mlsanityData to 7 Oct 2026

Provable Limits and Certified Deferral for Verbalized Uncertainty in Small Language Models

arXiv 2608.05064 ↗First posted 5 Aug 2026cs.CL cs.AI cs.LGcited by 1

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Abstract (arXiv)

Small open-weight language models increasingly run in private, offline, and cost-sensitive settings, where the key deployment question is not only what a model answers but when it should defer to a human. We study whether verbalized confidence can support risk-controlled deferral, evaluating eleven instruction-tuned models from three families, 0.5B to 14B parameters, on ARC-Challenge and TruthfulQA with 25,168 local predictions. Three theoretical results delimit what calibration can provide: strictly monotone calibration preserves the risk-coverage frontier and error-detection AUROC; temperature scaling cannot calibrate models whose confidence stays above one half while accuracy falls below it; and a Clopper-Pearson procedure converts a 200-question calibration set into a finite-sample risk certificate under an i.i.d. deployment assumption. Empirically, eight of 22 model-task pairs hit the temperature-scaling infeasibility floor within one percentage point of the predicted bound. Platt scaling reduces ECE to as low as 0.02, yet certified autonomy at a 20% risk budget is granted to only three model-task pairs and to none at 10%. We also identify and repair an answer-ordering artifact in the multiple-choice form of TruthfulQA. Calibration gives confidence semantics; certified deferral determines when small models are safe to use.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 15 of its 20 references that are in the map. First posted on arXiv 5 Aug 2026.

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15 of 20 references.

References · 15

  1. 2022Self-Consistency Improves Chain of Thought Reasoning in Language Modelscited by 5,601
  2. 2017On Calibration of Modern Neural Networkscited by 4,860
  3. 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,710
  4. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
  5. 2022Language Models (Mostly) Know What They Knowcited by 1,783
  6. 2023Can LLMs Express Their Uncertainty? An Empirical Evaluation of Confidence Elicitation in LLMscited by 946
  7. 2017Selective Classification for Deep Neural Networkscited by 799
  8. 2023Semantic Uncertainty: Linguistic Invariances for Uncertainty Estimation in Natural Language Generationcited by 795
  9. 2023Just Ask for Calibration: Strategies for Eliciting Calibrated Confidence Scores from Language Models Fine-Tuned with Human Feedbackcited by 788
  10. 2022Teaching Models to Express Their Uncertainty in Wordscited by 731
  11. 2019SelectiveNet: A Deep Neural Network with an Integrated Reject Optioncited by 333
  12. 2020Consistent Estimators for Learning to Defer to an Expertcited by 262
3 more
  1. 2023A Survey of Confidence Estimation and Calibration in Large Language Modelscited by 253
  2. 2017Predict Responsibly: Improving Fairness and Accuracy by Learning to Defercited by 228
  3. 2023Conformal Language Modelingcited by 163

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