Layer-Resolved Optimal Transport for Hallucination Detection in NMT and Abstractive Summarization
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Abstract (arXiv)
Optimal transport (OT) has been shown to detect hallucinations in neural machine translation (NMT) by measuring the geometric distance between cross-attention distributions and a reference distribution, without any supervision. We extend this analysis to all six decoder layers of the Fairseq DE-EN model (N=3,414), showing that Wass-to-Unif and Wass-to-Data are complementary detectors specialised across hallucination types, that detection is concentrated in layers L1--L4 with L5 anti-predictive for subtler types, and that hallucinated translations lack the exploratory attention phase present in correct translations from the first decoding step. We further evaluate whether the geometric signal transfers to abstractive summarization faithfulness detection: our unsupervised OT detector on AggreFact (N=1,116) achieves 57.2%/57.6% balanced accuracy on CNN/XSum -- above chance but substantially below supervised MiniCheck-Flan-T5-L(69.9%/74.3%). This gap is principled: unlike NMT hallucinations, unfaithful summaries can attend correctly to source tokens while misrepresenting their content, a failure mode invisible to concentration-based OT metrics by construction. Structural experiments on T5-base confirm consistent decoder organisation across depth, with Layer~3 showing peak concentration and Layer~12 being most critical for generation quality. Together, the results establish OT on cross-attention as a reliable detector when the failure mode is source disengagement, a principled interpretability tool regardless of task, and fundamentally limited when faithfulness failures occur downstream of attention.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 8 of its 9 references that are in the map. First posted on arXiv 11 Jun 2026.
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References · 8
- 2017Attention Is All You Needcited by 60,361
- 2019Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformercited by 14,599
- 2020On Faithfulness and Factuality in Abstractive Summarizationcited by 900
- 2018Computational Optimal Transportcited by 780
- 2019Evaluating the Factual Consistency of Abstractive Text Summarizationcited by 584
- 2024MiniCheck: Efficient Fact-Checking of LLMs on Grounding Documentscited by 257
- 2022Understanding Factual Errors in Summarization: Errors, Summarizers, Datasets, Error Detectorscited by 104
- 2022Optimal Transport for Unsupervised Hallucination Detection in Neural Machine Translationcited by 13
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