Shuffled Model of Federated Learning: Privacy, Communication and Accuracy Trade-offs
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Abstract (arXiv)
We consider a distributed empirical risk minimization (ERM) optimization problem with communication efficiency and privacy requirements, motivated by the federated learning (FL) framework. Unique challenges to the traditional ERM problem in the context of FL include (i) need to provide privacy guarantees on clients' data, (ii) compress the communication between clients and the server, since clients might have low-bandwidth links, (iii) work with a dynamic client population at each round of communication between the server and the clients, as a small fraction of clients are sampled at each round. To address these challenges we develop (optimal) communication-efficient schemes for private mean estimation for several ℓp spaces, enabling efficient gradient aggregation for each iteration of the optimization solution of the ERM. We also provide lower and upper bounds for mean estimation with privacy and communication constraints for arbitrary ℓp spaces. To get the overall communication, privacy, and optimization performance operation point, we combine this with privacy amplification opportunities inherent to this setup. Our solution takes advantage of the inherent privacy amplification provided by client sampling and data sampling at each client (through Stochastic Gradient Descent) as well as the recently developed privacy framework using anonymization, which effectively presents to the server responses that are randomly shuffled with respect to the clients. Putting these together, we demonstrate that one can get the same privacy, optimization-performance operating point developed in recent methods that use full-precision communication, but at a much lower communication cost, i.e., effectively getting communication efficiency for "free".
Key facts. Cited by 15 papers in the map (data through 7 Oct 2026). First posted on arXiv 17 Aug 2020.
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Citing papers per year: 2021: 8; 2022: 4; 2023: 2; 2024: 0; 2025: 1.
15 papers.
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- 2021The Distributed Discrete Gaussian Mechanism for Federated Learning with Secure Aggregationcited by 127
- 2021MedPerf: Open Benchmarking Platform for Medical Artificial Intelligence using Federated Evaluationcited by 88
- 2021On Large-Cohort Training for Federated Learningcited by 73
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacycited by 36
- 2022Stronger Privacy Amplification by Shuffling for R'enyi and Approximate Differential Privacycited by 29
- 2021Lossless Compression of Efficient Private Local Randomizerscited by 27
- 2021QLSD: Quantised Langevin stochastic dynamics for Bayesian federated learningcited by 26
- 2021Computing Differential Privacy Guarantees for Heterogeneous Compositions Using FFTcited by 20
- 2022Privacy-Aware Compression for Federated Data Analysiscited by 17
- 2023Fast Optimal Locally Private Mean Estimation via Random Projectionscited by 14
- 2021Towards Sparse Federated Analytics: Location Heatmaps under Distributed Differential Privacy with Secure Aggregationcited by 10
- 2021DP-REC: Private & Communication-Efficient Federated Learningcited by 10
3 more
- 2025How to Securely Shuffle? A survey about Secure Shufflers for privacy-preserving computations2 Jul 2025
- 2023Shuffled Differentially Private Federated Learning for Time Series Data Analytics30 Jul 2023
- 2023Fast Optimal Locally Private Mean Estimation via Random Projections7 Jun 2023
- 2022Stronger Privacy Amplification by Shuffling for R'enyi and Approximate Differential Privacy9 Aug 2022
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacy5 May 2022
- 2022Differentially Private Federated Learning via Reconfigurable Intelligent Surface31 Mar 2022
- 2022Privacy-Aware Compression for Federated Data Analysis15 Mar 2022
- 2021DP-REC: Private & Communication-Efficient Federated Learning9 Nov 2021
- 2021Towards Sparse Federated Analytics: Location Heatmaps under Distributed Differential Privacy with Secure Aggregation3 Nov 2021
- 2021MedPerf: Open Benchmarking Platform for Medical Artificial Intelligence using Federated Evaluation29 Sep 2021
- 2021On Large-Cohort Training for Federated Learning15 Jun 2021
- 2021QLSD: Quantised Langevin stochastic dynamics for Bayesian federated learning1 Jun 2021
- 2021The Distributed Discrete Gaussian Mechanism for Federated Learning with Secure Aggregationcited by 127
- 2021MedPerf: Open Benchmarking Platform for Medical Artificial Intelligence using Federated Evaluationcited by 88
- 2021On Large-Cohort Training for Federated Learningcited by 73
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacycited by 36
- 2022Stronger Privacy Amplification by Shuffling for R'enyi and Approximate Differential Privacycited by 29
- 2021Lossless Compression of Efficient Private Local Randomizerscited by 27
- 2021QLSD: Quantised Langevin stochastic dynamics for Bayesian federated learningcited by 26
- 2021Computing Differential Privacy Guarantees for Heterogeneous Compositions Using FFTcited by 20
- 2022Privacy-Aware Compression for Federated Data Analysiscited by 17
- 2023Fast Optimal Locally Private Mean Estimation via Random Projectionscited by 14
- 2021Towards Sparse Federated Analytics: Location Heatmaps under Distributed Differential Privacy with Secure Aggregationcited by 10
- 2021DP-REC: Private & Communication-Efficient Federated Learningcited by 10
12 most cited of 15 All 15 (JSON)
- 2025How to Securely Shuffle? A survey about Secure Shufflers for privacy-preserving computations2 Jul 2025
- 2023Shuffled Differentially Private Federated Learning for Time Series Data Analytics30 Jul 2023
- 2023Fast Optimal Locally Private Mean Estimation via Random Projections7 Jun 2023
- 2022Stronger Privacy Amplification by Shuffling for R'enyi and Approximate Differential Privacy9 Aug 2022
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacy5 May 2022
- 2022Differentially Private Federated Learning via Reconfigurable Intelligent Surface31 Mar 2022
- 2022Privacy-Aware Compression for Federated Data Analysis15 Mar 2022
- 2021DP-REC: Private & Communication-Efficient Federated Learning9 Nov 2021
- 2021Towards Sparse Federated Analytics: Location Heatmaps under Distributed Differential Privacy with Secure Aggregation3 Nov 2021
- 2021MedPerf: Open Benchmarking Platform for Medical Artificial Intelligence using Federated Evaluation29 Sep 2021
- 2021On Large-Cohort Training for Federated Learning15 Jun 2021
- 2021QLSD: Quantised Langevin stochastic dynamics for Bayesian federated learning1 Jun 2021
12 newest of 15 All 15 (JSON)