RefusalBench: Why Refusal Rate Misranks Frontier LLMs on Biological Research Prompts
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Abstract (arXiv)
Frontier large language models are increasingly deployed as orchestration backbones for biological research workflows, yet no shared evidence base exists for comparing their refusal behaviour on legitimate research prompts. RefusalBench, introduced here, is a matched-triple benchmark of 141 prompts in 47 bundles that holds task framing constant while varying only biological risk tier (benign, borderline, dual-use), enabling tier-conditioned comparisons robust to subdomain confounding. A 15-prompt should-refuse positive-control module establishes per-model calibration floors; three models fail to refuse even these prompts. Across 19 frontier models in the May 2026 snapshot, strict refusal rates span 0.1% to 94.6% on identical prompts. Jurisdiction does not predict refusal in this snapshot (Mann-Whitney U, p = 0.393; EU n = 1, US bimodal); provider identity does, with Anthropic's API stack predicting refusal at OR = 21.03 (95% CI: 14.58-30.34 prompt-clustered; 5.70-77.55 under model-clustered GEE). This effect is best read as access-path-level rather than model-weight-level: 99.8% of Anthropic's strict refusals carry the same safety_policy adjudicated reason code, consistent with a small set of canonical refusal templates rather than case-by-case model reasoning. Strict refusal rate misranks safety calibration: Grok 4.20 achieves the highest tier discrimination (Youden's J = 0.787) while ranking only seventh by overall refusal rate, and Claude Opus 4.7's J dropped 65% from prior versions with no improvement in dual-use detection. Nine of 18 frontier models exhibit a hedge-but-help partial-compliance pattern at dual-use tier that binary refusal metrics cannot detect.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 12 of its 28 references that are in the map. First posted on arXiv 20 May 2026.
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References · 12
- 2022Training language models to follow instructions with human feedbackcited by 15,712
- 2022Constitutional AI: Harmlessness from AI Feedbackcited by 2,950
- 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
- 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusalcited by 224
- 2024OR-Bench: An Over-Refusal Benchmark for Large Language Modelscited by 222
- 2024The Art of Saying No: Contextual Noncompliance in Language Modelscited by 100
- 2023Can large language models democratize access to dual-use biotechnology?cited by 33
- 2025Virology Capabilities Test (VCT): A Multimodal Virology Q&A Benchmarkcited by 27
- 2024Cannot or Should Not? Automatic Analysis of Refusal Composition in IFT/RLHF Datasets and Refusal Behavior of Black-Box LLMscited by 11
- 2025Beyond Protein Language Models: An Agentic LLM Framework for Mechanistic Enzyme Designcited by 3
- 2025Forbidden Science: Dual-Use AI Challenge Benchmark and Scientific Refusal Testscited by 2
- 2026ProtoCycle: Reflective Tool-Augmented Planning for Text-Guided Protein Designcited by 1
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