Embedding-Based Federated Learning with Runtime Governance for Iron Deficiency Prediction
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Abstract (arXiv)
Recent reviews find that the vast majority of published healthcare federated learning (FL) studies never reach real-world deployment. We developed an embedding-based FL pipeline for iron deficiency prediction from routine full blood count (FBC) data and deployed it across real institutional environments at Amsterdam University Medical Centre (AUMC) and NHS Blood and Transplant (NHSBT), two clinical environments that differ markedly in iron deficiency prevalence, ferritin distribution, and subject populations. A frozen domain-specific haematology foundation model, DeepCBC, performs site-local representation extraction, restricting federated training to a compact downstream classifier and substantially reducing recurrent communication relative to full-encoder federation. The two clinical datasets are structurally not independent and identically distributed (non-IID), with heterogeneity arising from distinct population differences rather than sampling artefacts. Runtime governance is enforced by FLA3, a healthcare-oriented FL platform providing study-scoped execution, policy-based authorisation, and signed audit logging. Standard sample-size-weighted aggregation (FedAvg) reduced the area under the receiver operating characteristic curve (ROC-AUC) at both sites relative to local-only training, as the global update was biased towards the larger AUMC distribution. FedMAP, a personalised aggregation method, raised ROC-AUC from 0.9470 to 0.9594 at AUMC and from 0.8558 to 0.8671 at NHSBT relative to local-only training, achieving the highest macro ROC-AUC of 0.9133 and the best macro balanced accuracy overall. These results support personalised aggregation in clinical federations where client sample size and task relevance diverge substantially.
Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Builds on 8 of its 25 references that are in the map. First posted on arXiv 20 May 2026.
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8 of 25 references.
References · 8
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,669
- 2018Federated Optimization in Heterogeneous Networkscited by 2,987
- 2020The Future of Digital Health with Federated Learningcited by 633
- 2020Flower: A Friendly Federated Learning Research Frameworkcited by 455
- 2024From Challenges and Pitfalls to Recommendations and Opportunities: Implementing Federated Learning in Healthcarecited by 16
- 2023Recent Methodological Advances in Federated Learning for Healthcarecited by 11
- 2026Building Privacy-and-Security-Focused Federated Learning Infrastructure for Global Multi-Centre Healthcare Researchcited by 2
- 2024FedMAP: Personalised Federated Learning for Real Large-Scale Healthcare Systemscited by 1
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Citing papers per year: 2026: 1.
1 paper.