Lost in Backpropagation: The LM Head is a Gradient Bottleneck
Not on the map. Why?
Abstract (arXiv)
The last layer of neural language models (LMs) projects output features of dimension D to logits in dimension V, the size of the vocabulary, where usually D ll V. This mismatch is known to raise risks of limited expressivity in neural LMs, creating a so-called softmax bottleneck. We show the softmax bottleneck is not only an expressivity bottleneck but also an optimization bottleneck. Backpropagating V-dimensional gradients through a rank-D linear layer induces unavoidable compression, which alters the training feedback provided to the vast majority of the parameters. We present a theoretical analysis of this phenomenon and measure empirically that 95-99% of the gradient norm is suppressed by the output layer, resulting in vastly suboptimal update directions. We conduct controlled pretraining experiments showing that the gradient bottleneck makes trivial patterns unlearnable, and drastically affects the training dynamics of LLMs. We argue that this inherent flaw contributes to training inefficiencies at scale independently of the model architecture, and raises the need for new LM head designs.
Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). Builds on 17 of its 31 references that are in the map. First posted on arXiv 10 Mar 2026.
Builds on
17 of 31 references.
References · 17
- 2020Scaling Laws for Neural Language Modelscited by 6,411
- 2023Mamba: Linear-Time Sequence Modeling with Selective State Spacescited by 4,616
- 2020The Pile: An 800GB Dataset of Diverse Text for Language Modelingcited by 2,346
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- 2024The FineWeb Datasets: Decanting the Web for the Finest Text Data at Scalecited by 1,104
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- 2019Are Transformers universal approximators of sequence-to-sequence functions?cited by 404
- 2025SmolLM2: When Smol Goes Big -- Data-Centric Training of a Small Language Modelcited by 307
- 2019Representation Degeneration Problem in Training Natural Language Generation Modelscited by 250
- 2017Breaking the Softmax Bottleneck: A High-Rank RNN Language Modelcited by 147
- 2023The Impact of Depth on Compositional Generalization in Transformer Language Modelscited by 37
5 more
- 2023Closing the Curious Case of Neural Text Degenerationcited by 30
- 2018Sigsoftmax: Reanalysis of the Softmax Bottleneckcited by 19
- 2024Why do small language models underperform? Studying Language Model Saturation via the Softmax Bottleneckcited by 19
- 2022Low-Rank Softmax Can Have Unargmaxable Classes in Theory but Rarely in Practicecited by 14
- 2019Breaking the Softmax Bottleneck via Learnable Monotonic Pointwise Non-linearitiescited by 12
Built on by
Citing papers per year: 2026: 6.
6 papers.
- 2026Channel Location Constrains the Auditability of Subliminal Learningcited by 5
- 2026Echo: KV-Cache-Free Associative Recall with Spectral Koopman Operatorscited by 1
- 2026The Expressivity Boundary of Probabilistic Circuits: A Comparison with Large Language Modelscited by 0
- 2026Toward a First-Principles Update Geometry for the Language-Model Headcited by 0
- 2026HeadEdit: Calibrating Language Model Behavior Through the Frozen Unembedding Matrixcited by 0
- 2026Cross-Lingual Alignment for Decoder-Only Models using MoE Routerscited by 0
- 2026Cross-Lingual Alignment for Decoder-Only Models using MoE Routers1 Oct 2026
- 2026HeadEdit: Calibrating Language Model Behavior Through the Frozen Unembedding Matrix1 Oct 2026
- 2026Toward a First-Principles Update Geometry for the Language-Model Head23 Aug 2026
- 2026Channel Location Constrains the Auditability of Subliminal Learning20 Jun 2026
- 2026The Expressivity Boundary of Probabilistic Circuits: A Comparison with Large Language Models13 May 2026
- 2026Echo: KV-Cache-Free Associative Recall with Spectral Koopman Operators7 May 2026