mlsanityData to 7 Oct 2026

Empirical Evaluation of No Free Lunch Violations in Permutation-Based Optimization

arXiv 2603.03613 ↗First posted 4 Mar 2026stat.ML cs.NE math.OCcited by 0

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Abstract (arXiv)

The No Free Lunch (NFL) theorem guarantees equal average performance only under uniform sampling of a function space closed under permutation (c.u.p.). We ask when this averaging ceases to reflect what benchmarking actually reports. We study an iterative-search setting with sampling without replacement, where algorithms differ only in evaluation order. Binary objectives allow exhaustive evaluation in the fully enumerable case, and efficiency is defined by the first time the global minimum is reached. We then construct two additional benchmarks by algebraically recombining the same baseline functions through sums and differences. Function-algorithm relations are examined via correlation structure, hierarchical clustering, delta heatmaps, and PCA. A one-way ANOVA with Tukey contrasts confirms that algebraic reformulations induce statistically meaningful shifts in performance patterns. The uniformly sampled baseline remains consistent with the global NFL symmetry. In contrast, the algebraically modified benchmarks yield stable re-rankings and coherent clusters of functions and sampling policies. Composite objectives can also exhibit non-additive search effort despite being built from simpler components. Monte Carlo experiments indicate that order effects persist in larger spaces and depend on function class. Taken together, the results show how objective reformulation and benchmark design can generate structured local departures from NFL intuition. They motivate algorithm choice that is aware of both the problem class and the objective representation. This message applies to evolutionary computation as well as to statistical procedures based on relabeling, resampling, and permutation tests.

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References · 15

  1. 2023The No Free Lunch Theorem, Kolmogorov Complexity, and the Role of Inductive Biases in Machine Learningcited by 63
  2. 2020What is important about the No Free Lunch theorems?cited by 9
  3. 2018IGD Indicator-based Evolutionary Algorithm for Many-objective Optimization Problemscited by 6
  4. 2021The Implications of the No-Free-Lunch Theorems for Meta-inductioncited by 6
  5. 2025CAMs as Shapley Value-based Explainerscited by 5
  6. 2022Recent Advances in Algebraic Geometry and Bayesian Statisticscited by 4
  7. 2023Optimizing with Low Budgets: a Comparison on the Black-box Optimization Benchmarking Suite and OpenAI Gymcited by 3
  8. 2019When and Why Metaheuristics Researchers Can Ignore "No Free Lunch" Theoremscited by 2
  9. 2022Towards a Stronger Theory for Permutation-based Evolutionary Algorithmscited by 2
  10. 2023When to be Discrete: Analyzing Algorithm Performance on Discretized Continuous Problemscited by 2
  11. 2024A novel Taguchi-based approach for optimizing neural network architectures: application to elastic short fiber compositescited by 2
  12. 2021Searching for a practical evidence of the No Free Lunch theoremscited by 1
3 more
  1. 2021On the Difficulty of Evolving Permutation Codescited by 1
  2. 2023A Survey and Analysis of Evolutionary Operators for Permutationscited by 1
  3. 2024Towards Precision in Bolted Joint Design: A Preliminary Machine Learning-Based Parameter Predictioncited by 1

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