BalLOT: Balanced k-means clustering with optimal transport

We consider the fundamental problem of balanced k-means clustering. In particular, we introduce an optimal transport approach to alternating minimization called BalLOT, and we show that it delivers a fast and effective solution to this problem. We establish this with several theoretical guarantees and a variety of numerical experiments. On the theory front, we first prove that for generic data, BalLOT produces integral couplings at each step. Next, we perform a landscape analysis to provide theoretical guarantees for both exact and partial recoveries of planted clusters under the stochastic ball model. We also propose initialization schemes that achieve one-step recovery of planted clusters. To conclude, we present numerical experiments that corroborate our theoretical results.