A Four-Axis Trustworthiness Benchmark for LLM-as-Judge in Principle-Based Regulation
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Abstract (arXiv)
Principle-based regulation, with evaluative standards such as "fair, clear, and not misleading" or "deliver good outcomes", cannot be reduced to binary predicates, and LLM-as-judge is increasingly used as the substitute. Our position is that any such judge must be evaluated on four axes: accuracy, paraphrase robustness, adversarial robustness, and calibration. We release Principle-Bench, 168 cryptoasset financial-promotion scenarios mapped to two UK FCA principles, with paraphrase, adversarial keyword-stuffing, and boundary perturbations authored under a pre-registered rubric; the first benchmark covering all four axes for principle-based regulation. We also introduce Ceca (Calibrated Exemplar-Cluster Assessment): a calibrated, auditable assessor that emits exact per-exemplar counterfactual attributions. Across keyword counting, three sentence-transformer embedders, an open-weight LLM-judge, and a calibrated cascade, no method dominates all four axes. A 120B LLM-judge, strongest on benign inputs, loses 47 accuracy points (0.74 to 0.27) on keyword-stuffed Consumer Duty inputs: "compliance theatre." A second judge from a different model family agrees only at Cohen's kappa = 0.16 on that split, localising the failure to the model rather than the corpus. Any deployment-grade LLM-judge for principle-based regulation must report per-principle adversarial deception and post-hoc calibration alongside aggregate accuracy.
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7 of 23 references.
References · 7
- 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,170
- 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,626
- 2017On Calibration of Modern Neural Networkscited by 4,960
- 2017Prototypical Networks for Few-shot Learningcited by 3,015
- 2019A Survey on Bias and Fairness in Machine Learningcited by 1,917
- 2019Explainable Artificial Intelligence (XAI): Concepts, Taxonomies, Opportunities and Challenges toward Responsible AIcited by 1,552
- 2023Prototype-Based Interpretability for Legal Citation Predictioncited by 9
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