Improved Sample Complexities for Deep Networks and Robust Classification via an All-Layer Margin
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Abstract (arXiv)
For linear classifiers, the relationship between (normalized) output margin and generalization is captured in a clear and simple bound -- a large output margin implies good generalization. Unfortunately, for deep models, this relationship is less clear: existing analyses of the output margin give complicated bounds which sometimes depend exponentially on depth. In this work, we propose to instead analyze a new notion of margin, which we call the "all-layer margin." Our analysis reveals that the all-layer margin has a clear and direct relationship with generalization for deep models. This enables the following concrete applications of the all-layer margin: 1) by analyzing the all-layer margin, we obtain tighter generalization bounds for neural nets which depend on Jacobian and hidden layer norms and remove the exponential dependency on depth 2) our neural net results easily translate to the adversarially robust setting, giving the first direct analysis of robust test error for deep networks, and 3) we present a theoretically inspired training algorithm for increasing the all-layer margin. Our algorithm improves both clean and adversarially robust test performance over strong baselines in practice.
Key facts. Cited by 56 papers in the map (data through 7 Oct 2026). First posted on arXiv 9 Oct 2019.
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Citing papers per year: 2020: 1; 2021: 15; 2022: 19; 2023: 8; 2024: 4; 2025: 3; 2026: 6.
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50 most cited of 56 All 56 (JSON)
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- 2025Flat Minima and Generalization: Insights from Stochastic Convex Optimization5 Nov 2025
- 2025Why High-rank Neural Networks Generalize?: An Algebraic Framework with RKHSs26 Sep 2025
- 2024Simplicity Bias via Global Convergence of Sharpness Minimization21 Oct 2024
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- 2024Theoretical Analysis of Weak-to-Strong Generalization25 May 2024
38 more
- 2024Effective Gradient Sample Size via Variation Estimation for Accelerating Sharpness aware Minimization24 Feb 2024
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- 2023Sharpness Minimization Algorithms Do Not Only Minimize Sharpness To Achieve Better Generalization20 Jul 2023
- 2023Sparsity-aware generalization theory for deep neural networks1 Jul 2023
- 2023The Inductive Bias of Flatness Regularization for Deep Matrix Factorization22 Jun 2023
- 2023Adjusting Logit in Gaussian Form for Long-Tailed Visual Recognition18 May 2023
- 2023Toward L_∞-recovery of Nonlinear Functions: A Polynomial Sample Complexity Bound for Gaussian Random Fields29 Apr 2023
- 2023Cost-Sensitive Self-Training for Optimizing Non-Decomposable Metrics28 Apr 2023
- 2023Koopman-based generalization bound: New aspect for full-rank weights12 Feb 2023
- 2022A Theoretical Study of Inductive Biases in Contrastive Learning27 Nov 2022
- 2022How Does Sharpness-Aware Minimization Minimize Sharpness?10 Nov 2022
- 2022Same Pre-training Loss, Better Downstream: Implicit Bias Matters for Language Models25 Oct 2022
- 2022A PAC-Bayesian Generalization Bound for Equivariant Networks24 Oct 2022
- 2022Information FOMO: The unhealthy fear of missing out on information. A method for removing misleading data for healthier models27 Aug 2022
- 2022Density-Aware Personalized Training for Risk Prediction in Imbalanced Medical Data23 Jul 2022
- 2022Aug-NeRF: Training Stronger Neural Radiance Fields with Triple-Level Physically-Grounded Augmentations4 Jul 2022
- 2022On the Role of Generalization in Transferability of Adversarial Examples18 Jun 2022
- 2022Max-Margin Works while Large Margin Fails: Generalization without Uniform Convergence16 Jun 2022
- 2022A Gift from Label Smoothing: Robust Training with Adaptive Label Smoothing via Auxiliary Classifier under Label Noise15 Jun 2022
- 2022Regularization Penalty Optimization for Addressing Data Quality Variance in OoD Algorithms12 Jun 2022
- 2022What is a Good Metric to Study Generalization of Minimax Learners?9 Jun 2022
- 2022Robust Fine-Tuning of Deep Neural Networks with Hessian-based Generalization Guarantees6 Jun 2022
- 2022A Communication-efficient Algorithm with Linear Convergence for Federated Minimax Learning2 Jun 2022
- 2022On the Optimization of Margin Distribution29 Apr 2022
- 2022The activity-weight duality in feed forward neural networks: The geometric determinants of generalization21 Mar 2022
- 2022Adversarial robustness of sparse local Lipschitz predictors26 Feb 2022
- 2022The Sample Complexity of One-Hidden-Layer Neural Networks13 Feb 2022
- 2022Evaluating natural language processing models with generalization metrics that do not need access to any training or testing data6 Feb 2022
- 2021Improved Regularization and Robustness for Fine-tuning in Neural Networks8 Nov 2021
- 2021Noisy Feature Mixup5 Oct 2021
- 2021A Scaling Law for Synthetic-to-Real Transfer: How Much Is Your Pre-training Effective?25 Aug 2021
- 2021Statistically Meaningful Approximation: a Case Study on Approximating Turing Machines with Transformers28 Jul 2021
- 2021Minimum sharpness: Scale-invariant parameter-robustness of neural networks23 Jun 2021
- 2021Compression Implies Generalization15 Jun 2021
- 2021Label Noise SGD Provably Prefers Flat Global Minimizers11 Jun 2021
- 2021Towards Understanding Generalization via Decomposing Excess Risk Dynamics11 Jun 2021
- 2021Measuring Generalization with Optimal Transport7 Jun 2021
- 2021Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Path3 Jun 2021
50 newest of 56 All 56 (JSON)
- 2020MOPO: Model-based Offline Policy Optimizationcited by 630
- 2020MOPO: Model-based Offline Policy Optimization27 May 2020
- 2021Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Pathcited by 156
- 2021Label Noise SGD Provably Prefers Flat Global Minimizerscited by 121
- 2021Statistically Meaningful Approximation: a Case Study on Approximating Turing Machines with Transformerscited by 101
- 2022Same Pre-training Loss, Better Downstream: Implicit Bias Matters for Language Modelscited by 84
- 2021On the effectiveness of adversarial training against common corruptionscited by 71
- 2022How Does Sharpness-Aware Minimization Minimize Sharpness?cited by 64
- 2021A Theory of Label Propagation for Subpopulation Shiftcited by 48
- 2022Aug-NeRF: Training Stronger Neural Radiance Fields with Triple-Level Physically-Grounded Augmentationscited by 46
- 2024Theoretical Analysis of Weak-to-Strong Generalizationcited by 46
- 2021Improved Regularization and Robustness for Fine-tuning in Neural Networkscited by 45
- 2023Sharpness Minimization Algorithms Do Not Only Minimize Sharpness To Achieve Better Generalizationcited by 39
- 2022A Theoretical Study of Inductive Biases in Contrastive Learningcited by 38
12 most cited of 55 All 55 (JSON)
- 2026Operator-Theoretic Generalization Bounds for Multitask Deep Learning17 Aug 2026
- 2026Muon Learns More Robust and Transferable Features than Adam8 Jun 2026
- 2026Understanding Imbalanced Forgetting in Rehearsal-Based Class-Incremental Learning14 May 2026
- 2026Unified generalization analysis for physics informed neural networks13 May 2026
- 2026Bound to Disagree: Generalization Bounds via Certifiable Surrogates26 Feb 2026
- 2026Generalization Bounds of Stochastic Gradient Descent in Homogeneous Neural Networks26 Feb 2026
- 2025On the Koopman-Based Generalization Bounds for Multi-Task Deep Learning22 Dec 2025
- 2025Flat Minima and Generalization: Insights from Stochastic Convex Optimization5 Nov 2025
- 2025Why High-rank Neural Networks Generalize?: An Algebraic Framework with RKHSs26 Sep 2025
- 2024Simplicity Bias via Global Convergence of Sharpness Minimization21 Oct 2024
- 2024Multiplicative Logit Adjustment Approximates Neural-Collapse-Aware Decision Boundary Adjustment26 Sep 2024
- 2024Theoretical Analysis of Weak-to-Strong Generalization25 May 2024
12 newest of 55 All 55 (JSON)