mlsanityData to 7 Oct 2026

Towards Fair RAG: On the Impact of Fair Ranking in Retrieval-Augmented Generation

arXiv 2409.11598 ↗First posted 17 Sep 2024cs.IR cs.AI cs.CLcited by 15

On the map: Retrieval-augmented generation → RAG robustness and adaptive retrieval

Abstract (arXiv)

Despite the central role of retrieval in retrieval-augmented generation (RAG) systems, much of the existing research on RAG overlooks the well-established field of fair ranking and fails to account for the interests of all stakeholders involved. In this paper, we conduct the first systematic evaluation of RAG systems that integrate fairness-aware rankings, addressing both ranking fairness and attribution fairness, which ensures equitable exposure of the sources cited in the generated content. Our evaluation focuses on measuring item-side fairness, specifically the fair exposure of relevant items retrieved by RAG systems, and investigates how this fairness impacts both the effectiveness of the systems and the attribution of sources in the generated output that users ultimately see. By experimenting with twelve RAG models across seven distinct tasks, we show that incorporating fairness-aware retrieval often maintains or even enhances both ranking quality and generation quality, countering the common belief that fairness compromises system performance. Additionally, we demonstrate that fair retrieval practices lead to more balanced attribution in the final responses, ensuring that the generator fairly cites the sources it relies on. Our findings underscore the importance of item-side fairness in retrieval and generation, laying the foundation for responsible and equitable RAG systems and guiding future research in fair ranking and attribution.

Key facts. Cited by 15 papers in the map (data through 7 Oct 2026). Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation. Builds on 49 of its 72 references that are in the map. First posted on arXiv 17 Sep 2024.

Builds on

49 of 72 references.

Closest ancestors · 2

Same direction, newest first

  1. 2024Are Large Language Models Good at Utility Judgments?28 Mar
  2. 2023Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection17 Oct

Other references · 47

  1. 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,160
  2. 2023Lost in the Middle: How Language Models Use Long Contextscited by 3,383
  3. 2022Scaling Instruction-Finetuned Language Modelscited by 2,997
  4. 2020REALM: Retrieval-Augmented Language Model Pre-Trainingcited by 2,126
  5. 2021Unsupervised Dense Information Retrieval with Contrastive Learningcited by 1,203
  6. 2016The Concrete Distribution: A Continuous Relaxation of Discrete Random Variablescited by 1,135
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  8. 2019Generalization through Memorization: Nearest Neighbor Language Modelscited by 788
  9. 2023Enabling Large Language Models to Generate Text with Citationscited by 584
  10. 2023LaMP: When Large Language Models Meet Personalizationcited by 425
  11. 2023Ragas: Automated Evaluation of Retrieval Augmented Generationcited by 408
  12. 2020Fairness in Machine Learning: A Surveycited by 369
35 more
  1. 2022RARR: Researching and Revising What Language Models Say, Using Language Modelscited by 286
  2. 2024The Power of Noise: Redefining Retrieval for RAG Systemscited by 275
  3. 2023ARES: An Automated Evaluation Framework for Retrieval-Augmented Generation Systemscited by 259
  4. 2021Measuring Attribution in Natural Language Generation Modelscited by 253
  5. 2018Fairness of Exposure in Rankingscited by 189
  6. 2018Equity of Attention: Amortizing Individual Fairness in Rankingscited by 124
  7. 2017FA*IR: A Fair Top-k Ranking Algorithmcited by 113
  8. 2023Foundation Models and Fair Usecited by 112
  9. 2022From Distillation to Hard Negative Sampling: Making Sparse Neural IR Models More Effectivecited by 98
  10. 2024Optimization Methods for Personalizing Large Language Models through Retrieval Augmentationcited by 98
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  12. 2024Evaluating Retrieval Quality in Retrieval-Augmented Generationcited by 90
  13. 2016Measuring Fairness in Ranked Outputscited by 81
  14. 2019Policy Learning for Fairness in Rankingcited by 74
  15. 2022FiD-Light: Efficient and Effective Retrieval-Augmented Text Generationcited by 63
  16. 2024RAGChecker: A Fine-grained Framework for Diagnosing Retrieval-Augmented Generationcited by 59
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  20. 2023A Pathway Towards Responsible AI Generated Contentcited by 38
  21. 2021Computationally Efficient Optimization of Plackett-Luce Ranking Models for Relevance and Fairnesscited by 35
  22. 2024FairRAG: Fair Human Generation via Fair Retrieval Augmentationcited by 34
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  24. 2024Stochastic RAG: End-to-End Retrieval-Augmented Generation through Expected Utility Maximizationcited by 29
  25. 2021Fairness in Information Access Systemscited by 27
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  27. 2024Towards a Search Engine for Machines: Unified Ranking for Multiple Retrieval-Augmented Large Language Modelscited by 23
  28. 2024Item-side Fairness of Large Language Model-based Recommendation Systemcited by 21
  29. 2022Learning-to-Rank at the Speed of Sampling: Plackett-Luce Gradient Estimation With Minimal Computational Complexitycited by 13
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  34. 2020Comparing Fair Ranking Metricscited by 8
  35. 2023The Role of Relevance in Fair Rankingcited by 3

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Citing papers per year: 2024: 1; 2025: 4; 2026: 10.

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  1. 2025The Other Side of the Coin: Exploring Fairness in Retrieval-Augmented Generation
  2. 2024Does RAG Introduce Unfairness in LLMs? Evaluating Fairness in Retrieval-Augmented Generation Systems
  3. 2024No Free Lunch: Retrieval-Augmented Generation Undermines Fairness in LLMs, Even for Vigilant Users
  4. 2025Your RAG is Unfair: Exposing Fairness Vulnerabilities in Retrieval-Augmented Generation via Backdoor Attacks
  5. 2025Mitigating Bias in RAG: Controlling the Embedder
  6. 2026Towards FairRAG: Preventing Representational Harm in Retrieval-Augmented Generation by Enforcing Fair Exposure at Retrieval Time
  7. 2024RAGGED: Towards Informed Design of Scalable and Stable RAG Systems
  8. 2026A Systems-Level Analysis of Sensitivity, Robustness, and Stability in Retrieval-Augmented Generation