A Solvable Theory of Pre-training Data Poisoning: Regime-Dependent Scaling Exponents
On the map: LLM safety and security → Backdoor and data poisoning attacks also fits: Safety alignment, refusal and guardrails
Abstract (arXiv)
Pre-training data poisoning of large language models is usually studied using targeted backdoors and their survival through safety post-training, which leaves open a more basic question: how does a model's clean data performance degrade as the poison rate varepsilon grows? Motivated by our controlled pre-training runs of OLMo-style models, in which the relative clean data validation perplexity increase Delta between poisoned and clean models matched in architecture, token budget, and optimization schedule is well fit by a power law Delta≈ Cvarepsilona with a non-integer exponent, we ask what such a law requires theoretically. We first prove an analyticity barrier: whenever the contaminated objective depends analytically on varepsilon around a nondegenerate clean data optimum, Delta is generically quadratic in varepsilon, so a generic non-integer exponent is a signature of genuinely singular structure. We then supply that structure in solvable truncated ridge regression with heavy-tailed covariates, controlled by q_star, and a label-shift poisoning. Our central result is that the excess risk scaling exponent depending on the order of limits: in the higher dimensional proportional regime it is εq_star/(q_star+2), whereas taking the ample-data limit first gives ε2-2/q_star, and the limits do not commute. We confirm this prediction through several numerical simulations. Finally, we argue that finite training time plays the role of truncation on the curvature spectrum in local LLM pre-training, deriving the observed scaling law under heavy tailed inverse curvature spectrum as a modeling hypothesis.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Backdoor and data poisoning attacks, one of 12 directions in LLM safety and security. Builds on 26 of its 63 references that are in the map. First posted on arXiv 26 Sep 2026.
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26 of 63 references.
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- 2025Poisoning Attacks on LLMs Require a Near-constant Number of Poison Samples8 Oct
- 2024Scaling Trends for Data Poisoning in LLMs6 Aug
- 2024Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training10 Jan
Other references · 23
- 2020Scaling Laws for Neural Language Modelscited by 6,586
- 2021Explaining Neural Scaling Lawscited by 363
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- 2021Learning Curve Theorycited by 85
- 2023How Deep Neural Networks Learn Compositional Data: The Random Hierarchy Modelcited by 71
- 2020A Neural Scaling Law from the Dimension of the Data Manifoldcited by 52
- 2025Safety Pretraining: Toward the Next Generation of Safe AIcited by 43
- 2024Towards a theory of how the structure of language is acquired by deep neural networkscited by 39
- 2026Symmetry in language statistics shapes the geometry of model representationscited by 24
- 2026Deriving Neural Scaling Laws from the statistics of natural languagecited by 23
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- 2026A Defense of the Quadratic Modelcited by 14
- 2025On the Emergence of Linear Analogies in Word Embeddingscited by 13
- 2026Universal One-third Time Scaling in Learning Peaked Distributionscited by 10
- 2025Closed-Form Training Dynamics Reveal Learned Features and Linear Structure in Word2Vec-like Modelscited by 8
- 2015A Latent Variable Model Approach to PMI-based Word Embeddingscited by 7
- 2026When Should We Introduce Safety Interventions During Pretraining?cited by 7
- 2025Scaling Laws Revisited: Modeling the Role of Data Quality in Language Model Pretrainingcited by 5
- 2026Symmetry Breaking in Transformers for Efficient and Interpretable Trainingcited by 5
- 2026Deep networks learn to parse uniform-depth context-free languages from local statisticscited by 5
- 2026Jailbreak Scaling Laws for Large Language Models: Polynomial-Exponential Crossovercited by 4
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- 2023Diffusion Theory as a Scalpel: Detecting and Purifying Poisonous Dimensions in Pre-trained Language Models Caused by Backdoor or Bias
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- 2026The Impact of Post-training on Data Contamination
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- 2023Exploring the Limits of Model-Targeted Indiscriminate Data Poisoning Attacks
- 2025Multi-Faceted Studies on Data Poisoning can Advance LLM Development
- 2024Persistent Pre-Training Poisoning of LLMs
- 2026Prescriptive Scaling Reveals the Evolution of Language Model Capabilities