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The Constitutional Coverage Trilemma in AI Governance

arXiv 2609.01275 ↗First posted 1 Sep 2026cs.LG cs.AIcited by 0

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Abstract (arXiv)

Frontier AI systems function as constitutional institutions: each deployed model encodes an implicit ranking among safety, helpfulness, honesty, autonomy, and equity. We ask whether the supply of frontier constitutional types covers human demand. Combining a paraphrase-controlled audit of the as-shipped default constitutions of 23 frontier LLM archetypes with a pairwise-tradeoff study of 1,649 US participants on the same instrument, we report three facts. Demand is broad: it spans all five values, with the largest constituency under one-third. Supply is narrow and drifting: the 23-archetype hull occupies ~2% of the demand hull under conservative noise-matched estimation (0.10% at full audit precision), no archetype puts helpfulness or autonomy first (37% of users are constitutionally homeless), and across six model families autonomy decreases in 5/6, equity increases in 5/6, and safety increases in 4/6, with monotone within-family version trends (order-permutation p = 0.013) and the autonomy decline concentrated in scenarios where safety is not at stake. The drift's importance is directional: away from a value already undercovered, mechanically worsening the welfare floor for the least-served users. The fix is sparse: a 2-vertex menu eHON, eAUT beats the full 23-archetype frontier by 47% on mean regret (CI [43%, 52%]); three vertex additions cut mean/worst-group regret by up to 81%/64%. We formalize these findings as a budgeted-pluralism trilemma, show the binding regime is empirically realized, and verify the conclusions are robust to distance-based welfare and to degraded routing. The instrument and audit harness are described in full in the appendices.

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References · 7

  1. 2016Equality of Opportunity in Supervised Learningcited by 2,007
  2. 2022Language Models (Mostly) Know What They Knowcited by 1,856
  3. 2023Whose Opinions Do Language Models Reflect?cited by 773
  4. 2022Out of One, Many: Using Language Models to Simulate Human Samplescited by 752
  5. 2024Deliberative Alignment: Reasoning Enables Safer Language Modelscited by 308
  6. 2023The political ideology of conversational AI: Converging evidence on ChatGPT's pro-environmental, left-libertarian orientationcited by 189
  7. 2024Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedbackcited by 100

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