Provable Limits and Certified Deferral for Verbalized Uncertainty in Small Language Models
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Abstract (arXiv)
Small open-weight language models increasingly run in private, offline, and cost-sensitive settings, where the key deployment question is not only what a model answers but when it should defer to a human. We study whether verbalized confidence can support risk-controlled deferral, evaluating eleven instruction-tuned models from three families, 0.5B to 14B parameters, on ARC-Challenge and TruthfulQA with 25,168 local predictions. Three theoretical results delimit what calibration can provide: strictly monotone calibration preserves the risk-coverage frontier and error-detection AUROC; temperature scaling cannot calibrate models whose confidence stays above one half while accuracy falls below it; and a Clopper-Pearson procedure converts a 200-question calibration set into a finite-sample risk certificate under an i.i.d. deployment assumption. Empirically, eight of 22 model-task pairs hit the temperature-scaling infeasibility floor within one percentage point of the predicted bound. Platt scaling reduces ECE to as low as 0.02, yet certified autonomy at a 20% risk budget is granted to only three model-task pairs and to none at 10%. We also identify and repair an answer-ordering artifact in the multiple-choice form of TruthfulQA. Calibration gives confidence semantics; certified deferral determines when small models are safe to use.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 15 of its 20 references that are in the map. First posted on arXiv 5 Aug 2026.
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15 of 20 references.
References · 15
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- 2019SelectiveNet: A Deep Neural Network with an Integrated Reject Optioncited by 333
- 2020Consistent Estimators for Learning to Defer to an Expertcited by 262
3 more
- 2023A Survey of Confidence Estimation and Calibration in Large Language Modelscited by 253
- 2017Predict Responsibly: Improving Fairness and Accuracy by Learning to Defercited by 228
- 2023Conformal Language Modelingcited by 163
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