Learning Mechanism Underlying NLP Pre-Training and Fine-Tuning

Natural language processing (NLP) enables the understanding and generation of meaningful human language, typically using a pre-trained complex architecture on a large dataset to learn the language and next fine-tune its weights to implement a specific task. Twofold goals are examined; to understand the mechanism underlying successful pre-training and to determine the interplay between the pre-training accuracy and the fine-tuning of classification tasks. The following main results were obtained; the accuracy per token (APT) increased with its appearance frequency in the dataset, and its average over all tokens served as an order parameter to quantify pre-training success, which increased along the transformer blocks. Pre-training broke the symmetry among tokens and grouped them into finite, small, strong match token clusters, as inferred from the presented token confusion matrix. This feature was sharpened along the transformer blocks toward the output layer, enhancing its performance considerably compared with that of the embedding layer. Consequently, higher-order language structures were generated by pre-training, even though the learning cost function was directed solely at identifying a single token. These pre-training findings were reflected by the improved fine-tuning accuracy along the transformer blocks. Additionally, the output label prediction confidence was found to be independent of the average input APT, as the input meaning was preserved since the tokens are replaced primarily by strong match tokens. Finally, although pre-training is commonly absent in image classification tasks, its underlying mechanism is similar to that used in fine-tuning NLP classification tasks, hinting at its universality. The results were based on the BERT-6 architecture pre-trained on the Wikipedia dataset and fine-tuned on the FewRel and DBpedia classification tasks.