Demystifying Batch Normalization in ReLU Networks: Equivalent Convex Optimization Models and Implicit Regularization
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Abstract (arXiv)
Batch Normalization (BN) is a commonly used technique to accelerate and stabilize training of deep neural networks. Despite its empirical success, a full theoretical understanding of BN is yet to be developed. In this work, we analyze BN through the lens of convex optimization. We introduce an analytic framework based on convex duality to obtain exact convex representations of weight-decay regularized ReLU networks with BN, which can be trained in polynomial-time. Our analyses also show that optimal layer weights can be obtained as simple closed-form formulas in the high-dimensional and/or overparameterized regimes. Furthermore, we find that Gradient Descent provides an algorithmic bias effect on the standard non-convex BN network, and we design an approach to explicitly encode this implicit regularization into the convex objective. Experiments with CIFAR image classification highlight the effectiveness of this explicit regularization for mimicking and substantially improving the performance of standard BN networks.
Key facts. Cited by 21 papers in the map (data through 13 Oct 2026). Builds on 26 of its 51 references that are in the map. First posted on arXiv 2 Mar 2021.
Builds on
26 of 51 references.
References · 26
- 2015Deep Residual Learning for Image Recognitioncited by 51,950
- 2014Adam: A Method for Stochastic Optimizationcited by 37,093
- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,223
- 2015Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shiftcited by 6,991
- 2016Layer Normalizationcited by 5,624
- 2015Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classificationcited by 3,601
- 2018Group Normalizationcited by 1,518
- 2016Instance Normalization: The Missing Ingredient for Fast Stylizationcited by 1,193
- 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 716
- 2016CVXPY: A Python-Embedded Modeling Language for Convex Optimizationcited by 635
- 2016Weight Normalization: A Simple Reparameterization to Accelerate Training of Deep Neural Networkscited by 541
- 2018How Does Batch Normalization Help Optimization?cited by 355
14 more
- 2014In Search of the Real Inductive Bias: On the Role of Implicit Regularization in Deep Learningcited by 340
- 2017A Rewriting System for Convex Optimization Problemscited by 179
- 2018Understanding Batch Normalizationcited by 158
- 2019How do infinite width bounded norm networks look in function space?cited by 106
- 2020Neural Networks are Convex Regularizers: Exact Polynomial-time Convex Optimization Formulations for Two-layer Networkscited by 98
- 2018Theoretical Analysis of Auto Rate-Tuning by Batch Normalizationcited by 65
- 2020Revealing the Structure of Deep Neural Networks via Convex Dualitycited by 54
- 2020Convex Geometry and Duality of Over-parameterized Neural Networkscited by 49
- 2020Vector-output ReLU Neural Network Problems are Copositive Programs: Convex Analysis of Two Layer Networks and Polynomial-time Algorithmscited by 33
- 2019Four Things Everyone Should Know to Improve Batch Normalizationcited by 28
- 2016An empirical analysis of the optimization of deep network loss surfacescited by 21
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- 2019Mean-field Analysis of Batch Normalizationcited by 3
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Citing papers per year: 2021: 7; 2022: 5; 2023: 6; 2024: 1; 2025: 2.
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- 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 37
- 2022Fast Convex Optimization for Two-Layer ReLU Networks: Equivalent Model Classes and Cone Decompositionscited by 31
- 2022Unraveling Attention via Convex Duality: Analysis and Interpretations of Vision Transformerscited by 30
- 2021Scaled ReLU Matters for Training Vision Transformerscited by 29
- 2021Global Optimality Beyond Two Layers: Training Deep ReLU Networks via Convex Programscited by 25
- 2021Hidden Convexity of Wasserstein GANs: Interpretable Generative Models with Closed-Form Solutionscited by 14
- 2021Path Regularization: A Convexity and Sparsity Inducing Regularization for Parallel ReLU Networkscited by 14
- 2021The Convex Geometry of Backpropagation: Neural Network Gradient Flows Converge to Extreme Points of the Dual Convex Programcited by 11
- 2025Controlling Neural Collapse Enhances Out-of-Distribution Detection and Transfer Learningcited by 11
- 2023Optimal Sets and Solution Paths of ReLU Networkscited by 10
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- 2023The Convex Landscape of Neural Networks: Characterizing Global Optima and Stationary Points via Lasso Modelscited by 7
- 2021Training Quantized Neural Networks to Global Optimality via Semidefinite Programmingcited by 6
- 2023From Complexity to Clarity: Analytical Expressions of Deep Neural Network Weights via Clifford's Geometric Algebra and Convexitycited by 4
- 2022Overparameterized ReLU Neural Networks Learn the Simplest Models: Neural Isometry and Exact Recoverycited by 3
- 2023Fixing the NTK: From Neural Network Linearizations to Exact Convex Programscited by 1
- 2025A Multi-task Learning Balanced Attention Convolutional Neural Network Model for Few-shot Underwater Acoustic Target Recognitioncited by 0
- 2025A Multi-task Learning Balanced Attention Convolutional Neural Network Model for Few-shot Underwater Acoustic Target Recognition17 Apr 2025
- 2025Controlling Neural Collapse Enhances Out-of-Distribution Detection and Transfer Learning15 Feb 2025
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Models28 May 2024
- 2023The Convex Landscape of Neural Networks: Characterizing Global Optima and Stationary Points via Lasso Models19 Dec 2023
- 2023From Complexity to Clarity: Analytical Expressions of Deep Neural Network Weights via Clifford's Geometric Algebra and Convexity28 Sep 2023
- 2023Fixing the NTK: From Neural Network Linearizations to Exact Convex Programs26 Sep 2023
- 2023Optimal Sets and Solution Paths of ReLU Networks31 May 2023
- 2023When Deep Learning Meets Polyhedral Theory: A Survey29 Apr 2023
- 2023Globally Optimal Training of Neural Networks with Threshold Activation Functions6 Mar 2023
- 2022Overparameterized ReLU Neural Networks Learn the Simplest Models: Neural Isometry and Exact Recovery30 Sep 2022
- 2022Neural Collapse: A Review on Modelling Principles and Generalization8 Jun 2022
- 2022Optimal Neural Network Approximation of Wasserstein Gradient Direction via Convex Optimization26 May 2022
9 more
- 2022Unraveling Attention via Convex Duality: Analysis and Interpretations of Vision Transformers17 May 2022
- 2022Fast Convex Optimization for Two-Layer ReLU Networks: Equivalent Model Classes and Cone Decompositions2 Feb 2022
- 2021Path Regularization: A Convexity and Sparsity Inducing Regularization for Parallel ReLU Networks18 Oct 2021
- 2021The Convex Geometry of Backpropagation: Neural Network Gradient Flows Converge to Extreme Points of the Dual Convex Program13 Oct 2021
- 2021Parallel Deep Neural Networks Have Zero Duality Gap13 Oct 2021
- 2021Global Optimality Beyond Two Layers: Training Deep ReLU Networks via Convex Programs11 Oct 2021
- 2021Scaled ReLU Matters for Training Vision Transformers8 Sep 2021
- 2021Hidden Convexity of Wasserstein GANs: Interpretable Generative Models with Closed-Form Solutions12 Jul 2021
- 2021Training Quantized Neural Networks to Global Optimality via Semidefinite Programming4 May 2021
- 2022Neural Collapse: A Review on Modelling Principles and Generalizationcited by 95
- 2023When Deep Learning Meets Polyhedral Theory: A Surveycited by 39
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 37
- 2022Fast Convex Optimization for Two-Layer ReLU Networks: Equivalent Model Classes and Cone Decompositionscited by 31
- 2022Unraveling Attention via Convex Duality: Analysis and Interpretations of Vision Transformerscited by 30
- 2021Scaled ReLU Matters for Training Vision Transformerscited by 29
- 2021Global Optimality Beyond Two Layers: Training Deep ReLU Networks via Convex Programscited by 25
- 2021Hidden Convexity of Wasserstein GANs: Interpretable Generative Models with Closed-Form Solutionscited by 14
- 2021Path Regularization: A Convexity and Sparsity Inducing Regularization for Parallel ReLU Networkscited by 14
- 2021The Convex Geometry of Backpropagation: Neural Network Gradient Flows Converge to Extreme Points of the Dual Convex Programcited by 11
- 2025Controlling Neural Collapse Enhances Out-of-Distribution Detection and Transfer Learningcited by 11
- 2023Optimal Sets and Solution Paths of ReLU Networkscited by 10
12 most cited of 21 All 21 (JSON)
- 2025A Multi-task Learning Balanced Attention Convolutional Neural Network Model for Few-shot Underwater Acoustic Target Recognition17 Apr 2025
- 2025Controlling Neural Collapse Enhances Out-of-Distribution Detection and Transfer Learning15 Feb 2025
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Models28 May 2024
- 2023The Convex Landscape of Neural Networks: Characterizing Global Optima and Stationary Points via Lasso Models19 Dec 2023
- 2023From Complexity to Clarity: Analytical Expressions of Deep Neural Network Weights via Clifford's Geometric Algebra and Convexity28 Sep 2023
- 2023Fixing the NTK: From Neural Network Linearizations to Exact Convex Programs26 Sep 2023
- 2023Optimal Sets and Solution Paths of ReLU Networks31 May 2023
- 2023When Deep Learning Meets Polyhedral Theory: A Survey29 Apr 2023
- 2023Globally Optimal Training of Neural Networks with Threshold Activation Functions6 Mar 2023
- 2022Overparameterized ReLU Neural Networks Learn the Simplest Models: Neural Isometry and Exact Recovery30 Sep 2022
- 2022Neural Collapse: A Review on Modelling Principles and Generalization8 Jun 2022
- 2022Optimal Neural Network Approximation of Wasserstein Gradient Direction via Convex Optimization26 May 2022
12 newest of 21 All 21 (JSON)