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Minimax Lower Bounds for Transfer Learning with Linear and One-hidden Layer Neural Networks

arXiv 2006.10581 ↗First posted 16 Jun 2020cs.LG cs.IT math.ITcited by 30

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Abstract (arXiv)

Transfer learning has emerged as a powerful technique for improving the performance of machine learning models on new domains where labeled training data may be scarce. In this approach a model trained for a source task, where plenty of labeled training data is available, is used as a starting point for training a model on a related target task with only few labeled training data. Despite recent empirical success of transfer learning approaches, the benefits and fundamental limits of transfer learning are poorly understood. In this paper we develop a statistical minimax framework to characterize the fundamental limits of transfer learning in the context of regression with linear and one-hidden layer neural network models. Specifically, we derive a lower-bound for the target generalization error achievable by any algorithm as a function of the number of labeled source and target data as well as appropriate notions of similarity between the source and target tasks. Our lower bound provides new insights into the benefits and limitations of transfer learning. We further corroborate our theoretical finding with various experiments.

Key facts. Cited by 30 papers in the map (data through 7 Oct 2026). First posted on arXiv 16 Jun 2020.

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Citing papers per year: 2021: 4; 2022: 7; 2023: 7; 2024: 7; 2025: 3; 2026: 2.

30 papers.

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  1. 2021Near-Optimal Linear Regression under Distribution Shiftcited by 40
  2. 2022A new similarity measure for covariate shift with applications to nonparametric regressioncited by 33
  3. 2022Adaptive and Robust Multi-Task Learningcited by 33
  4. 2021Weighted Training for Cross-Task Learningcited by 22
  5. 2022Explaining the physics of transfer learning a data-driven subgrid-scale closure to a different turbulent flowcited by 20
  6. 2022First Steps Toward Understanding the Extrapolation of Nonlinear Models to Unseen Domainscited by 20
  7. 2023Pseudo-Labeling for Kernel Ridge Regression under Covariate Shiftcited by 17
  8. 2021Characterizing and Understanding the Generalization Error of Transfer Learning with Gibbs Algorithmcited by 14
  9. 2023Maximum Likelihood Estimation is All You Need for Well-Specified Covariate Shiftcited by 14
  10. 2021On the Statistical Benefits of Curriculum Learningcited by 10
  11. 2022A Class of Geometric Structures in Transfer Learning: Minimax Bounds and Optimalitycited by 9
  12. 2023Limits of Model Selection under Transfer Learningcited by 9
18 more
  1. 2024Analysing Multi-Task Regression via Random Matrix Theory with Application to Time Series Forecastingcited by 7
  2. 2024Transfer Learning Beyond Bounded Density Ratioscited by 6
  3. 2023Risk of Transfer Learning and its Applications in Financecited by 5
  4. 2022Gap Minimization for Knowledge Sharing and Transfercited by 4
  5. 2025Learning Neural Networks with Distribution Shift: Efficiently Certifiable Guaranteescited by 4
  6. 2023Tight Rates in Supervised Outlier Transfer Learningcited by 3
  7. 2023Double Debiased Covariate Shift Adaptation Robust to Density-Ratio Estimationcited by 3
  8. 2024Help Me Help You: The Aggregate Value of Source and Target Data in Transfer Learningcited by 3
  9. 2023Feasibility of Transfer Learning: A Mathematical Frameworkcited by 2
  10. 2025Neyman-Pearson Classification under Both Null and Alternative Distributions Shiftcited by 2
  11. 2024Statistical curriculum learning: An elimination algorithm achieving an oracle riskcited by 1
  12. 2024Quantum Curriculum Learningcited by 1
  13. 2024Understanding Transfer Learning via Mean-field Analysiscited by 1
  14. 2022Transfer-Learning Across Datasets with Different Input Dimensions: An Algorithm and Analysis for the Linear Regression Casecited by 0
  15. 2024Learning When the Concept Shifts: Confounding, Invariance, and Dimension Reductioncited by 0
  16. 2025Mixed-Sample SGD: an End-to-end Analysis of Supervised Transfer Learningcited by 0
  17. 2026Expectation Error Bounds for Transfer Learning in Linear Regression and Linear Neural Networkscited by 0
  18. 2026Structuring Relations Among Learning Paradigms via Protocol--Objective--Resource Reductionscited by 0