mlsanityData to 7 Oct 2026

Facet-Level Tracing of Evidence Uncertainty and Hallucination in RAG

arXiv 2604.09174 ↗First posted 10 Apr 2026cs.CLcited by 2

On the map: Retrieval-augmented generation → RAG robustness and adaptive retrieval

Abstract (arXiv)

Retrieval-Augmented Generation (RAG) aims to reduce hallucination by grounding answers in retrieved evidence, yet hallucinated answers remain common even when relevant documents are available. Existing evaluations focus on answer-level or passage-level accuracy, offering limited insight into how evidence is used during generation. In this work, we introduce a facet-level diagnostics framework for QA that decomposes each input question into atomic reasoning facets. For each facet, we assess evidence sufficiency and grounding using a structured Facet x Chunk matrix that combines retrieval relevance with natural language inference-based faithfulness scores. To diagnose evidence usage, we analyze three controlled inference modes: Strict RAG, which enforces exclusive reliance on retrieved evidence; Soft RAG, which allows integration of retrieved evidence and parametric knowledge; and LLM-only generation without retrieval. Comparing these modes enables thorough analysis of retrieval-generation misalignment, defined as cases where relevant evidence is retrieved but not correctly integrated during generation. Across medical QA and HotpotQA, we evaluate three open-source and closed-source LLMs (GPT, Gemini, and LLaMA), providing interpretable diagnostics that reveal recurring facet-level failure modes, including evidence absence, evidence misalignment, and prior-driven overrides. Our results demonstrate that hallucinations in RAG systems are driven less by retrieval accuracy and more by how retrieved evidence is integrated during generation, with facet-level analysis exposing systematic evidence override and misalignment patterns that remain hidden under answer-level evaluation.

Key facts. Cited by 2 papers in the map (data through 7 Oct 2026). Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation. Builds on 21 of its 37 references that are in the map. First posted on arXiv 10 Apr 2026.

Builds on

21 of 37 references.

Closest ancestors · 1

Same direction, newest first

  1. 2023Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection17 Oct

Other references · 20

  1. 2019RoBERTa: A Robustly Optimized BERT Pretraining Approachcited by 13,266
  2. 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,160
  3. 2019BERTScore: Evaluating Text Generation with BERTcited by 5,462
  4. 2016SQuAD: 100,000+ Questions for Machine Comprehension of Textcited by 4,115
  5. 2020Dense Passage Retrieval for Open-Domain Question Answeringcited by 3,779
  6. 2018HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answeringcited by 3,686
  7. 2020REALM: Retrieval-Augmented Language Model Pre-Trainingcited by 2,126
  8. 2023FActScore: Fine-grained Atomic Evaluation of Factual Precision in Long Form Text Generationcited by 1,259
  9. 2022Measuring and Narrowing the Compositionality Gap in Language Modelscited by 1,054
  10. 2023Can LLMs Express Their Uncertainty? An Empirical Evaluation of Confidence Elicitation in LLMscited by 946
  11. 2022Interleaving Retrieval with Chain-of-Thought Reasoning for Knowledge-Intensive Multi-Step Questionscited by 911
  12. 2023REPLUG: Retrieval-Augmented Black-Box Language Modelscited by 786
8 more
  1. 2022Decomposed Prompting: A Modular Approach for Solving Complex Taskscited by 554
  2. 2024The Power of Noise: Redefining Retrieval for RAG Systemscited by 275
  3. 2024RankRAG: Unifying Context Ranking with Retrieval-Augmented Generation in LLMscited by 200
  4. 2022Rich Knowledge Sources Bring Complex Knowledge Conflicts: Recalibrating Models to Reflect Conflicting Evidencecited by 142
  5. 2024RAGBench: Explainable Benchmark for Retrieval-Augmented Generation Systemscited by 115
  6. 2021Decomposing Complex Questions Makes Multi-Hop QA Easier and More Interpretablecited by 35
  7. 2024Context versus Prior Knowledge in Language Modelscited by 25
  8. 2025Query Decomposition for RAG: Balancing Exploration-Exploitationcited by 5

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 2.

2 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2026Evaluating RAG Reliability under Clean, Misleading, and Mixed Retrieval
  2. 2025Faithfulness-Aware Uncertainty Quantification for Fact-Checking the Output of Retrieval Augmented Generation
  3. 2026Assessing the Downstream Utility of Evidence-Aware Retrieval in RAG
  4. 2025Rethinking Retrieval-Augmented Generation for Medicine: A Large-Scale, Systematic Expert Evaluation and Practical Insights
  5. 2025FAIR-RAG: Faithful Adaptive Iterative Refinement for Retrieval-Augmented Generation
  6. 2026ERA: Evidence-based Reliability Alignment for Honest Retrieval-Augmented Generation
  7. 2025Worse than Zero-shot? A Fact-Checking Dataset for Evaluating the Robustness of RAG Against Misleading Retrievals
  8. 2026CUE-R: Beyond the Final Answer in Retrieval-Augmented Generation