mlsanityData to 14 Oct 2026

Intrinsic Structure: Spectral Identifiability for Mechanistic Interpretability

arXiv 2608.10172 ↗First posted 10 Aug 2026cs.LGcited by 0

On the map: Mechanistic interpretability → Circuits and mechanistic analysis

Abstract (arXiv)

Mechanistic interpretability explains models by identifying circuits inside them, but has no way to tell whether a circuit is a property of the model or an artifact of the method that found it. Sparse autoencoders illustrate the problem: different seeds and widths recover materially different features from the same activations, and no theory says whether that variability is incidental or structural. We put dictionary learning for interpretability on an identifiability footing. Treating the forward pass as a controlled dynamical system with depth as time and lifting it with the Koopman operator yields a finite linear realisation whose spectrum is a coordinate-free property of the model. We prove the spectrum is recoverable from M calibration samples at rate M-1/2 up to permutation - to our knowledge the first identifiability theorem for a mechanistic-interpretability primitive, with a matching minimax lower bound, a median-of-means variant for heavy-tailed activations, and a dissociation theorem: whenever the realisation is non-normal, the directions carrying activation variance and the directions carrying information across depth cannot coincide. The identifiable object and the legible object are not the same object. On GPT-2 small, Gemma-2-2B and Qwen3-8B-Base the spectrum converges everywhere and attains the predicted exponent on Qwen3-8B-Base (0.506 ± 0.031); shortfalls collapse onto one curve against each cell's sample threshold. Koopman modes beat random directions but lose to principal components on indirect-object identification, with the gap decaying 4.1× in depth-distance, as the theorem predicts. The Koopman spectrum is an identifiable, model-intrinsic fingerprint with a stated error bar, not a legible decomposition.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Circuits and mechanistic analysis, one of 13 directions in Mechanistic interpretability. Builds on 42 of its 87 references that are in the map. First posted on arXiv 10 Aug 2026.

Builds on

42 of 87 references.

Closest ancestors · 5

Same direction, newest first

  1. 2024Transcoders Find Interpretable LLM Feature Circuits17 Jun
  2. 2023Attribution Patching Outperforms Automated Circuit Discovery16 Oct
  3. 2023Towards Automated Circuit Discovery for Mechanistic Interpretability28 Apr
  4. 2023Progress measures for grokking via mechanistic interpretability12 Jan
  5. 2022Interpretability in the Wild: a Circuit for Indirect Object Identification in GPT-2 small1 Nov

Other references · 37

  1. 2017Attention Is All You Needcited by 60,361
  2. 2024The Llama 3 Herd of Modelscited by 14,715
  3. 2018Neural Ordinary Differential Equationscited by 3,779
  4. 2022Locating and Editing Factual Associations in GPTcited by 2,691
  5. 2024Gemma 2: Improving Open Language Models at a Practical Sizecited by 1,998
  6. 2023Sparse Autoencoders Find Highly Interpretable Features in Language Modelscited by 1,420
  7. 2022In-context Learning and Induction Headscited by 964
  8. 2018Challenging Common Assumptions in the Unsupervised Learning of Disentangled Representationscited by 941
  9. 2022LLM.int8(): 8-bit Matrix Multiplication for Transformers at Scalecited by 906
  10. 2019Variational Autoencoders and Nonlinear ICA: A Unifying Frameworkcited by 503
  11. 2021Causal Abstractions of Neural Networkscited by 422
  12. 2021Attention is Not All You Need: Pure Attention Loses Rank Doubly Exponentially with Depthcited by 419
25 more
  1. 2015An Introduction to Matrix Concentration Inequalitiescited by 397
  2. 2024Gemma Scope: Open Sparse Autoencoders Everywhere All At Once on Gemma 2cited by 394
  3. 2017Stable Architectures for Deep Neural Networkscited by 341
  4. 2024Jumping Ahead: Improving Reconstruction Fidelity with JumpReLU Sparse Autoencoderscited by 300
  5. 2021Modern Koopman Theory for Dynamical Systemscited by 276
  6. 2016Unsupervised Feature Extraction by Time-Contrastive Learning and Nonlinear ICAcited by 273
  7. 2023Finding Alignments Between Interpretable Causal Variables and Distributed Neural Representationscited by 209
  8. 2020Causal Mediation Analysis for Interpreting Neural NLP: The Case of Gender Biascited by 191
  9. 2026Scaling Monosemanticity: Extracting Interpretable Features from Claude 3 Sonnetcited by 191
  10. 2024A is for Absorption: Studying Feature Splitting and Absorption in Sparse Autoencoderscited by 160
  11. 2024Have Faith in Faithfulness: Going Beyond Circuit Overlap When Finding Model Mechanismscited by 149
  12. 2024Llama Scope: Extracting Millions of Features from Llama-3.1-8B with Sparse Autoencoderscited by 143
  13. 2023The emergence of clusters in self-attention dynamicscited by 140
  14. 2019Mean estimation and regression under heavy-tailed distributions--a surveycited by 136
  15. 2025SAEBench: A Comprehensive Benchmark for Sparse Autoencoders in Language Model Interpretabilitycited by 124
  16. 2020Forecasting Sequential Data using Consistent Koopman Autoencoderscited by 115
  17. 2024AtP*: An efficient and scalable method for localizing LLM behaviour to componentscited by 111
  18. 2023Interpretability at Scale: Identifying Causal Mechanisms in Alpacacited by 103
  19. 2019Data-driven approximation of the Koopman generator: Model reduction, system identification, and controlcited by 85
  20. 2017On Convergence of Extended Dynamic Mode Decomposition to the Koopman Operatorcited by 73
  21. 2024Identifying Functionally Important Features with End-to-End Sparse Dictionary Learningcited by 67
  22. 2024Safety Cases: How to Justify the Safety of Advanced AI Systemscited by 48
  23. 2024Decomposing The Dark Matter of Sparse Autoencoderscited by 45
  24. 2025Transcoders Beat Sparse Autoencoders for Interpretabilitycited by 25
  25. 2021An Operator Theoretic View on Pruning Deep Neural Networkscited by 18

Built on by

Not cited yet.

Similar, not cited

Close in wording, no citation either way

  1. 2025Everything, Everywhere, All at Once: Is Mechanistic Interpretability Identifiable?
  2. 2026Complete or Sparse: A Tale of Two Identifiabilities
  3. 2025Spectral Identifiability for Interpretable Probe Geometry
  4. 2025Mechanistic Interpretability as Statistical Estimation: A Variance Analysis
  5. 2026From Mechanistic to Compositional Interpretability
  6. 2026Mechanistic Interpretability for Neural Networks: Circuits, Sparse Features and Symbolic Reasoning
  7. 2026Are We Recovering Mechanisms? Objective-Level Recovery Gaps in Mechanistic Interpretability
  8. 2025A Unified Theory of Sparse Dictionary Learning in Mechanistic Interpretability: Piecewise Biconvexity and Spurious Minima