A Theoretical Analysis of Generalization Dynamics in Neural Networks under Gradient Descent with Weight Decay
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Abstract (arXiv)
Understanding generalization remains a central challenge in machine learning because it requires jointly considering data, architecture, and training dynamics. In this paper, we develop a theoretical framework that characterizes how these factors jointly shape generalization performance throughout training. More precisely, we study a broad class of neural networks trained under the ℓ2 loss by gradient descent (GD) with weight decay, and prove the convergence of GD to a neighbourhood of the global minimizers of the empirical loss. By partitioning the space based on the input data, we then decompose the population error into data error, optimization error, and prediction variation error, and bound them separately. In particular, for the prediction variation error, which measures the oscillations of the learned function, we propose (local) approximate homogeneity and derive explicit cellwise and layerwise bounds for its evolution along the training trajectory. These bounds yield two important implications: a necessary condition of improved generalization explains differences in layerwise generalization behavior; a sufficient condition describes delayed generalization and provides a theoretical characterization of grokking.
Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Builds on 14 of its 86 references that are in the map. First posted on arXiv 7 Sep 2026.
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14 of 86 references.
References · 14
- 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 629
- 2020Long-tail learning via logit adjustmentcited by 618
- 2023A Tale of Two Circuits: Grokking as Competition of Sparse and Dense Subnetworkscited by 83
- 2024Computational-Statistical Gaps in Gaussian Single-Index Modelscited by 44
- 2021Understanding the role of importance weighting for deep learningcited by 39
- 2023Predicting Grokking Long Before it Happens: A look into the loss landscape of models which grokcited by 35
- 2024Critical Data Size of Language Models from a Grokking Perspectivecited by 24
- 2024Deep Grokking: Would Deep Neural Networks Generalize Better?cited by 15
- 2023Understanding Grokking Through A Robustness Viewpointcited by 12
- 2026To Grok Grokking: Provable Grokking in Ridge Regressioncited by 8
- 2026A Noise Sensitivity Exponent Controls Large Statistical-to-Computational Gaps in Single- and Multi-Index Modelscited by 2
- 2026Convergence of Gradient Descent for General Neural Network Architectures Beyond the NTK Regimecited by 2
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Citing papers per year: 2026: 1.
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