On the saddle point problem for non-convex optimization
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Abstract (arXiv)
A central challenge to many fields of science and engineering involves minimizing non-convex error functions over continuous, high dimensional spaces. Gradient descent or quasi-Newton methods are almost ubiquitously used to perform such minimizations, and it is often thought that a main source of difficulty for the ability of these local methods to find the global minimum is the proliferation of local minima with much higher error than the global minimum. Here we argue, based on results from statistical physics, random matrix theory, and neural network theory, that a deeper and more profound difficulty originates from the proliferation of saddle points, not local minima, especially in high dimensional problems of practical interest. Such saddle points are surrounded by high error plateaus that can dramatically slow down learning, and give the illusory impression of the existence of a local minimum. Motivated by these arguments, we propose a new algorithm, the saddle-free Newton method, that can rapidly escape high dimensional saddle points, unlike gradient descent and quasi-Newton methods. We apply this algorithm to deep neural network training, and provide preliminary numerical evidence for its superior performance.
Key facts. Cited by 19 papers in the map (data through 7 Oct 2026). First posted on arXiv 19 May 2014.
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Citing papers per year: 2021: 3; 2022: 3; 2023: 5; 2024: 3; 2025: 4; 2026: 1.
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- 2022Random matrix analysis of deep neural network weight matricescited by 21
- 2021Smooth Bilevel Programming for Sparse Regularizationcited by 14
- 2024Continual Learning with Weight Interpolationcited by 13
- 2023PGrad: Learning Principal Gradients For Domain Generalizationcited by 8
- 2023A Critical Review of Physics-Informed Machine Learning Applications in Subsurface Energy Systemscited by 4
- 2021K"ahler Geometry of Quiver Varieties and Machine Learningcited by 3
- 2022A survey of deep learning optimizers -- first and second order methodscited by 3
- 2024Enhancing the Trainability of Variational Quantum Circuits with Regularization Strategiescited by 2
- 2022Staying the course: Locating equilibria of dynamical systems on Riemannian manifolds defined by point-cloudscited by 1
- 2023Optimization Methods in Deep Learning: A Comprehensive Overviewcited by 1
- 2023Series of Hessian-Vector Products for Tractable Saddle-Free Newton Optimisation of Neural Networkscited by 1
- 2024Don't Be So Positive: Negative Step Sizes in Second-Order Methodscited by 1
7 more
- 2025A Framework for Finding Local Saddle Points in Two-Player Zero-Sum Black-Box Gamescited by 1
- 2025Towards Robust Surrogate Models: Benchmarking Machine Learning Approaches to Expediting Phase Field Simulations of Brittle Fracturecited by 1
- 2025Saddle Hierarchy in Dense Associative Memorycited by 1
- 2021Saddlepoints in Unsupervised Least Squarescited by 0
- 2023Black holes and the loss landscape in machine learningcited by 0
- 2025Non-Singularity of the Gradient Descent map for Neural Networks with Piecewise Analytic Activationscited by 0
- 2026Accelerating SAV-based optimization via randomized low-rank Hessian approximationcited by 0
- 2026Accelerating SAV-based optimization via randomized low-rank Hessian approximation9 Jun 2026
- 2025Non-Singularity of the Gradient Descent map for Neural Networks with Piecewise Analytic Activations28 Oct 2025
- 2025Saddle Hierarchy in Dense Associative Memory26 Aug 2025
- 2025Towards Robust Surrogate Models: Benchmarking Machine Learning Approaches to Expediting Phase Field Simulations of Brittle Fracture9 Jul 2025
- 2025A Framework for Finding Local Saddle Points in Two-Player Zero-Sum Black-Box Games23 Mar 2025
- 2024Don't Be So Positive: Negative Step Sizes in Second-Order Methods18 Nov 2024
- 2024Enhancing the Trainability of Variational Quantum Circuits with Regularization Strategies2 May 2024
- 2024Continual Learning with Weight Interpolation5 Apr 2024
- 2023Series of Hessian-Vector Products for Tractable Saddle-Free Newton Optimisation of Neural Networks23 Oct 2023
- 2023A Critical Review of Physics-Informed Machine Learning Applications in Subsurface Energy Systems6 Aug 2023
- 2023Black holes and the loss landscape in machine learning26 Jun 2023
- 2023PGrad: Learning Principal Gradients For Domain Generalization2 May 2023
7 more
- 2023Optimization Methods in Deep Learning: A Comprehensive Overview19 Feb 2023
- 2022A survey of deep learning optimizers -- first and second order methods28 Nov 2022
- 2022Staying the course: Locating equilibria of dynamical systems on Riemannian manifolds defined by point-clouds21 Apr 2022
- 2022Random matrix analysis of deep neural network weight matrices28 Mar 2022
- 2021Smooth Bilevel Programming for Sparse Regularization2 Jun 2021
- 2021Saddlepoints in Unsupervised Least Squares11 Apr 2021
- 2021K"ahler Geometry of Quiver Varieties and Machine Learning27 Jan 2021
- 2022Random matrix analysis of deep neural network weight matricescited by 21
- 2021Smooth Bilevel Programming for Sparse Regularizationcited by 14
- 2024Continual Learning with Weight Interpolationcited by 13
- 2023PGrad: Learning Principal Gradients For Domain Generalizationcited by 8
- 2023A Critical Review of Physics-Informed Machine Learning Applications in Subsurface Energy Systemscited by 4
- 2021K"ahler Geometry of Quiver Varieties and Machine Learningcited by 3
- 2022A survey of deep learning optimizers -- first and second order methodscited by 3
- 2024Enhancing the Trainability of Variational Quantum Circuits with Regularization Strategiescited by 2
- 2022Staying the course: Locating equilibria of dynamical systems on Riemannian manifolds defined by point-cloudscited by 1
- 2023Optimization Methods in Deep Learning: A Comprehensive Overviewcited by 1
- 2023Series of Hessian-Vector Products for Tractable Saddle-Free Newton Optimisation of Neural Networkscited by 1
- 2024Don't Be So Positive: Negative Step Sizes in Second-Order Methodscited by 1
12 most cited of 19 All 19 (JSON)
- 2026Accelerating SAV-based optimization via randomized low-rank Hessian approximation9 Jun 2026
- 2025Non-Singularity of the Gradient Descent map for Neural Networks with Piecewise Analytic Activations28 Oct 2025
- 2025Saddle Hierarchy in Dense Associative Memory26 Aug 2025
- 2025Towards Robust Surrogate Models: Benchmarking Machine Learning Approaches to Expediting Phase Field Simulations of Brittle Fracture9 Jul 2025
- 2025A Framework for Finding Local Saddle Points in Two-Player Zero-Sum Black-Box Games23 Mar 2025
- 2024Don't Be So Positive: Negative Step Sizes in Second-Order Methods18 Nov 2024
- 2024Enhancing the Trainability of Variational Quantum Circuits with Regularization Strategies2 May 2024
- 2024Continual Learning with Weight Interpolation5 Apr 2024
- 2023Series of Hessian-Vector Products for Tractable Saddle-Free Newton Optimisation of Neural Networks23 Oct 2023
- 2023A Critical Review of Physics-Informed Machine Learning Applications in Subsurface Energy Systems6 Aug 2023
- 2023Black holes and the loss landscape in machine learning26 Jun 2023
- 2023PGrad: Learning Principal Gradients For Domain Generalization2 May 2023
12 newest of 19 All 19 (JSON)