mlsanityData to 14 Oct 2026

The Alignment Floor: How Persona Customization Breaks Safety in Weakly-Aligned LLMs

arXiv 2605.27382 ↗First posted 10 Apr 2026cs.HC cs.AI cs.CLcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Human values and AI feedback alignment

Abstract (arXiv)

Telling an LLM to "be enthusiastic" raises its sycophancy rate from 30% to 50% on a lightly-aligned model, but has zero effect on a strongly-aligned one. We define this gap as the alignment floor, Deltafloor(m)=maxpS(m,p)-minpS(m,p), the range of sycophancy rates a model produces across persona conditions, and treat sycophancy as a persona-conditional property rather than a fixed model property. Pluralistic AI relies on behavioral adaptation via persona prompts like "be creative" or "be thorough", which let systems respect diverse user values and communication styles; the safety question is how much customization a given model can absorb before its truthfulness shifts. We present a controlled case study contrasting a strongly-aligned RLHF + Constitutional-AI model (Claude Sonnet 4.6) with a more lightly-aligned model (Amazon Nova Lite), spanning seven persona conditions and five tasks for 1800 total runs. An existence-pair result motivates per-model auditing: there is at least one strongly-aligned model with Deltafloor=5pp (within 5pp of the 15% control rate) and at least one lightly-aligned model with 45pp (5%--50% range). On the lightly-aligned model, all five Big Five personas increase sycophancy over control, and counterintuitively Agreeableness produces the smallest increase, not the largest. The single largest effect in the study is constructive: a Skeptic persona reduces sycophancy by 25pp on the lightly-aligned model, and is the only persona that instructs resistance against user claims rather than engagement with them, suggesting a directionality account. Cross-model transfer of persona effects is near-zero, so persona-alignment testing must be per-model. We propose Deltafloor as a deployment-time audit metric: measure it on a small persona panel before deploying persona customization.

Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 15 of its 23 references that are in the map. First posted on arXiv 10 Apr 2026.

Builds on

15 of 23 references.

Closest ancestors · 3

Same direction, newest first

  1. 2024The PRISM Alignment Dataset: What Participatory, Representative and Individualised Human Feedback Reveals About the Subjective and Multicultural Alignment of Large Language Models24 Apr
  2. 2022Discovering Language Model Behaviors with Model-Written Evaluations19 Dec
  3. 2022Constitutional AI: Harmlessness from AI Feedback15 Dec

Other references · 12

  1. 2022Training language models to follow instructions with human feedbackcited by 15,971
  2. 2021Training Verifiers to Solve Math Word Problemscited by 10,109
  3. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,975
  4. 2023Towards Understanding Sycophancy in Language Modelscited by 1,040
  5. 2019Adversarial NLI: A New Benchmark for Natural Language Understandingcited by 807
  6. 2024Foundational Challenges in Assuring Alignment and Safety of Large Language Modelscited by 199
  7. 2023OctoPack: Instruction Tuning Code Large Language Modelscited by 189
  8. 2023Simple synthetic data reduces sycophancy in large language modelscited by 187
  9. 2023When Large Language Models contradict humans? Large Language Models' Sycophantic Behaviourcited by 62
  10. 2025The Power of Personality: A Human Simulation Perspective to Investigate Large Language Model Agentscited by 8
  11. 2025Behavioral Fingerprinting of Large Language Modelscited by 5
  12. 2025Personality as a Probe for LLM Evaluation: Method Trade-offs and Downstream Effectscited by 4

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026Emergent alignment and the projectability of ethical personas
  2. 2026Persona Non Grata: Single-Method Safety Evaluation Is Incomplete for Persona-Imbued LLMs
  3. 2026Expert Personas Improve LLM Alignment but Damage Accuracy: Bootstrapping Intent-Based Persona Routing with PRISM
  4. 2024PERSONA: A Reproducible Testbed for Pluralistic Alignment
  5. 2026Persona-Model Collapse in Emergent Misalignment
  6. 2024Who's asking? User personas and the mechanics of latent misalignment
  7. 2026Synthetic Persona Pretraining: Alignment from Token Zero
  8. 2026Dual Optimal: Make Your LLM Peer-like with Dignity