Query Expansion Should Be Coordinated: Dense Expands, Sparse Anchors
On the map: Retrieval-augmented generation → Generation and context integration
Abstract (arXiv)
Retrieval-augmented generation (RAG) systems rely on retrieval modules to ground large language model (LLM) outputs. LLM-based query expansion enriches retrieval with document-like passages, but evaluations of hybrid retrieval often fuse fixed top-L prefixes of dense and sparse rankings. Because L controls cross-channel contributions and ranking access, it can alter measured expansion gains. We therefore evaluate complete-list effectiveness and record per-channel replay stopping depths required to certify the ordered top-K. This changes the design: because both rankings determine the fused result, their query constructions should be coordinated rather than designed independently. We present DESA (Dense Expansion and Sparse Anchoring), which shares generated references across channels but specializes their integration. Orthogonal residual expansion adds new semantic directions to the dense query, whereas score-product anchoring reorders the original sparse support without admitting expansion-only matches. The same references thus play complementary roles: Dense expands; Sparse anchors. Across seven BEIR datasets, DESA improves nDCG@10 and Recall@20 over the unexpanded query by 3.82% and 2.38%, while reducing dense and sparse replay stopping depths by 36.90% and 36.56%.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Generation and context integration, one of 15 directions in Retrieval-augmented generation. Builds on 9 of its 27 references that are in the map. First posted on arXiv 16 Aug 2026.
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- 2021BEIR: A Heterogenous Benchmark for Zero-shot Evaluation of Information Retrieval Modelscited by 1,252
- 2021Unsupervised Dense Information Retrieval with Contrastive Learningcited by 1,216
- 2023C-Pack: Packed Resources For General Chinese Embeddingscited by 578
- 2020Fact or Fiction: Verifying Scientific Claimscited by 554
- 2022Precise Zero-Shot Dense Retrieval without Relevance Labelscited by 517
- 2020SPECTER: Document-level Representation Learning using Citation-informed Transformerscited by 430
- 2023When do Generative Query and Document Expansions Fail? A Comprehensive Study Across Methods, Retrievers, and Datasetscited by 26
- 2025Exp4Fuse: A Rank Fusion Framework for Enhanced Sparse Retrieval using Large Language Model-based Query Expansioncited by 6
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- 2026Beyond the Reranker: Do RAG Retrieval Enhancements Help Once a Strong Reranker Is Present?
- 2026Rethinking Retrieval-Augmentation as Synthesis: A Query-Aware Context Merging Approach
- 2025Zero-RAG: Towards Retrieval-Augmented Generation with Zero Redundant Knowledge
- 2026Scaling Retrieval Augmented Generation with RAG Fusion: Lessons from an Industry Deployment
- 2026BM25 Wins at Scale: A Scaling Study of Retrieval-Augmented Generation Paradigms
- 2026From BM25 to Corrective RAG: Benchmarking Retrieval Strategies for Text-and-Table Documents