mlsanityData to 7 Oct 2026

Epistemic Traps: Rational Misalignment Driven by Model Misspecification

arXiv 2602.17676 ↗First posted 27 Jan 2026cs.AI cs.CL cs.LGcited by 0

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Abstract (arXiv)

The rapid deployment of Large Language Models and AI agents across critical societal and technical domains is hindered by persistent behavioral pathologies including sycophancy, hallucination, and strategic deception that resist mitigation via reinforcement learning. Current safety paradigms treat these failures as transient training artifacts, lacking a unified theoretical framework to explain their emergence and stability. Here we show that these misalignments are not errors, but mathematically rationalizable behaviors arising from model misspecification. By adapting Berk-Nash Rationalizability from theoretical economics to artificial intelligence, we derive a rigorous framework that models the agent as optimizing against a flawed subjective world model. We demonstrate that widely observed failures are structural necessities: unsafe behaviors emerge as either a stable misaligned equilibrium or oscillatory cycles depending on reward scheme, while strategic deception persists as a "locked-in" equilibrium or through epistemic indeterminacy robust to objective risks. We validate these theoretical predictions through behavioral experiments on six state-of-the-art model families, generating phase diagrams that precisely map the topological boundaries of safe behavior. Our findings reveal that safety is a discrete phase determined by the agent's epistemic priors rather than a continuous function of reward magnitude. This establishes Subjective Model Engineering, defined as the design of an agent's internal belief structure, as a necessary condition for robust alignment, marking a paradigm shift from manipulating environmental rewards to shaping the agent's interpretation of reality.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 23 of its 36 references that are in the map. First posted on arXiv 27 Jan 2026.

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References · 23

  1. 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,146
  2. 2022Survey of Hallucination in Natural Language Generationcited by 2,056
  3. 2023Towards Understanding Sycophancy in Language Modelscited by 988
  4. 2021An Explanation of In-context Learning as Implicit Bayesian Inferencecited by 915
  5. 2022Emergent World Representations: Exploring a Sequence Model Trained on a Synthetic Taskcited by 417
  6. 2025Reasoning Models Don't Always Say What They Thinkcited by 388
  7. 2021Transformers Can Do Bayesian Inferencecited by 338
  8. 2025Monitoring Reasoning Models for Misbehavior and the Risks of Promoting Obfuscationcited by 338
  9. 2023Language Models Represent Space and Timecited by 306
  10. 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safetycited by 222
  11. 2025Why Language Models Hallucinatecited by 205
  12. 2023AI Deception: A Survey of Examples, Risks, and Potential Solutionscited by 185
11 more
  1. 2022Defining and Characterizing Reward Hackingcited by 184
  2. 2023Simple synthetic data reduces sycophancy in large language modelscited by 174
  3. 2024Language Models Learn to Mislead Humans via RLHFcited by 118
  4. 2024Towards Guaranteed Safe AI: A Framework for Ensuring Robust and Reliable AI Systemscited by 94
  5. 2024Robust agents learn causal world modelscited by 81
  6. 2025When Chain of Thought is Necessary, Language Models Struggle to Evade Monitorscited by 81
  7. 2021Consequences of Misaligned AIcited by 79
  8. 2025Persona Features Control Emergent Misalignmentcited by 76
  9. 2025General agents contain world modelscited by 14
  10. 2014Berk-Nash Equilibrium: A Framework for Modeling Agents with Misspecified Modelscited by 8
  11. 2025The Policy Cliff: A Theoretical Analysis of Reward-Policy Maps in Large Language Modelscited by 3

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