Nonparametric In-Context Learning under Growing Geometric Complexity: Minimax Optimality and Local Geometry-Adaptivity of Transformers
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Abstract (arXiv)
Transformers have become a central architecture for in-context learning (ICL), particularly through their state-of-the-art performance in large language models. This success motivates understanding how transformers exploit task-relevant structure in geometrically heterogeneous data. However, existing nonparametric ICL theory has largely focused on Euclidean domains or single-manifold models. To address this gap, we study the prediction problem under unknown local geometry, modeled by sample size-dependent mixtures of manifolds with heterogeneous dimensions, smoothness, and sampling masses. Under local separation and small-perturbation conditions, we establish a minimax lower bound capturing the aggregate difficulty of the components and construct an oracle tangent local-polynomial estimator with a matching upper bound. This estimator is connected to a structure-informed, two-stage softmax transformer with a geometric preconditioner and chartwise reduced local-polynomial solvers. The transformer achieves negligible approximation error relative to the minimax rate with logarithmic depth and polynomial size. Finally, we derive an in-context generalization bound for near empirical risk minimizers over this class. Together, these results identify conditions under which the resulting predictor exploits local geometry and attains the aggregate minimax rate.
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References · 3
- 2025Unraveling the Localized Latents: Learning Stratified Manifold Structures in LLM Embedding Space with Sparse Mixture-of-Expertscited by 10
- 2025Transformers for Learning on Noisy and Task-Level Manifolds: Approximation and Generalization Insightscited by 5
- 2026A Deep Generative Approach to Stratified Learningcited by 2
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