mlsanityData to 14 Oct 2026

Fund2Persona: A Framework for Building and Refining Financial Advisor Personas from Fund Disclosure Data

arXiv 2606.29793 ↗First posted 29 Jun 2026cs.CL q-fin.GNcited by 0

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Abstract (arXiv)

Demand for personalized financial advice is growing, yet current LLM-based advisors often fail to provide consistent and specialized guidance. Simple persona prompts rarely specify how a financial advisor should reason and often drift toward generic recommendations. We propose Fund2Persona, a framework that builds financial-advisor personas from real-world fund disclosures and refines them through an actor-scorer-patcher loop. We test whether the resulting personas can predict held-out portfolio changes and produce commentary consistent with fund managers' own explanations. They outperform generic baselines on both tasks. We further study two downstream diagnostics: market-scenario generation, where persona retrieval broadens plausible investment views, and multi-turn investor-advisor conversations, where matched personas give more specific and useful advice than a generic advisor. These results suggest that real fund data can bring manager-specific investment expertise to LLM advisors rather than merely changing an LLM's surface style.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 19 of its 28 references that are in the map. First posted on arXiv 29 Jun 2026.

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19 of 28 references.

References · 19

  1. 2022ReAct: Synergizing Reasoning and Acting in Language Modelscited by 8,695
  2. 2023Self-Refine: Iterative Refinement with Self-Feedbackcited by 3,442
  3. 2022Out of One, Many: Using Language Models to Simulate Human Samplescited by 752
  4. 2024Scaling Synthetic Data Creation with 1,000,000,000 Personascited by 417
  5. 2024LLM Agents Grounded in Self-Reports Enable General-Purpose Simulation of Individualscited by 249
  6. 2024Large language models that replace human participants can harmfully misportray and flatten identity groupscited by 144
  7. 2025LLM Generated Persona is a Promise with a Catchcited by 81
  8. 2024PERSONA: A Reproducible Testbed for Pluralistic Alignmentcited by 73
  9. 2024Virtual Personas for Language Models via an Anthology of Backstoriescited by 51
  10. 2024LLM economicus? Mapping the Behavioral Biases of LLMs via Utility Theorycited by 47
  11. 2025Scaling Open-Ended Reasoning to Predict the Futurecited by 21
  12. 2025Can LLM-based Financial Investing Strategies Outperform the Market in Long Run?cited by 20
7 more
  1. 2025Are Generative AI Agents Effective Personalized Financial Advisors?cited by 18
  2. 2025Your AI, Not Your View: The Bias of LLMs in Investment Analysiscited by 17
  3. 2026Evaluating LLMs in Finance Requires Explicit Bias Considerationcited by 11
  4. 2026Toward Expert Investment Teams:A Multi-Agent LLM System with Fine-Grained Trading Taskscited by 7
  5. 2024FAR-Trans: An Investment Dataset for Financial Asset Recommendationcited by 5
  6. 2026One Size Fits None: Heuristic Collapse in LLM Investment Advicecited by 1
  7. 2026Breaking Bad Financial Habits: How LLM Conversations Correct Financial Misconceptionscited by 1

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