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Explaining Process Control Optimisation Recommendations via GradientSHAP and Implicit Differentiation

arXiv 2607.14970 ↗First posted 16 Jul 2026cs.AIcited by 0

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Abstract (arXiv)

Automated optimisation is increasingly adopted in industrial processes, yet a trust gap persists between engineers who design these algorithms and operators who must act on their recommendations. Explainable AI methods like SHAP (SHapley Additive exPlanations) have transformed interpretability for machine learning predictions; optimisation outputs could benefit from similar techniques. We present an approach that integrates Implicit Function Theorem (IFT) based sensitivity analysis with SHAP attribution and narrative generation via Large Language Models (LLM), producing explanations tailored for operators. Our approach leverages IFT to compute exact parameter sensitivities partial p^*/partial x from the optimality conditions, enabling efficient GradientSHAP computation. For an industrial High Pressure Grinding Roll (HPGR) control optimisation problem with 22 features, we achieve equivalent SHAP attributions (correlation >0.99 with KernelSHAP) with over 40× speedup, enabling real-time natural language explanations. We validate on industrial scenarios and present feedback from domain experts on generated explanations.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 8 of its 15 references that are in the map. First posted on arXiv 16 Jul 2026.

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References · 8

  1. 2017A Unified Approach to Interpreting Model Predictionscited by 6,488
  2. 2016"Why Should I Trust You?": Explaining the Predictions of Any Classifiercited by 5,040
  3. 2017Axiomatic Attribution for Deep Networkscited by 3,350
  4. 2017OptNet: Differentiable Optimization as a Layer in Neural Networkscited by 588
  5. 2019Differentiable Convex Optimization Layerscited by 458
  6. 2021Efficient and Modular Implicit Differentiationcited by 199
  7. 2023Tell Me a Story! Narrative-Driven XAI with Large Language Modelscited by 20
  8. 2023Revisiting Implicit Differentiation for Learning Problems in Optimal Controlcited by 8

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