mlsanityData to 7 Oct 2026

Effective Frontiers: A Unification of Neural Scaling Laws

arXiv 2602.02593 ↗First posted 1 Feb 2026cs.LG cs.AI math.OCcited by 1

Not on the map. Why?

Abstract (arXiv)

Neural scaling laws govern the prediction power-law improvement of test loss with respect to model capacity (N), datasize (D), and compute (C). However, existing theoretical explanations often rely on specific architectures or complex kernel methods, lacking intuitive universality. In this paper, we propose a unified framework that abstracts general learning tasks as the progressive coverage of patterns from a long-tail (Zipfian) distribution. We introduce the Effective Frontier (k_star), a threshold in the pattern rank space that separates learned knowledge from the unlearned tail. We prove that reducible loss is asymptotically determined by the probability mass of the tail a resource-dependent frontier truncation. Based on our framework, we derive the precise scaling laws for N, D, and C, attributing them to capacity, coverage, and optimization bottlenecks, respectively. Furthermore, we unify these mechanisms via a Max-Bottleneck principle, demonstrating that the Kaplan and Chinchilla scaling laws are not contradictory, but equilibrium solutions to the same constrained optimization problem under different active bottlenecks.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 27 of its 38 references that are in the map. First posted on arXiv 1 Feb 2026.

Builds on

27 of 38 references.

References · 27

  1. 2020Language Models are Few-Shot Learnerscited by 32,199
  2. 2020Scaling Laws for Neural Language Modelscited by 6,411
  3. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,597
  4. 2022Emergent Abilities of Large Language Modelscited by 2,483
  5. 2013Exact solutions to the nonlinear dynamics of learning in deep linear neural networkscited by 748
  6. 2017Deep Learning Scaling is Predictable, Empiricallycited by 556
  7. 2016Linear Convergence of Gradient and Proximal-Gradient Methods Under the Polyak-Lojasiewicz Conditioncited by 526
  8. 2020Scaling Laws for Autoregressive Generative Modelingcited by 510
  9. 2021Explaining Neural Scaling Lawscited by 353
  10. 2018On the Optimization of Deep Networks: Implicit Acceleration by Overparameterizationcited by 280
  11. 2020Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networkscited by 200
  12. 2023The Quantization Model of Neural Scalingcited by 137
15 more
  1. 2024A Dynamical Model of Neural Scaling Lawscited by 105
  2. 2022A Solvable Model of Neural Scaling Lawscited by 101
  3. 2021Learning Curve Theorycited by 79
  4. 2018Small ReLU networks are powerful memorizers: a tight analysis of memorization capacitycited by 76
  5. 20244+3 Phases of Compute-Optimal Neural Scaling Lawscited by 66
  6. 2024How Feature Learning Can Improve Neural Scaling Lawscited by 55
  7. 2020A Neural Scaling Law from the Dimension of the Data Manifoldcited by 48
  8. 2025Emergence and scaling laws in SGD learning of shallow neural networkscited by 29
  9. 2025Learning quadratic neural networks in high dimensions: SGD dynamics and scaling lawscited by 23
  10. 2025A Multi-Power Law for Loss Curve Prediction Across Learning Rate Schedulescited by 22
  11. 2022Precision Machine Learningcited by 14
  12. 2025Functional Scaling Laws in Kernel Regression: Loss Dynamics and Learning Rate Schedulescited by 14
  13. 2020Memory capacity of neural networks with threshold and ReLU activationscited by 13
  14. 2025Larger Datasets Can Be Repeated More: A Theoretical Analysis of Multi-Epoch Scaling in Linear Regressioncited by 12
  15. 2025Disentangling Feature Structure: A Mathematically Provable Two-Stage Training Dynamics in Transformerscited by 3

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.