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PolicyGuard: From Organizational Policies to Neuro-SymbolicCompliance Review Engines

arXiv 2606.32004 ↗First posted 30 Jun 2026cs.AI cs.LG cs.LOcited by 0

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Abstract (arXiv)

Policy-grounded document review requires determining whether a target document complies with organization-specific policies, guidelines, or playbooks. While large language models can assist with policy interpretation and document analysis, end-to-end prompting leaves the applied policy logic implicit, making compliance decisions difficult to inspect, update, and test. We present PolicyGuard, a neuro-symbolic framework for policy-grounded document compliance review. PolicyGuard converts organizational policy guidance into an executable review engine consisting of typed relational logic rules and atom-level extraction questions. During review, LLMs answer these local questions using retrieved document evidence, and a symbolic evaluator applies the formal rules to detect non-compliance. We instantiate and evaluate PolicyGuard on company-specific NDA compliance review, where contract clauses must be checked against organization-specific negotiation policies. By separating policy formalization, local document interpretation, and symbolic compliance evaluation, PolicyGuard makes document review more explicit, maintainable, and systematically testable.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 12 of its 14 references that are in the map. First posted on arXiv 30 Jun 2026.

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References · 12

  1. 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,049
  2. 2025Qwen3 Technical Reportcited by 8,195
  3. 2022Large Language Models are Zero-Shot Reasonerscited by 4,323
  4. 2024τ-bench: A Benchmark for Tool-Agent-User Interaction in Real-World Domainscited by 1,280
  5. 2023LegalBench: A Collaboratively Built Benchmark for Measuring Legal Reasoning in Large Language Modelscited by 328
  6. 2021CUAD: An Expert-Annotated NLP Dataset for Legal Contract Reviewcited by 232
  7. 2021ContractNLI: A Dataset for Document-level Natural Language Inference for Contractscited by 145
  8. 2024Large Legal Fictions: Profiling Legal Hallucinations in Large Language Modelscited by 144
  9. 2025ShieldAgent: Shielding Agents via Verifiable Safety Policy Reasoningcited by 144
  10. 2022Legal Prompting: Teaching a Language Model to Think Like a Lawyercited by 60
  11. 2025VeriGuard: Enhancing LLM Agent Safety via Verified Code Generationcited by 46
  12. 2023Legal Syllogism Prompting: Teaching Large Language Models for Legal Judgment Predictioncited by 37

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