Enhancing Feasibility and Safety of Nonlinear Model Predictive Control with Discrete-Time Control Barrier Functions
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Abstract (arXiv)
Safety is one of the fundamental problems in robotics. Recently, one-step or multi-step optimal control problems for discrete-time nonlinear dynamical system were formulated to offer tracking stability using control Lyapunov functions (CLFs) while subject to input constraints as well as safety-critical constraints using control barrier functions (CBFs). The limitations of these existing approaches are mainly about feasibility and safety. In the existing approaches, the feasibility of the optimization and the system safety cannot be enhanced at the same time theoretically. In this paper, we propose two formulations that unifies CLFs and CBFs under the framework of nonlinear model predictive control (NMPC). In the proposed formulations, safety criteria is commonly formulated as CBF constraints and stability performance is ensured with either a terminal cost function or CLF constraints. Slack variables with relaxing technique are introduced on the CBF constraints to resolve the tradeoff between feasibility and safety so that they can be enhanced at the same. The advantages about feasibility and safety of proposed formulations compared with existing methods are analyzed theoretically and validated with numerical results.
Key facts. Cited by 11 papers in the map (data through 14 Oct 2026). First posted on arXiv 21 May 2021.
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Citing papers per year: 2022: 1; 2023: 2; 2024: 3; 2025: 1; 2026: 4.
11 papers.
- 2023MEGA-DAgger: Imitation Learning with Multiple Imperfect Expertscited by 18
- 2023Online Control Barrier Functions for Decentralized Multi-Agent Navigationcited by 11
- 2024Reinforcement Learning-based Receding Horizon Control using Adaptive Control Barrier Functions for Safety-Critical Systemscited by 7
- 2024GSON: A Group-based Social Navigation Framework with Large Multimodal Modelcited by 6
- 2022Bridging Model-based Safety and Model-free Reinforcement Learning through System Identification of Low Dimensional Linear Modelscited by 5
- 2026Meta-Reinforcement Learning for Robust and Non-greedy Control Barrier Functions in Spacecraft Proximity Operationscited by 2
- 2024Socially-Aware Shared Control Navigation for Assistive Mobile Robots in the Built Environmentcited by 1
- 2025Safe model-based Reinforcement Learning via Model Predictive Control and Control Barrier Functionscited by 1
- 2026Learning Safety-Guaranteed, Non-Greedy Control Barrier Functions Using Reinforcement Learningcited by 1
- 2026Distributed Model Predictive Control with Adaptive Safety Zones for Multi-Fleet Drone Operationscited by 1
- 2026Conflict-Predictive Variable Horizons in Multi-Drone Distributed Model Predictive Controlcited by 0
- 2026Conflict-Predictive Variable Horizons in Multi-Drone Distributed Model Predictive Control7 Sep 2026
- 2026Distributed Model Predictive Control with Adaptive Safety Zones for Multi-Fleet Drone Operations8 Jun 2026
- 2026Meta-Reinforcement Learning for Robust and Non-greedy Control Barrier Functions in Spacecraft Proximity Operations7 Feb 2026
- 2026Learning Safety-Guaranteed, Non-Greedy Control Barrier Functions Using Reinforcement Learning30 Jan 2026
- 2025Safe model-based Reinforcement Learning via Model Predictive Control and Control Barrier Functions4 Dec 2025
- 2024GSON: A Group-based Social Navigation Framework with Large Multimodal Model26 Sep 2024
- 2024Socially-Aware Shared Control Navigation for Assistive Mobile Robots in the Built Environment27 May 2024
- 2024Reinforcement Learning-based Receding Horizon Control using Adaptive Control Barrier Functions for Safety-Critical Systems26 Mar 2024
- 2023Online Control Barrier Functions for Decentralized Multi-Agent Navigation8 Mar 2023
- 2023MEGA-DAgger: Imitation Learning with Multiple Imperfect Experts1 Mar 2023
- 2022Bridging Model-based Safety and Model-free Reinforcement Learning through System Identification of Low Dimensional Linear Models11 May 2022