Regularization Matters: A Nonparametric Perspective on Overparametrized Neural Network
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Abstract (arXiv)
Overparametrized neural networks trained by gradient descent (GD) can provably overfit any training data. However, the generalization guarantee may not hold for noisy data. From a nonparametric perspective, this paper studies how well overparametrized neural networks can recover the true target function in the presence of random noises. We establish a lower bound on the L2 estimation error with respect to the GD iterations, which is away from zero without a delicate scheme of early stopping. In turn, through a comprehensive analysis of ℓ2-regularized GD trajectories, we prove that for overparametrized one-hidden-layer ReLU neural network with the ℓ2 regularization: (1) the output is close to that of the kernel ridge regression with the corresponding neural tangent kernel; (2) minimax optimal rate of L2 estimation error can be achieved. Numerical experiments confirm our theory and further demonstrate that the ℓ2 regularization approach improves the training robustness and works for a wider range of neural networks.
Key facts. Cited by 38 papers in the map (data through 7 Oct 2026). First posted on arXiv 6 Jul 2020.
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Citing papers per year: 2021: 6; 2022: 5; 2023: 11; 2024: 6; 2025: 6; 2026: 4.
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- 2022Neural Networks Efficiently Learn Low-Dimensional Representations with SGDcited by 61
- 2024Neural Network-Based Score Estimation in Diffusion Models: Optimization and Generalizationcited by 39
- 2023On the Eigenvalue Decay Rates of a Class of Neural-Network Related Kernel Functions Defined on General Domainscited by 30
- 2023Generalization Ability of Wide Neural Networks on ℝcited by 28
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimensioncited by 26
- 2021Stability & Generalisation of Gradient Descent for Shallow Neural Networks without the Neural Tangent Kernelcited by 25
- 2021Uniform Generalization Bounds for Overparameterized Neural Networkscited by 21
- 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networkscited by 21
- 2024A Survey on Statistical Theory of Deep Learning: Approximation, Training Dynamics, and Generative Modelscited by 20
- 2023Complexity Matters: Rethinking the Latent Space for Generative Modelingcited by 19
- 2021On the Equivalence between Neural Network and Support Vector Machinecited by 17
- 2021Understanding Square Loss in Training Overparametrized Neural Network Classifierscited by 14
26 more
- 2023Post-hoc Bias Scoring Is Optimal For Fair Classificationcited by 14
- 2022Sobolev Acceleration and Statistical Optimality for Learning Elliptic Equations via Gradient Descentcited by 11
- 2023Exact Count of Boundary Pieces of ReLU Classifiers: Towards the Proper Complexity Measure for Classificationcited by 11
- 2023Optimal Rate of Kernel Regression in Large Dimensionscited by 10
- 2023Random Smoothing Regularization in Kernel Gradient Descent Learningcited by 6
- 2021Nonparametric Regression with Shallow Overparameterized Neural Networks Trained by GD with Early Stoppingcited by 5
- 2022Learning Lipschitz Functions by GD-trained Shallow Overparameterized ReLU Neural Networkscited by 5
- 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theorycited by 5
- 2022Unlabeled Data Help: Minimax Analysis and Adversarial Robustnesscited by 4
- 2025Low-rank bias, weight decay, and model merging in neural networkscited by 4
- 2025Neural Tangent Kernel of Neural Networks with Loss Informed by Differential Operatorscited by 3
- 2025Divergence of Empirical Neural Tangent Kernel in Classification Problemscited by 3
- 2021Generalization of GANs and overparameterized models under Lipschitz continuitycited by 2
- 2024Parameter-Efficient Fine-Tuning for Continual Learning: A Neural Tangent Kernel Perspectivecited by 2
- 2024Gradient Descent Finds Over-Parameterized Neural Networks with Sharp Generalization for Nonparametric Regressioncited by 2
- 2025On the Saturation Effects of Spectral Algorithms in Large Dimensionscited by 2
- 2023Mixture Weight Estimation and Model Prediction in Multi-source Multi-target Domain Adaptationcited by 1
- 2023Bootstrap Your Own Variancecited by 1
- 2024How scanning probe microscopy can be supported by Artificial Intelligence and quantum computingcited by 1
- 2025Sampling Complexity of TD and PPO in RKHScited by 1
- 2023Random Linear Projections Loss for Hyperplane-Based Optimization in Neural Networkscited by 0
- 2025Shallow Neural Networks Learn Low-Degree Spherical Polynomials with Feature Learning by Learnable Channel Attentioncited by 0
- 2026Gradient Descent with Projection Finds Over-Parameterized Neural Networks for Learning Low-Degree Polynomials with Nearly Minimax Optimal Ratecited by 0
- 2026Exact Certification of Neural Networks and Partition Aggregation Ensembles against Label Poisoningcited by 0
- 2026Optimal ridge regularization revisitedcited by 0
- 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networkscited by 0
- 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networks4 Jun 2026
- 2026Optimal ridge regularization revisited27 May 2026
- 2026Exact Certification of Neural Networks and Partition Aggregation Ensembles against Label Poisoning13 Apr 2026
- 2026Gradient Descent with Projection Finds Over-Parameterized Neural Networks for Learning Low-Degree Polynomials with Nearly Minimax Optimal Rate22 Mar 2026
- 2025Shallow Neural Networks Learn Low-Degree Spherical Polynomials with Feature Learning by Learnable Channel Attention23 Dec 2025
- 2025Sampling Complexity of TD and PPO in RKHS29 Sep 2025
- 2025Divergence of Empirical Neural Tangent Kernel in Classification Problems15 Apr 2025
- 2025Neural Tangent Kernel of Neural Networks with Loss Informed by Differential Operators14 Mar 2025
- 2025On the Saturation Effects of Spectral Algorithms in Large Dimensions1 Mar 2025
- 2025Low-rank bias, weight decay, and model merging in neural networks24 Feb 2025
- 2024Gradient Descent Finds Over-Parameterized Neural Networks with Sharp Generalization for Nonparametric Regression5 Nov 2024
- 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theory8 Oct 2024
26 more
- 2024Parameter-Efficient Fine-Tuning for Continual Learning: A Neural Tangent Kernel Perspective24 Jul 2024
- 2024How scanning probe microscopy can be supported by Artificial Intelligence and quantum computing20 Mar 2024
- 2024Neural Network-Based Score Estimation in Diffusion Models: Optimization and Generalization28 Jan 2024
- 2024A Survey on Statistical Theory of Deep Learning: Approximation, Training Dynamics, and Generative Models14 Jan 2024
- 2023Bootstrap Your Own Variance6 Dec 2023
- 2023Random Linear Projections Loss for Hyperplane-Based Optimization in Neural Networks21 Nov 2023
- 2023Post-hoc Bias Scoring Is Optimal For Fair Classification9 Oct 2023
- 2023Mixture Weight Estimation and Model Prediction in Multi-source Multi-target Domain Adaptation19 Sep 2023
- 2023Optimal Rate of Kernel Regression in Large Dimensions8 Sep 2023
- 2023Complexity Matters: Rethinking the Latent Space for Generative Modeling17 Jul 2023
- 2023Exact Count of Boundary Pieces of ReLU Classifiers: Towards the Proper Complexity Measure for Classification15 Jun 2023
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimension23 May 2023
- 2023Random Smoothing Regularization in Kernel Gradient Descent Learning5 May 2023
- 2023On the Eigenvalue Decay Rates of a Class of Neural-Network Related Kernel Functions Defined on General Domains4 May 2023
- 2023Generalization Ability of Wide Neural Networks on ℝ12 Feb 2023
- 2022Learning Lipschitz Functions by GD-trained Shallow Overparameterized ReLU Neural Networks28 Dec 2022
- 2022Neural Networks Efficiently Learn Low-Dimensional Representations with SGD29 Sep 2022
- 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networks19 Sep 2022
- 2022Sobolev Acceleration and Statistical Optimality for Learning Elliptic Equations via Gradient Descent15 May 2022
- 2022Unlabeled Data Help: Minimax Analysis and Adversarial Robustness14 Feb 2022
- 2021Understanding Square Loss in Training Overparametrized Neural Network Classifiers7 Dec 2021
- 2021On the Equivalence between Neural Network and Support Vector Machine11 Nov 2021
- 2021Uniform Generalization Bounds for Overparameterized Neural Networks13 Sep 2021
- 2021Stability & Generalisation of Gradient Descent for Shallow Neural Networks without the Neural Tangent Kernel27 Jul 2021
- 2021Nonparametric Regression with Shallow Overparameterized Neural Networks Trained by GD with Early Stopping12 Jul 2021
- 2021Generalization of GANs and overparameterized models under Lipschitz continuity6 Apr 2021
- 2022Neural Networks Efficiently Learn Low-Dimensional Representations with SGDcited by 61
- 2023On the Eigenvalue Decay Rates of a Class of Neural-Network Related Kernel Functions Defined on General Domainscited by 30
- 2023Generalization Ability of Wide Neural Networks on ℝcited by 28
- 2023Mind the spikes: Benign overfitting of kernels and neural networks in fixed dimensioncited by 26
- 2021Stability & Generalisation of Gradient Descent for Shallow Neural Networks without the Neural Tangent Kernelcited by 25
- 2021Uniform Generalization Bounds for Overparameterized Neural Networkscited by 21
- 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networkscited by 21
- 2024A Survey on Statistical Theory of Deep Learning: Approximation, Training Dynamics, and Generative Modelscited by 20
- 2021On the Equivalence between Neural Network and Support Vector Machinecited by 17
- 2021Understanding Square Loss in Training Overparametrized Neural Network Classifierscited by 14
- 2023Post-hoc Bias Scoring Is Optimal For Fair Classificationcited by 14
- 2022Sobolev Acceleration and Statistical Optimality for Learning Elliptic Equations via Gradient Descentcited by 11
12 most cited of 36 All 36 (JSON)
- 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networks4 Jun 2026
- 2026Optimal ridge regularization revisited27 May 2026
- 2026Exact Certification of Neural Networks and Partition Aggregation Ensembles against Label Poisoning13 Apr 2026
- 2026Gradient Descent with Projection Finds Over-Parameterized Neural Networks for Learning Low-Degree Polynomials with Nearly Minimax Optimal Rate22 Mar 2026
- 2025Shallow Neural Networks Learn Low-Degree Spherical Polynomials with Feature Learning by Learnable Channel Attention23 Dec 2025
- 2025Sampling Complexity of TD and PPO in RKHS29 Sep 2025
- 2025Divergence of Empirical Neural Tangent Kernel in Classification Problems15 Apr 2025
- 2025Neural Tangent Kernel of Neural Networks with Loss Informed by Differential Operators14 Mar 2025
- 2025On the Saturation Effects of Spectral Algorithms in Large Dimensions1 Mar 2025
- 2025Low-rank bias, weight decay, and model merging in neural networks24 Feb 2025
- 2024Gradient Descent Finds Over-Parameterized Neural Networks with Sharp Generalization for Nonparametric Regression5 Nov 2024
- 2024On the Impacts of the Random Initialization in the Neural Tangent Kernel Theory8 Oct 2024
12 newest of 36 All 36 (JSON)