Safety Measurements for Fine-tuned LLMs Should be Grounded in Capability
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Abstract (arXiv)
Adapting foundation large language models to a user's task or preferred style through fine-tuning can result in compromising the model's safety. Previous works examined the effects of fine-tuning on model safety in limited and seemingly random experimental settings. We argue that anchoring fine-tuning to a specific capability goal is essential for avoiding arbitrary empirical choices, allowing us to draw meaningful conclusions about safety impacts, and to compare mitigation methods on a consistent basis. We conduct a multi-dimensional evaluation of the effects of fine-tuning on model behavior by focusing on capability as well as safety. Our results surface important issues that (1) fine-tuned models can produce incoherent generations in response to safety prompts, (2) automated safety judgments are unreliable for such incoherent outputs, and (3) the conclusions about the effects of fine-tuning can change depending on the choice of safety benchmark as well as the safety evaluator.
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19 of 26 references.
References · 19
- 2021Training Verifiers to Solve Math Word Problemscited by 10,109
- 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,886
- 2019BoolQ: Exploring the Surprising Difficulty of Natural Yes/No Questionscited by 2,183
- 2023Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!cited by 1,154
- 2023BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Datasetcited by 860
- 2025Phi-4-Mini Technical Report: Compact yet Powerful Multimodal Language Models via Mixture-of-LoRAscited by 521
- 2024Assessing the Brittleness of Safety Alignment via Pruning and Low-Rank Modificationscited by 231
- 2024A Mechanistic Understanding of Alignment Algorithms: A Case Study on DPO and Toxicitycited by 185
- 2024Safe LoRA: the Silver Lining of Reducing Safety Risks when Fine-tuning Large Language Modelscited by 125
- 2024What is in Your Safe Data? Identifying Benign Data that Breaks Safetycited by 118
- 2024Keeping LLMs Aligned After Fine-tuning: The Crucial Role of Prompt Templatescited by 96
- 2024What Makes and Breaks Safety Fine-tuning? A Mechanistic Studycited by 55
7 more
- 2024Language Models Resist Alignment: Evidence From Data Compressioncited by 53
- 2025From Hard Refusals to Safe-Completions: Toward Output-Centric Safety Trainingcited by 52
- 2025Fine-Tuning Lowers Safety and Disrupts Evaluation Consistencycited by 27
- 2025Safer or Luckier? LLMs as Safety Evaluators Are Not Robust to Artifactscited by 26
- 2025RAG LLMs are Not Safer: A Safety Analysis of Retrieval-Augmented Generation for Large Language Modelscited by 24
- 2025AsFT: Anchoring Safety During LLM Fine-Tuning Within Narrow Safety Basincited by 19
- 2026When Choices Become Risks: Safety Failures of Large Language Models under Multiple-Choice Constraintscited by 2
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