mlsanityData to 14 Oct 2026

When Certificates Fail: A Unified Safety Framework for Embedded Neural Interface Models

arXiv 2607.06630 ↗First posted 7 Jul 2026cs.LG eess.SPcited by 0

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Abstract (arXiv)

Formal robustness certificates for embedded neural-interface models can pass while task accuracy collapses: at perturbation budget e=0.25, EEGNet classification accuracy drops by 25.7% under projected-gradient attack while the Lipschitz-style certificate remains valid for all 9 tested subjects. We argue that this gap between mathematical certification and operational safety is one instance of a broader alignment failure in neural interfaces, where training objectives diverge from user welfare. We propose a unified empirical audit framework organized around three such failures: verification insufficiency, in which certificates pass while task behavior degrades; proxy-fidelity divergence, in which task-optimized representations damage neural signal structure (a time-domain auxiliary objective reduces reconstruction MSE by 0.1132 while worsening spectral log-MSE); and latent information exfiltration, in which public-task embeddings retain private attributes (subject identity recoverable at 48.1% versus 6.7% chance). We instantiate the framework on BCI Competition IV 2a and SEED-IV using multiple deep and classical EEG decoders, official session-level validation, null controls, and paired statistical tests. The verification gap persists across EEGNet, CSP+LDA, and FBCSP+LDA, and is therefore architecture-independent. Our results establish that operational safety auditing, not certificate verification alone, is necessary for responsible neural-interface deployment.

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References · 16

  1. 2017Towards Deep Learning Models Resistant to Adversarial Attackscited by 6,415
  2. 2013Intriguing properties of neural networkscited by 5,155
  3. 2016Concrete Problems in AI Safetycited by 1,642
  4. 2016EEGNet: A Compact Convolutional Network for EEG-based Brain-Computer Interfacescited by 628
  5. 2017Parseval Networks: Improving Robustness to Adversarial Examplescited by 293
  6. 2019Efficient and Accurate Estimation of Lipschitz Constants for Deep Neural Networkscited by 293
  7. 2021Unsolved Problems in ML Safetycited by 292
  8. 2019Risks from Learned Optimization in Advanced Machine Learning Systemscited by 258
  9. 2022The Alignment Problem from a Deep Learning Perspectivecited by 258
  10. 2017Formal Guarantees on the Robustness of a Classifier against Adversarial Manipulationcited by 185
  11. 2018Evaluating the Robustness of Neural Networks: An Extreme Value Theory Approachcited by 182
  12. 2019Safety Verification and Robustness Analysis of Neural Networks via Quadratic Constraints and Semidefinite Programmingcited by 101
4 more
  1. 2018MOABB: Trustworthy algorithm benchmarking for BCIscited by 82
  2. 2019Universal Adversarial Perturbations for CNN Classifiers in EEG-Based BCIscited by 13
  3. 2022Adversarial Artifact Detection in EEG-Based Brain-Computer Interfacescited by 4
  4. 2025Regulating Next-Generation Implantable Brain-Computer Interfaces: Recommendations for Ethical Development and Implementationcited by 1

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