Simplicity Creates Inequity: Implications for Fairness, Stereotypes, and Interpretability
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Abstract (arXiv)
Algorithms are increasingly used to aid, or in some cases supplant, human decision-making, particularly for decisions that hinge on predictions. As a result, two additional features in addition to prediction quality have generated interest: (i) to facilitate human interaction and understanding with these algorithms, we desire prediction functions that are in some fashion simple or interpretable; and (ii) because they influence consequential decisions, we also want them to produce equitable allocations. We develop a formal model to explore the relationship between the demands of simplicity and equity. Although the two concepts appear to be motivated by qualitatively distinct goals, we show a fundamental inconsistency between them. Specifically, we formalize a general framework for producing simple prediction functions, and in this framework we establish two basic results. First, every simple prediction function is strictly improvable: there exists a more complex prediction function that is both strictly more efficient and also strictly more equitable. Put another way, using a simple prediction function both reduces utility for disadvantaged groups and reduces overall welfare relative to other options. Second, we show that simple prediction functions necessarily create incentives to use information about individuals' membership in a disadvantaged group --- incentives that weren't present before simplification, and that work against these individuals. Thus, simplicity transforms disadvantage into bias against the disadvantaged group. Our results are not only about algorithms but about any process that produces simple models, and as such they connect to the psychology of stereotypes and to an earlier economics literature on statistical discrimination.
Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). First posted on arXiv 12 Sep 2018.
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Citing papers per year: 2021: 5; 2022: 1; 2023: 6; 2024: 3; 2025: 0; 2026: 1.
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- 2021Amazon SageMaker Clarify: Machine Learning Bias Detection and Explainability in the Cloudcited by 19
- 2023A Critical Survey on Fairness Benefits of Explainable AIcited by 16
- 2021MIMIC-IF: Interpretability and Fairness Evaluation of Deep Learning Models on MIMIC-IV Datasetcited by 15
- 2021On the Fairness of Machine-Assisted Human Decisionscited by 10
- 2021Learning Optimal Predictive Checklistscited by 10
- 2023Cross-Institutional Transfer Learning for Educational Models: Implications for Model Performance, Fairness, and Equitycited by 9
- 2023SoK: Taming the Triangle -- On the Interplays between Fairness, Interpretability and Privacy in Machine Learningcited by 4
- 2023Decongestion by Representation: Learning to Improve Economic Welfare in Marketplacescited by 3
- 2022LUCID: Exposing Algorithmic Bias through Inverse Designcited by 2
- 2024Operationalizing the Blueprint for an AI Bill of Rights: Recommendations for Practitioners, Researchers, and Policy Makerscited by 2
- 2024Combining Machine Learning Defenses without Conflictscited by 2
- 2023Algorithms, Incentives, and Democracycited by 1
4 more
- 2023LUCID-GAN: Conditional Generative Models to Locate Unfairnesscited by 1
- 2024On the Power of Randomization in Fair Classification and Representationcited by 1
- 2021Affirmative Action vs. Affirmative Informationcited by 0
- 2026When to Ask a Question: Understanding Communication Strategies in Generative AI Toolscited by 0
- 2026When to Ask a Question: Understanding Communication Strategies in Generative AI Tools11 May 2026
- 2024Combining Machine Learning Defenses without Conflicts14 Nov 2024
- 2024Operationalizing the Blueprint for an AI Bill of Rights: Recommendations for Practitioners, Researchers, and Policy Makers11 Jul 2024
- 2024On the Power of Randomization in Fair Classification and Representation5 Jun 2024
- 2023SoK: Taming the Triangle -- On the Interplays between Fairness, Interpretability and Privacy in Machine Learning22 Dec 2023
- 2023A Critical Survey on Fairness Benefits of Explainable AI15 Oct 2023
- 2023LUCID-GAN: Conditional Generative Models to Locate Unfairness28 Jul 2023
- 2023Algorithms, Incentives, and Democracy5 Jul 2023
- 2023Decongestion by Representation: Learning to Improve Economic Welfare in Marketplaces18 Jun 2023
- 2023Cross-Institutional Transfer Learning for Educational Models: Implications for Model Performance, Fairness, and Equity1 May 2023
- 2022LUCID: Exposing Algorithmic Bias through Inverse Design26 Aug 2022
- 2021Learning Optimal Predictive Checklists2 Dec 2021
4 more
- 2021On the Fairness of Machine-Assisted Human Decisions28 Oct 2021
- 2021Amazon SageMaker Clarify: Machine Learning Bias Detection and Explainability in the Cloud7 Sep 2021
- 2021Affirmative Action vs. Affirmative Information19 Feb 2021
- 2021MIMIC-IF: Interpretability and Fairness Evaluation of Deep Learning Models on MIMIC-IV Dataset12 Feb 2021
- 2021Amazon SageMaker Clarify: Machine Learning Bias Detection and Explainability in the Cloudcited by 19
- 2023A Critical Survey on Fairness Benefits of Explainable AIcited by 16
- 2021MIMIC-IF: Interpretability and Fairness Evaluation of Deep Learning Models on MIMIC-IV Datasetcited by 15
- 2021On the Fairness of Machine-Assisted Human Decisionscited by 10
- 2021Learning Optimal Predictive Checklistscited by 10
- 2023Cross-Institutional Transfer Learning for Educational Models: Implications for Model Performance, Fairness, and Equitycited by 9
- 2023SoK: Taming the Triangle -- On the Interplays between Fairness, Interpretability and Privacy in Machine Learningcited by 4
- 2023Decongestion by Representation: Learning to Improve Economic Welfare in Marketplacescited by 3
- 2022LUCID: Exposing Algorithmic Bias through Inverse Designcited by 2
- 2024Operationalizing the Blueprint for an AI Bill of Rights: Recommendations for Practitioners, Researchers, and Policy Makerscited by 2
- 2024Combining Machine Learning Defenses without Conflictscited by 2
- 2023Algorithms, Incentives, and Democracycited by 1
12 most cited of 16 All 16 (JSON)
- 2026When to Ask a Question: Understanding Communication Strategies in Generative AI Tools11 May 2026
- 2024Combining Machine Learning Defenses without Conflicts14 Nov 2024
- 2024Operationalizing the Blueprint for an AI Bill of Rights: Recommendations for Practitioners, Researchers, and Policy Makers11 Jul 2024
- 2024On the Power of Randomization in Fair Classification and Representation5 Jun 2024
- 2023SoK: Taming the Triangle -- On the Interplays between Fairness, Interpretability and Privacy in Machine Learning22 Dec 2023
- 2023A Critical Survey on Fairness Benefits of Explainable AI15 Oct 2023
- 2023LUCID-GAN: Conditional Generative Models to Locate Unfairness28 Jul 2023
- 2023Algorithms, Incentives, and Democracy5 Jul 2023
- 2023Decongestion by Representation: Learning to Improve Economic Welfare in Marketplaces18 Jun 2023
- 2023Cross-Institutional Transfer Learning for Educational Models: Implications for Model Performance, Fairness, and Equity1 May 2023
- 2022LUCID: Exposing Algorithmic Bias through Inverse Design26 Aug 2022
- 2021Learning Optimal Predictive Checklists2 Dec 2021
12 newest of 16 All 16 (JSON)