mlsanityData to 14 Oct 2026

Loss Functions for Top-k Error: Analysis and Insights

arXiv 1512.00486 ↗First posted 1 Dec 2015stat.ML cs.CV cs.LGcited by 38

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Abstract (arXiv)

In order to push the performance on realistic computer vision tasks, the number of classes in modern benchmark datasets has significantly increased in recent years. This increase in the number of classes comes along with increased ambiguity between the class labels, raising the question if top-1 error is the right performance measure. In this paper, we provide an extensive comparison and evaluation of established multiclass methods comparing their top-k performance both from a practical as well as from a theoretical perspective. Moreover, we introduce novel top-k loss functions as modifications of the softmax and the multiclass SVM losses and provide efficient optimization schemes for them. In the experiments, we compare on various datasets all of the proposed and established methods for top-k error optimization. An interesting insight of this paper is that the softmax loss yields competitive top-k performance for all k simultaneously. For a specific top-k error, our new top-k losses lead typically to further improvements while being faster to train than the softmax.

Key facts. Cited by 38 papers in the map (data through 14 Oct 2026). First posted on arXiv 1 Dec 2015.

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Citing papers per year: 2021: 9; 2022: 12; 2023: 3; 2024: 6; 2025: 3; 2026: 5.

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  1. 2021Set-valued classification -- overview via a unified frameworkcited by 27
  2. 2022Rank-based Decomposable Losses in Machine Learning: A Surveycited by 26
  3. 2023Fast, Differentiable and Sparse Top-k: a Convex Analysis Perspectivecited by 26
  4. 2024A Universal Growth Rate for Learning with Smooth Surrogate Lossescited by 24
  5. 2021Sum of Ranked Range Loss for Supervised Learningcited by 23
  6. 2021sigmoidF1: A Smooth F1 Score Surrogate Loss for Multilabel Classificationcited by 23
  7. 2024Cardinality-Aware Set Prediction and Top-k Classificationcited by 23
  8. 2022Differentiable Top-k Classification Learningcited by 21
  9. 2021Surrogate Regret Bounds for Polyhedral Lossescited by 15
  10. 2022An Embedding Framework for the Design and Analysis of Consistent Polyhedral Surrogatescited by 14
  11. 2025LapSum -- One Method to Differentiate Them All: Ranking, Sorting and Top-k Selectioncited by 13
  12. 2021Label Distributionally Robust Losses for Multi-class Classification: Consistency, Robustness and Adaptivitycited by 11
26 more
  1. 2022Stochastic smoothing of the top-K calibrated hinge loss for deep imbalanced classificationcited by 10
  2. 2024List Sample Compression and Uniform Convergencecited by 10
  3. 2022Optimizing Partial Area Under the Top-k Curve: Theory and Practicecited by 9
  4. 2022Consistent Polyhedral Surrogates for Top-k Classification and Variantscited by 8
  5. 2023Dual-Encoders for Extreme Multi-Label Classificationcited by 7
  6. 2025Why Ask One When You Can Ask k? Learning-to-Defer to the Top-k Expertscited by 7
  7. 2026Don't Ignore the Tail: Decoupling top-K Probabilities for Efficient Language Model Distillationcited by 7
  8. 2024Probabilistic Decomposed Linear Dynamical Systems for Robust Discovery of Latent Neural Dynamicscited by 6
  9. 2021FEDS -- Filtered Edit Distance Surrogatecited by 5
  10. 2024Top-k Classification and Cardinality-Aware Predictioncited by 5
  11. 2026An Optimal Sauer Lemma Over k-ary Alphabetscited by 4
  12. 2026SoftMoE: Soft Differentiable Routing for Mixture-of-Experts in LLMscited by 4
  13. 2021Tensor Normalization and Full Distribution Trainingcited by 3
  14. 2022A Stochastic Bundle Method for Interpolating Networkscited by 3
  15. 2022Set-valued prediction in hierarchical classification with constrained representation complexitycited by 3
  16. 2023Smooth and Stepwise Self-Distillation for Object Detectioncited by 2
  17. 2021Classification Under Ambiguity: When Is Average-K Better Than Top-K?cited by 1
  18. 2022Identify ambiguous tasks combining crowdsourced labels by weighting Areas Under the Margincited by 1
  19. 2022Provable Robust Saliency-based Explanationscited by 1
  20. 2024Top-K Pairwise Ranking: Bridging the Gap Among Ranking-Based Measures for Multi-Label Classificationcited by 1
  21. 2021Mixing between the Cross Entropy and the Expectation Loss Termscited by 0
  22. 2022The Tree Loss: Improving Generalization with Many Classescited by 0
  23. 2022Large Batch and Patch Size Training for Medical Image Segmentationcited by 0
  24. 2025Set to Be Fair: Demographic Parity Constraints for Set-Valued Classificationcited by 0
  25. 2026Is Softmax Loss All You Need? A Principled Analysis of Softmax-family Losscited by 0
  26. 2026Optimizing Server Placement for Vertical Federated Learning in Dynamic Edge/Fog Networkscited by 0