16
  19. 2019Hidden Unit Specialization in Layered Neural Networks: ReLU vs. Sigmoidal Activationcited by 14
  20. 2021Symmetry Breaking in Symmetric Tensor Decompositioncited by 10
  21. 2019Generalisation dynamics of online learning in over-parameterised neural networkscited by 9
  22. 2019On the Principle of Least Symmetry Breaking in Shallow ReLU Modelscited by 9
  23. 2020Symmetry & critical points for a model shallow neural networkcited by 9
  24. 2017Porcupine Neural Networks: (Almost) All Local Optima are Globalcited by 6
  25. 2021Equivariant bifurcation, quadratic equivariants, and symmetry breaking for the standard representation of Sncited by 5

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Citing papers per year: 2022: 4; 2023: 4; 2024: 3; 2025: 3; 2026: 2.

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