SmoothOut: Smoothing Out Sharp Minima to Improve Generalization in Deep Learning
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Abstract (arXiv)
In Deep Learning, Stochastic Gradient Descent (SGD) is usually selected as a training method because of its efficiency; however, recently, a problem in SGD gains research interest: sharp minima in Deep Neural Networks (DNNs) have poor generalization; especially, large-batch SGD tends to converge to sharp minima. It becomes an open question whether escaping sharp minima can improve the generalization. To answer this question, we propose SmoothOut framework to smooth out sharp minima in DNNs and thereby improve generalization. In a nutshell, SmoothOut perturbs multiple copies of the DNN by noise injection and averages these copies. Injecting noises to SGD is widely used in the literature, but SmoothOut differs in lots of ways: (1) a de-noising process is applied before parameter updating; (2) noise strength is adapted to filter norm; (3) an alternative interpretation on the advantage of noise injection, from the perspective of sharpness and generalization; (4) usage of uniform noise instead of Gaussian noise. We prove that SmoothOut can eliminate sharp minima. Training multiple DNN copies is inefficient, we further propose an unbiased stochastic SmoothOut which only introduces the overhead of noise injecting and de-noising per batch. An adaptive variant of SmoothOut, AdaSmoothOut, is also proposed to improve generalization. In a variety of experiments, SmoothOut and AdaSmoothOut consistently improve generalization in both small-batch and large-batch training on the top of state-of-the-art solutions.
Key facts. Cited by 25 papers in the map (data through 14 Oct 2026). First posted on arXiv 21 May 2018.
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Citing papers per year: 2021: 4; 2022: 6; 2023: 4; 2024: 8; 2025: 2; 2026: 1.
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- 2022Towards Understanding Sharpness-Aware Minimizationcited by 146
- 2022Towards Efficient and Scalable Sharpness-Aware Minimizationcited by 129
- 2024Friendly Sharpness-Aware Minimizationcited by 53
- 2022MLPInit: Embarrassingly Simple GNN Training Acceleration with MLP Initializationcited by 31
- 2021How Well Does Self-Supervised Pre-Training Perform with Streaming Data?cited by 29
- 2024Scaling Law for Language Models Training Considering Batch Sizecited by 22
- 2024Flat-LoRA: Low-Rank Adaptation over a Flat Loss Landscapecited by 20
- 2021Activated Gradients for Deep Neural Networkscited by 14
- 2024Revisiting Random Weight Perturbation for Efficiently Improving Generalizationcited by 13
- 2021DPlis: Boosting Utility of Differentially Private Deep Learning via Randomized Smoothingcited by 10
- 2022Efficient Generalization Improvement Guided by Random Weight Perturbationcited by 8
- 2024Efficient Sharpness-Aware Minimization for Molecular Graph Transformer Modelscited by 7
13 more
- 2023Exploring Flat Minima for Domain Generalization with Large Learning Ratescited by 4
- 2021BN-invariant sharpness regularizes the training model to better generalizationcited by 3
- 2023Create and Find Flatness: Building Flat Training Spaces in Advance for Continual Learningcited by 3
- 2024Do Sharpness-based Optimizers Improve Generalization in Medical Image Analysis?cited by 3
- 2025Layer-wise Adaptive Gradient Norm Penalizing Method for Efficient and Accurate Deep Learningcited by 3
- 2022Tackling benign nonconvexity with smoothing and stochastic gradientscited by 2
- 2022Effect of Batch Normalization on Noise Resistant Property of Deep Learning Modelscited by 2
- 2025Scalable Back-Propagation-Free Training of Optical Physics-Informed Neural Networkscited by 2
- 2024CurvFed: Curvature-Aligned Federated Learning for Fairness without Demographicscited by 1
- 2023Why is parameter averaging beneficial in SGD? An objective smoothing perspectivecited by 0
- 2023Neuro-Visualizer: An Auto-encoder-based Loss Landscape Visualization Methodcited by 0
- 2024Random Aggregate Beamforming for Over-the-Air Federated Learning in Large-Scale Networkscited by 0
- 2026SMAT: Simple and Efficient Merge-Aware Trainingcited by 0
- 2026SMAT: Simple and Efficient Merge-Aware Training27 Sep 2026
- 2025Layer-wise Adaptive Gradient Norm Penalizing Method for Efficient and Accurate Deep Learning18 Mar 2025
- 2025Scalable Back-Propagation-Free Training of Optical Physics-Informed Neural Networks17 Feb 2025
- 2024Scaling Law for Language Models Training Considering Batch Size2 Dec 2024
- 2024Flat-LoRA: Low-Rank Adaptation over a Flat Loss Landscape22 Sep 2024
- 2024Do Sharpness-based Optimizers Improve Generalization in Medical Image Analysis?7 Aug 2024
- 2024Efficient Sharpness-Aware Minimization for Molecular Graph Transformer Models19 Jun 2024
- 2024CurvFed: Curvature-Aligned Federated Learning for Fairness without Demographics30 Apr 2024
- 2024Revisiting Random Weight Perturbation for Efficiently Improving Generalization30 Mar 2024
- 2024Friendly Sharpness-Aware Minimization19 Mar 2024
- 2024Random Aggregate Beamforming for Over-the-Air Federated Learning in Large-Scale Networks20 Feb 2024
- 2023Neuro-Visualizer: An Auto-encoder-based Loss Landscape Visualization Method26 Sep 2023
13 more
- 2023Create and Find Flatness: Building Flat Training Spaces in Advance for Continual Learning20 Sep 2023
- 2023Exploring Flat Minima for Domain Generalization with Large Learning Rates12 Sep 2023
- 2023Why is parameter averaging beneficial in SGD? An objective smoothing perspective18 Feb 2023
- 2022Efficient Generalization Improvement Guided by Random Weight Perturbation21 Nov 2022
- 2022MLPInit: Embarrassingly Simple GNN Training Acceleration with MLP Initialization30 Sep 2022
- 2022Towards Understanding Sharpness-Aware Minimization13 Jun 2022
- 2022Effect of Batch Normalization on Noise Resistant Property of Deep Learning Models15 May 2022
- 2022Towards Efficient and Scalable Sharpness-Aware Minimization5 Mar 2022
- 2022Tackling benign nonconvexity with smoothing and stochastic gradients18 Feb 2022
- 2021Activated Gradients for Deep Neural Networks9 Jul 2021
- 2021How Well Does Self-Supervised Pre-Training Perform with Streaming Data?25 Apr 2021
- 2021DPlis: Boosting Utility of Differentially Private Deep Learning via Randomized Smoothing2 Mar 2021
- 2021BN-invariant sharpness regularizes the training model to better generalization8 Jan 2021
- 2022Towards Understanding Sharpness-Aware Minimizationcited by 146
- 2022Towards Efficient and Scalable Sharpness-Aware Minimizationcited by 129
- 2024Friendly Sharpness-Aware Minimizationcited by 53
- 2022MLPInit: Embarrassingly Simple GNN Training Acceleration with MLP Initializationcited by 31
- 2021How Well Does Self-Supervised Pre-Training Perform with Streaming Data?cited by 29
- 2024Scaling Law for Language Models Training Considering Batch Sizecited by 22
- 2024Flat-LoRA: Low-Rank Adaptation over a Flat Loss Landscapecited by 20
- 2021Activated Gradients for Deep Neural Networkscited by 14
- 2024Revisiting Random Weight Perturbation for Efficiently Improving Generalizationcited by 13
- 2021DPlis: Boosting Utility of Differentially Private Deep Learning via Randomized Smoothingcited by 10
- 2022Efficient Generalization Improvement Guided by Random Weight Perturbationcited by 8
- 2024Efficient Sharpness-Aware Minimization for Molecular Graph Transformer Modelscited by 7
12 most cited of 25 All 25 (JSON)
- 2026SMAT: Simple and Efficient Merge-Aware Training27 Sep 2026
- 2025Layer-wise Adaptive Gradient Norm Penalizing Method for Efficient and Accurate Deep Learning18 Mar 2025
- 2025Scalable Back-Propagation-Free Training of Optical Physics-Informed Neural Networks17 Feb 2025
- 2024Scaling Law for Language Models Training Considering Batch Size2 Dec 2024
- 2024Flat-LoRA: Low-Rank Adaptation over a Flat Loss Landscape22 Sep 2024
- 2024Do Sharpness-based Optimizers Improve Generalization in Medical Image Analysis?7 Aug 2024
- 2024Efficient Sharpness-Aware Minimization for Molecular Graph Transformer Models19 Jun 2024
- 2024CurvFed: Curvature-Aligned Federated Learning for Fairness without Demographics30 Apr 2024
- 2024Revisiting Random Weight Perturbation for Efficiently Improving Generalization30 Mar 2024
- 2024Friendly Sharpness-Aware Minimization19 Mar 2024
- 2024Random Aggregate Beamforming for Over-the-Air Federated Learning in Large-Scale Networks20 Feb 2024
- 2023Neuro-Visualizer: An Auto-encoder-based Loss Landscape Visualization Method26 Sep 2023
12 newest of 25 All 25 (JSON)