Measuring Evaluation-Context Divergence in Open-Weight LLMs: A Paired-Prompt Protocol with Pilot Evidence of Alignment-Pipeline-Specific Heterogeneity
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Abstract (arXiv)
Safety benchmarks are routinely treated as evidence about how a language model will behave once deployed, but this inference is fragile if behavior depends on whether a prompt looks like an evaluation. We define evaluation-context divergence as an observable within-item change in behavior induced by framing a fixed task as an evaluation, a live deployment interaction, or a neutral request, and present a paired-prompt protocol that measures it in open-weight LLMs while controlling for paraphrase variation, benchmark familiarity, and judge framing-sensitivity. Across five instruction-tuned checkpoints from four open-weight families plus a matched OLMo-3 base/instruct ablation (20 paired items, 840 generations per checkpoint), we find striking heterogeneity. OLMo-3-Instruct alone is eval-cautious -- evaluation framing raises refusal vs. neutral by 11.8pp (p=0.007) and reduces harmful compliance vs. deployment by 3.6pp (p=0.024, 0/20 items inverted) -- while Mistral-Small-3.2, Phi-3.5-mini, and Llama-3.1-8B are deployment-cautious, with marginal eval-vs-deployment refusal effects of -9 to -20pp. The matched OLMo-3 base also exhibits the deployment-cautious pattern, identifying alignment as the inversion stage; within Llama-3.1, the 70B model preserves direction with attenuated magnitude, ruling out a simple ``small-model effect that reverses at scale.'' One caveat: the cross-family heterogeneity is judge-dependent. Re-judging with a different-family safety classifier (Llama-Guard-3-8B) preserves the within-OLMo eval-cautious direction but flattens the cross-family contrast, indicating that the two judges operationalize distinct constructs.
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References · 19
- 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,330
- 2023Quantifying Language Models' Sensitivity to Spurious Features in Prompt Design or: How I learned to start worrying about prompt formattingcited by 778
- 2024Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Trainingcited by 478
- 2024Alignment faking in large language modelscited by 316
- 2023State of What Art? A Call for Multi-Prompt LLM Evaluationcited by 299
- 2023Rethinking Benchmark and Contamination for Language Models with Rephrased Samplescited by 192
- 2023AI Deception: A Survey of Examples, Risks, and Potential Solutionscited by 185
- 2024Sycophancy to Subterfuge: Investigating Reward-Tampering in Large Language Modelscited by 158
- 2024ProSA: Assessing and Understanding the Prompt Sensitivity of LLMscited by 145
- 2023Large Language Models can Strategically Deceive their Users when Put Under Pressurecited by 132
- 2024Does Prompt Formatting Have Any Impact on LLM Performance?cited by 132
- 2023Taken out of context: On measuring situational awareness in LLMscited by 131
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- 2024AI Sandbagging: Language Models can Strategically Underperform on Evaluationscited by 131
- 2024Benchmarking Benchmark Leakage in Large Language Modelscited by 102
- 2023Deception Abilities Emerged in Large Language Modelscited by 99
- 2023Estimating Contamination via Perplexity: Quantifying Memorisation in Language Model Evaluationcited by 47
- 2024Unveiling the Spectrum of Data Contamination in Language Models: A Survey from Detection to Remediationcited by 30
- 2024Data Contamination Can Cross Language Barrierscited by 26
- 2024Noise Injection Reveals Hidden Capabilities of Sandbagging Language Modelscited by 22
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