Can SGD Learn Recurrent Neural Networks with Provable Generalization?
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Abstract (arXiv)
Recurrent Neural Networks (RNNs) are among the most popular models in sequential data analysis. Yet, in the foundational PAC learning language, what concept class can it learn? Moreover, how can the same recurrent unit simultaneously learn functions from different input tokens to different output tokens, without affecting each other? Existing generalization bounds for RNN scale exponentially with the input length, significantly limiting their practical implications. In this paper, we show using the vanilla stochastic gradient descent (SGD), RNN can actually learn some notable concept class efficiently, meaning that both time and sample complexity scale polynomially in the input length (or almost polynomially, depending on the concept). This concept class at least includes functions where each output token is generated from inputs of earlier tokens using a smooth two-layer neural network.
Key facts. Cited by 17 papers in the map (data through 7 Oct 2026). First posted on arXiv 4 Feb 2019.
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Citing papers per year: 2021: 6; 2022: 3; 2023: 1; 2024: 4; 2025: 3.
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- 2022Liquid Structural State-Space Modelscited by 134
- 2025Physics of Language Models: Part 4.1, Architecture Design and the Magic of Canon Layerscited by 32
- 2021SGD: The Role of Implicit Regularization, Batch-size and Multiple-epochscited by 22
- 2025LoR-VP: Low-Rank Visual Prompting for Efficient Vision Model Adaptationcited by 17
- 2021The Discovery of Dynamics via Linear Multistep Methods and Deep Learning: Error Estimationcited by 14
- 2024From Generalization Analysis to Optimization Designs for State Space Modelscited by 11
- 2021Characterization of Generalizability of Spike Timing Dependent Plasticity trained Spiking Neural Networkscited by 8
- 2024Convergence of Gradient Descent for Recurrent Neural Networks: A Nonasymptotic Analysiscited by 7
- 2021On the Provable Generalization of Recurrent Neural Networkscited by 6
- 2024Understanding the Generalization Benefits of Late Learning Rate Decaycited by 6
- 2021One-pass Stochastic Gradient Descent in Overparametrized Two-layer Neural Networkscited by 3
- 2022Beyond accuracy: generalization properties of bio-plausible temporal credit assignment rulescited by 3
5 more
- 2025On the Expressivity of Selective State-Space Layers: A Multivariate Polynomial Approachcited by 3
- 2021Learning and Generalization in RNNscited by 0
- 2022Linear RNNs Provably Learn Linear Dynamic Systemscited by 0
- 2023On the Role of Noise in the Sample Complexity of Learning Recurrent Neural Networks: Exponential Gaps for Long Sequencescited by 0
- 2024packetLSTM: Dynamic LSTM Framework for Streaming Data with Varying Feature Spacecited by 0
- 2025Physics of Language Models: Part 4.1, Architecture Design and the Magic of Canon Layers19 Dec 2025
- 2025On the Expressivity of Selective State-Space Layers: A Multivariate Polynomial Approach4 Feb 2025
- 2025LoR-VP: Low-Rank Visual Prompting for Efficient Vision Model Adaptation2 Feb 2025
- 2024packetLSTM: Dynamic LSTM Framework for Streaming Data with Varying Feature Space22 Oct 2024
- 2024From Generalization Analysis to Optimization Designs for State Space Models4 May 2024
- 2024Convergence of Gradient Descent for Recurrent Neural Networks: A Nonasymptotic Analysis19 Feb 2024
- 2024Understanding the Generalization Benefits of Late Learning Rate Decay21 Jan 2024
- 2023On the Role of Noise in the Sample Complexity of Learning Recurrent Neural Networks: Exponential Gaps for Long Sequences28 May 2023
- 2022Linear RNNs Provably Learn Linear Dynamic Systems19 Nov 2022
- 2022Liquid Structural State-Space Models26 Sep 2022
- 2022Beyond accuracy: generalization properties of bio-plausible temporal credit assignment rules2 Jun 2022
- 2021On the Provable Generalization of Recurrent Neural Networks29 Sep 2021
5 more
- 2021SGD: The Role of Implicit Regularization, Batch-size and Multiple-epochs11 Jul 2021
- 2021Learning and Generalization in RNNs31 May 2021
- 2021Characterization of Generalizability of Spike Timing Dependent Plasticity trained Spiking Neural Networks31 May 2021
- 2021One-pass Stochastic Gradient Descent in Overparametrized Two-layer Neural Networks1 May 2021
- 2021The Discovery of Dynamics via Linear Multistep Methods and Deep Learning: Error Estimation21 Mar 2021
- 2022Liquid Structural State-Space Modelscited by 134
- 2025Physics of Language Models: Part 4.1, Architecture Design and the Magic of Canon Layerscited by 32
- 2021SGD: The Role of Implicit Regularization, Batch-size and Multiple-epochscited by 22
- 2025LoR-VP: Low-Rank Visual Prompting for Efficient Vision Model Adaptationcited by 17
- 2021The Discovery of Dynamics via Linear Multistep Methods and Deep Learning: Error Estimationcited by 14
- 2024From Generalization Analysis to Optimization Designs for State Space Modelscited by 11
- 2021Characterization of Generalizability of Spike Timing Dependent Plasticity trained Spiking Neural Networkscited by 8
- 2024Convergence of Gradient Descent for Recurrent Neural Networks: A Nonasymptotic Analysiscited by 7
- 2021On the Provable Generalization of Recurrent Neural Networkscited by 6
- 2024Understanding the Generalization Benefits of Late Learning Rate Decaycited by 6
- 2021One-pass Stochastic Gradient Descent in Overparametrized Two-layer Neural Networkscited by 3
- 2022Beyond accuracy: generalization properties of bio-plausible temporal credit assignment rulescited by 3
12 most cited of 16 All 16 (JSON)
- 2025Physics of Language Models: Part 4.1, Architecture Design and the Magic of Canon Layers19 Dec 2025
- 2025LoR-VP: Low-Rank Visual Prompting for Efficient Vision Model Adaptation2 Feb 2025
- 2024packetLSTM: Dynamic LSTM Framework for Streaming Data with Varying Feature Space22 Oct 2024
- 2024From Generalization Analysis to Optimization Designs for State Space Models4 May 2024
- 2024Convergence of Gradient Descent for Recurrent Neural Networks: A Nonasymptotic Analysis19 Feb 2024
- 2024Understanding the Generalization Benefits of Late Learning Rate Decay21 Jan 2024
- 2023On the Role of Noise in the Sample Complexity of Learning Recurrent Neural Networks: Exponential Gaps for Long Sequences28 May 2023
- 2022Linear RNNs Provably Learn Linear Dynamic Systems19 Nov 2022
- 2022Liquid Structural State-Space Models26 Sep 2022
- 2022Beyond accuracy: generalization properties of bio-plausible temporal credit assignment rules2 Jun 2022
- 2021On the Provable Generalization of Recurrent Neural Networks29 Sep 2021
- 2021SGD: The Role of Implicit Regularization, Batch-size and Multiple-epochs11 Jul 2021
12 newest of 16 All 16 (JSON)