For self-supervised learning, Rationality implies generalization, provably
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Abstract (arXiv)
We prove a new upper bound on the generalization gap of classifiers that are obtained by first using self-supervision to learn a representation r of the training data, and then fitting a simple (e.g., linear) classifier g to the labels. Specifically, we show that (under the assumptions described below) the generalization gap of such classifiers tends to zero if mathsfC(g) ll n, where mathsfC(g) is an appropriately-defined measure of the simple classifier g's complexity, and n is the number of training samples. We stress that our bound is independent of the complexity of the representation r. We do not make any structural or conditional-independence assumptions on the representation-learning task, which can use the same training dataset that is later used for classification. Rather, we assume that the training procedure satisfies certain natural noise-robustness (adding small amount of label noise causes small degradation in performance) and rationality (getting the wrong label is not better than getting no label at all) conditions that widely hold across many standard architectures. We show that our bound is non-vacuous for many popular representation-learning based classifiers on CIFAR-10 and ImageNet, including SimCLR, AMDIM and MoCo.
Key facts. Cited by 22 papers in the map (data through 7 Oct 2026). First posted on arXiv 16 Oct 2020.
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Citing papers per year: 2021: 5; 2022: 9; 2023: 4; 2024: 3; 2025: 1.
22 papers.
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- 2021Provable Guarantees for Self-Supervised Deep Learning with Spectral Contrastive Losscited by 311
- 2021Revisiting Model Stitching to Compare Neural Representationscited by 203
- 2022Understanding Contrastive Learning Requires Incorporating Inductive Biasescited by 96
- 2022Domain-Adjusted Regression or: ERM May Already Learn Features Sufficient for Out-of-Distribution Generalizationcited by 69
- 2022Audio Self-supervised Learning: A Surveycited by 65
- 2021Understanding Negative Samples in Instance Discriminative Self-supervised Representation Learningcited by 47
- 2022The Mechanism of Prediction Head in Non-contrastive Self-supervised Learningcited by 38
- 2022Improving Self-Supervised Learning by Characterizing Idealized Representationscited by 33
- 2023Group Robust Classification Without Any Group Informationcited by 25
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalizationcited by 20
- 2022Towards Understanding Why Mask-Reconstruction Pretraining Helps in Downstream Taskscited by 18
- 2024Memorization in Self-Supervised Learning Improves Downstream Generalizationcited by 18
10 more
- 2022Neural Eigenfunctions Are Structured Representation Learnerscited by 16
- 2021Can Pretext-Based Self-Supervised Learning Be Boosted by Downstream Data? A Theoretical Analysiscited by 9
- 2024Label Noise: Ignorance Is Blisscited by 8
- 2023Evaluating Self-Supervised Learning via Risk Decompositioncited by 6
- 2022Empirical Evaluation and Theoretical Analysis for Representation Learning: A Surveycited by 5
- 2023Data Compression and Inference in Cosmology with Self-Supervised Machine Learningcited by 5
- 2022Blessing of Class Diversity in Pre-trainingcited by 4
- 2023Representation Learning Dynamics of Self-Supervised Modelscited by 3
- 2024Self-Supervised Learning for Text Recognition: A Critical Surveycited by 3
- 2025Transfer Learning in Infinite Width Feature Learning Networkscited by 2
- 2025Transfer Learning in Infinite Width Feature Learning Networks6 Jul 2025
- 2024Label Noise: Ignorance Is Bliss31 Oct 2024
- 2024Self-Supervised Learning for Text Recognition: A Critical Survey29 Jul 2024
- 2024Memorization in Self-Supervised Learning Improves Downstream Generalization19 Jan 2024
- 2023Group Robust Classification Without Any Group Information28 Oct 2023
- 2023Representation Learning Dynamics of Self-Supervised Models5 Sep 2023
- 2023Data Compression and Inference in Cosmology with Self-Supervised Machine Learning18 Aug 2023
- 2023Evaluating Self-Supervised Learning via Risk Decomposition6 Feb 2023
- 2022Neural Eigenfunctions Are Structured Representation Learners23 Oct 2022
- 2022Improving Self-Supervised Learning by Characterizing Idealized Representations13 Sep 2022
- 2022Blessing of Class Diversity in Pre-training7 Sep 2022
- 2022Towards Understanding Why Mask-Reconstruction Pretraining Helps in Downstream Tasks8 Jun 2022
10 more
- 2022The Mechanism of Prediction Head in Non-contrastive Self-supervised Learning12 May 2022
- 2022Empirical Evaluation and Theoretical Analysis for Representation Learning: A Survey18 Apr 2022
- 2022Audio Self-supervised Learning: A Survey2 Mar 2022
- 2022Understanding Contrastive Learning Requires Incorporating Inductive Biases28 Feb 2022
- 2022Domain-Adjusted Regression or: ERM May Already Learn Features Sufficient for Out-of-Distribution Generalization14 Feb 2022
- 2021Revisiting Model Stitching to Compare Neural Representations14 Jun 2021
- 2021Provable Guarantees for Self-Supervised Deep Learning with Spectral Contrastive Loss8 Jun 2021
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalization1 May 2021
- 2021Can Pretext-Based Self-Supervised Learning Be Boosted by Downstream Data? A Theoretical Analysis5 Mar 2021
- 2021Understanding Negative Samples in Instance Discriminative Self-supervised Representation Learning13 Feb 2021
- 2021Provable Guarantees for Self-Supervised Deep Learning with Spectral Contrastive Losscited by 311
- 2021Revisiting Model Stitching to Compare Neural Representationscited by 203
- 2022Understanding Contrastive Learning Requires Incorporating Inductive Biasescited by 96
- 2022Domain-Adjusted Regression or: ERM May Already Learn Features Sufficient for Out-of-Distribution Generalizationcited by 69
- 2022Audio Self-supervised Learning: A Surveycited by 65
- 2021Understanding Negative Samples in Instance Discriminative Self-supervised Representation Learningcited by 47
- 2022The Mechanism of Prediction Head in Non-contrastive Self-supervised Learningcited by 38
- 2022Improving Self-Supervised Learning by Characterizing Idealized Representationscited by 33
- 2023Group Robust Classification Without Any Group Informationcited by 25
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalizationcited by 20
- 2022Towards Understanding Why Mask-Reconstruction Pretraining Helps in Downstream Taskscited by 18
- 2024Memorization in Self-Supervised Learning Improves Downstream Generalizationcited by 18
12 most cited of 22 All 22 (JSON)
- 2025Transfer Learning in Infinite Width Feature Learning Networks6 Jul 2025
- 2024Label Noise: Ignorance Is Bliss31 Oct 2024
- 2024Self-Supervised Learning for Text Recognition: A Critical Survey29 Jul 2024
- 2024Memorization in Self-Supervised Learning Improves Downstream Generalization19 Jan 2024
- 2023Group Robust Classification Without Any Group Information28 Oct 2023
- 2023Representation Learning Dynamics of Self-Supervised Models5 Sep 2023
- 2023Data Compression and Inference in Cosmology with Self-Supervised Machine Learning18 Aug 2023
- 2023Evaluating Self-Supervised Learning via Risk Decomposition6 Feb 2023
- 2022Neural Eigenfunctions Are Structured Representation Learners23 Oct 2022
- 2022Improving Self-Supervised Learning by Characterizing Idealized Representations13 Sep 2022
- 2022Blessing of Class Diversity in Pre-training7 Sep 2022
- 2022Towards Understanding Why Mask-Reconstruction Pretraining Helps in Downstream Tasks8 Jun 2022
12 newest of 22 All 22 (JSON)