The Alignment Floor: How Persona Customization Breaks Safety in Weakly-Aligned LLMs
On the map: LLM alignment / RLHF / preference optimisation → Human values and AI feedback alignment
Abstract (arXiv)
Telling an LLM to "be enthusiastic" raises its sycophancy rate from 30% to 50% on a lightly-aligned model, but has zero effect on a strongly-aligned one. We define this gap as the alignment floor, Deltafloor(m)=maxpS(m,p)-minpS(m,p), the range of sycophancy rates a model produces across persona conditions, and treat sycophancy as a persona-conditional property rather than a fixed model property. Pluralistic AI relies on behavioral adaptation via persona prompts like "be creative" or "be thorough", which let systems respect diverse user values and communication styles; the safety question is how much customization a given model can absorb before its truthfulness shifts. We present a controlled case study contrasting a strongly-aligned RLHF + Constitutional-AI model (Claude Sonnet 4.6) with a more lightly-aligned model (Amazon Nova Lite), spanning seven persona conditions and five tasks for 1800 total runs. An existence-pair result motivates per-model auditing: there is at least one strongly-aligned model with Deltafloor=5pp (within 5pp of the 15% control rate) and at least one lightly-aligned model with 45pp (5%--50% range). On the lightly-aligned model, all five Big Five personas increase sycophancy over control, and counterintuitively Agreeableness produces the smallest increase, not the largest. The single largest effect in the study is constructive: a Skeptic persona reduces sycophancy by 25pp on the lightly-aligned model, and is the only persona that instructs resistance against user claims rather than engagement with them, suggesting a directionality account. Cross-model transfer of persona effects is near-zero, so persona-alignment testing must be per-model. We propose Deltafloor as a deployment-time audit metric: measure it on a small persona panel before deploying persona customization.
Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 15 of its 23 references that are in the map. First posted on arXiv 10 Apr 2026.
Builds on
15 of 23 references.
Closest ancestors · 3
Same direction, newest first
- 2024The PRISM Alignment Dataset: What Participatory, Representative and Individualised Human Feedback Reveals About the Subjective and Multicultural Alignment of Large Language Models24 Apr
- 2022Discovering Language Model Behaviors with Model-Written Evaluations19 Dec
- 2022Constitutional AI: Harmlessness from AI Feedback15 Dec
Other references · 12
- 2022Training language models to follow instructions with human feedbackcited by 15,971
- 2021Training Verifiers to Solve Math Word Problemscited by 10,109
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,975
- 2023Towards Understanding Sycophancy in Language Modelscited by 1,040
- 2019Adversarial NLI: A New Benchmark for Natural Language Understandingcited by 807
- 2024Foundational Challenges in Assuring Alignment and Safety of Large Language Modelscited by 199
- 2023OctoPack: Instruction Tuning Code Large Language Modelscited by 189
- 2023Simple synthetic data reduces sycophancy in large language modelscited by 187
- 2023When Large Language Models contradict humans? Large Language Models' Sycophantic Behaviourcited by 62
- 2025The Power of Personality: A Human Simulation Perspective to Investigate Large Language Model Agentscited by 8
- 2025Behavioral Fingerprinting of Large Language Modelscited by 5
- 2025Personality as a Probe for LLM Evaluation: Method Trade-offs and Downstream Effectscited by 4
Built on by
Citing papers per year: 2026: 1.
1 paper.
Similar, not cited
Close in wording, no citation either way
- 2026Emergent alignment and the projectability of ethical personas
- 2026Persona Non Grata: Single-Method Safety Evaluation Is Incomplete for Persona-Imbued LLMs
- 2026Expert Personas Improve LLM Alignment but Damage Accuracy: Bootstrapping Intent-Based Persona Routing with PRISM
- 2024PERSONA: A Reproducible Testbed for Pluralistic Alignment
- 2026Persona-Model Collapse in Emergent Misalignment
- 2024Who's asking? User personas and the mechanics of latent misalignment
- 2026Synthetic Persona Pretraining: Alignment from Token Zero
- 2026Dual Optimal: Make Your LLM Peer-like with Dignity