Why are LLMs' abilities emergent?
Not on the map. Why?
Abstract (arXiv)
The remarkable success of Large Language Models (LLMs) in generative tasks has raised fundamental questions about the nature of their acquired capabilities, which often appear to emerge unexpectedly without explicit training. This paper examines the emergent properties of Deep Neural Networks (DNNs) through both theoretical analysis and empirical observation, addressing the epistemological challenge of "creation without understanding" that characterises contemporary AI development. We explore how the neural approach's reliance on nonlinear, stochastic processes fundamentally differs from symbolic computational paradigms, creating systems whose macro-level behaviours cannot be analytically derived from micro-level neuron activities. Through analysis of scaling laws, grokking phenomena, and phase transitions in model capabilities, I demonstrate that emergent abilities arise from the complex dynamics of highly sensitive nonlinear systems rather than simply from parameter scaling alone. My investigation reveals that current debates over metrics, pre-training loss thresholds, and in-context learning miss the fundamental ontological nature of emergence in DNNs. I argue that these systems exhibit genuine emergent properties analogous to those found in other complex natural phenomena, where systemic capabilities emerge from cooperative interactions among simple components without being reducible to their individual behaviours. The paper concludes that understanding LLM capabilities requires recognising DNNs as a new domain of complex dynamical systems governed by universal principles of emergence, similar to those operating in physics, chemistry, and biology. This perspective shifts the focus from purely phenomenological definitions of emergence to understanding the internal dynamic transformations that enable these systems to acquire capabilities that transcend their individual components.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Builds on 11 of its 34 references that are in the map. First posted on arXiv 6 Aug 2025.
Builds on
11 of 34 references.
References · 11
- 2017Attention Is All You Needcited by 59,932
- 2020Scaling Laws for Neural Language Modelscited by 6,411
- 2023Sparks of Artificial General Intelligence: Early experiments with GPT-4cited by 2,579
- 2022Emergent Abilities of Large Language Modelscited by 2,483
- 2022Beyond the Imitation Game: Quantifying and extrapolating the capabilities of language modelscited by 1,970
- 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 599
- 2022Towards Understanding Grokking: An Effective Theory of Representation Learningcited by 229
- 2024Understanding Emergent Abilities of Language Models from the Loss Perspectivecited by 94
- 2021Nondeterminism and Instability in Neural Network Optimizationcited by 47
- 2025Emergent Abilities in Large Language Models: A Surveycited by 34
- 2022Chaos Theory and Adversarial Robustnesscited by 1
Built on by
Citing papers per year: 2026: 1.
1 paper.