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Analysis of Fourier Neural Operators via Effective Field Theory

arXiv 2507.21833 ↗First posted 29 Jul 2025cs.LG cs.AIcited by 0

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Abstract (arXiv)

Fourier Neural Operators (FNOs) have emerged as leading surrogates for solver operators for various functional problems, yet their stability, generalization and frequency behavior lack a principled explanation. We present a systematic effective field theory analysis of FNOs in an infinite-dimensional function space, deriving closed recursion relations for the layer kernel and four-point vertex and then examining three practically important settings-analytic activations, scale-invariant cases and architectures with residual connections. The theory shows that nonlinear activations inevitably couple frequency inputs to high frequency modes that are otherwise discarded by spectral truncation, and experiments confirm this frequency transfer. For wide networks, we derive explicit criticality conditions on the weight initialization ensemble that ensure small input perturbations maintain a uniform scale across depth, and we confirm experimentally that the theoretically predicted ratio of kernel perturbations matches the measurements. Taken together, our results quantify how nonlinearity enables neural operators to capture non-trivial features, supply criteria for hyperparameter selection via criticality analysis, and explain why scale-invariant activations and residual connections enhance feature learning in FNOs. Finally, we translate the criticality theory into a practical criterion-matched initialization (calibration) procedure; on a standard PDEBench Burgers benchmark, the calibrated FNO exhibits markedly more stable optimization, faster convergence, and improved test error relative to a vanilla FNO.

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References · 17

  1. 2020Fourier Neural Operator for Parametric Partial Differential Equationscited by 2,908
  2. 2019DeepONet: Learning nonlinear operators for identifying differential equations based on the universal approximation theorem of operatorscited by 2,018
  3. 2022FourCastNet: A Global Data-driven High-resolution Weather Model using Adaptive Fourier Neural Operatorscited by 776
  4. 2020Neural Operator: Graph Kernel Network for Partial Differential Equationscited by 734
  5. 2021Neural Operator: Learning Maps Between Function Spacescited by 414
  6. 2022PDEBENCH: An Extensive Benchmark for Scientific Machine Learningcited by 413
  7. 2021Multiwavelet-based Operator Learning for Differential Equationscited by 234
  8. 2021The Principles of Deep Learning Theorycited by 173
  9. 2020Neural Networks and Quantum Field Theorycited by 61
  10. 2023Out-of-distributional risk bounds for neural operators with applications to the Helmholtz equationcited by 32
  11. 2025Mitigating Spectral Bias in Neural Operators via High-Frequency Scaling for Physical Systemscited by 31
  12. 2022Bounding the Rademacher Complexity of Fourier neural operatorscited by 16
5 more
  1. 2023Structures of Neural Network Effective Theoriescited by 13
  2. 2023Understanding the Expressivity and Trainability of Fourier Neural Operator: A Mean-Field Perspectivecited by 11
  3. 2023Rapid Flood Inundation Forecast Using Fourier Neural Operatorcited by 9
  4. 2025Fourier Neural Operators for Non-Markovian Processes:Approximation Theorems and Experimentscited by 2
  5. 2024Why Rectified Power Unit Networks Fail and How to Improve It: An Effective Field Theory Perspectivecited by 1

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