Robust LLM Performance Certification via Constrained Maximum Likelihood Estimation
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Abstract (arXiv)
The ability to rigorously estimate the failure rates of large language models (LLMs) is a prerequisite for their safe deployment. Currently, however, practitioners often face a tradeoff between expensive human gold standards and potentially severely-biased automatic annotation schemes such as "LLM-as-a-Judge" labeling. In this paper, we propose a new, practical, and efficient approach to LLM failure rate estimation based on constrained maximum-likelihood estimation (MLE). Our method integrates three distinct signal sources: (i) a small, high-quality human-labeled calibration set, (ii) a large corpus of LLM-judge annotations, and, most importantly, (iii) additional side information via domain-specific constraints derived from known bounds on judge performance statistics. We validate our approach through a comprehensive empirical study, benchmarking it against state-of-the-art baselines like Prediction-Powered Inference (PPI). Across diverse experimental regimes -- spanning varying judge accuracies, calibration set sizes, and LLM failure rates -- our constrained MLE consistently delivers more accurate and lower-variance estimates than existing methods. By moving beyond the "black-box" use of automated judges to a flexible framework, we provide a principled, interpretable, and scalable pathway towards LLM failure-rate certification.
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References · 22
- 2024The Llama 3 Herd of Modelscited by 14,715
- 2023Large Language Models are not Fair Evaluatorscited by 1,085
- 2021A Gentle Introduction to Conformal Prediction and Distribution-Free Uncertainty Quantificationcited by 792
- 2023AlpacaFarm: A Simulation Framework for Methods that Learn from Human Feedbackcited by 748
- 2017Automated Hate Speech Detection and the Problem of Offensive Languagecited by 736
- 2024From Generation to Judgment: Opportunities and Challenges of LLM-as-a-judgecited by 494
- 2024Humans or LLMs as the Judge? A Study on Judgement Biasescited by 323
- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preferencecited by 261
- 2023Prediction-Powered Inferencecited by 220
- 2019Learning From Noisy Labels By Regularized Estimation Of Annotator Confusioncited by 127
- 2023PPI++: Efficient Prediction-Powered Inferencecited by 117
- 2024UniBias: Unveiling and Mitigating LLM Bias through Internal Attention and FFN Manipulationcited by 31
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- 2024Self-rationalization improves LLM as a fine-grained judgecited by 27
- 2025Validating LLM-as-a-Judge Systems under Rating Indeterminacycited by 25
- 2025Judge's Verdict: A Comprehensive Analysis of LLM Judge Capability Through Human Agreementcited by 25
- 2024The Vulnerability of Language Model Benchmarks: Do They Accurately Reflect True LLM Performance?cited by 22
- 2025BingoGuard: LLM Content Moderation Tools with Risk Levelscited by 21
- 2024Benchmarking LLMs' Judgments with No Gold Standardcited by 19
- 2024Conformal Prediction Sets Can Cause Disparate Impactcited by 14
- 2025Guiding LLM Decision-Making with Fairness Reward Modelscited by 9
- 2025Auto-Prompt Ensemble for LLM Judgecited by 5
- 2025Hypothesis Testing for Quantifying LLM-Human Misalignment in Multiple Choice Settingscited by 2
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